PANW

SEC source: 0001209191-17-066440 · doc4.xml · nonDerivative · entry 2

ZUK NIR · CIK 0001250333 · Director · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462,912

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $148.00 to $148.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-18-000184 · doc4.xml · nonDerivative · entry 4

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 10,000

F2 · ownership.nature: Shares held by the Zteog Foundation, for which the Reporting Person serves as President.

SEC source: 0001209191-18-000184 · doc4.xml · nonDerivative · entry 3

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 68,000

F1 · ownership.nature: Shares held by the Freedom Reigns Foundation, for which the Reporting Person's spouse serves as President.

SEC source: 0001209191-18-000184 · doc4.xml · nonDerivative · entry 2

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,645

SEC source: 0001209191-18-000184 · doc4.xml · nonDerivative · entry 1

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,645

SEC source: 0001209191-17-066440 · doc4.xml · nonDerivative · entry 1

ZUK NIR · CIK 0001250333 · Director · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467,309

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $148.00 to $148.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-065228 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

SEC source: 0001209191-17-065229 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,520

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

SEC source: 0001209191-17-065230 · doc4.xml · nonDerivative · entry 1

Donovan John · CIK 0001353825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,336

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

SEC source: 0001209191-17-065231 · doc4.xml · nonDerivative · entry 1

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,879

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

SEC source: 0001209191-17-065232 · doc4.xml · nonDerivative · entry 1

McCarthy Mary Pat · CIK 0001565570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,706

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

SEC source: 0001209191-17-065233 · doc4.xml · nonDerivative · entry 1

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,834

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

SEC source: 0001209191-17-065234 · doc4.xml · nonDerivative · entry 1

WARMENHOVEN DANIEL J · CIK 0001197637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,829

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

F2 · balance_after: Ownership restated to include transfers of shares from the Reporting Person to The Warmenhoven 1987 Revocable Trust U/T/D 12/16/1987.

SEC source: 0001209191-17-064175 · doc4.xml · nonDerivative · entry 5

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,567

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $146.15 to $146.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-17-064175 · doc4.xml · nonDerivative · entry 4

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,894

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $145.145 to $146.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-064175 · doc4.xml · nonDerivative · entry 3

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,213

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $144.14 to $145.12 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-064175 · doc4.xml · nonDerivative · entry 2

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,913

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $143.12 to $144.115 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-064175 · doc4.xml · nonDerivative · entry 1

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,413

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $142.12 to $143.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-063870 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,901

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units (RSUs).

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-17-063876 · doc4.xml · nonDerivative · entry 3

ZUK NIR · CIK 0001250333 · Director · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490,912

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $144.78 to $145.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-063876 · doc4.xml · nonDerivative · entry 2

ZUK NIR · CIK 0001250333 · Director · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491,437

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $143.76 to $144.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-063876 · doc4.xml · nonDerivative · entry 1

ZUK NIR · CIK 0001250333 · Director · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492,683

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $142.69 to $143.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-18-048014 · doc4.xml · nonDerivative · entry 1

Klarich Lee · CIK 0001682260 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,244

F1 · balance_after: This number reflects an adjustment to the Reporting Person's total holdings that were inadvertently overstated in previous reports.

SEC source: 0001209191-18-004873 · doc4.xml · nonDerivative · entry 1

Klarich Lee · CIK 0001682260 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,579

SEC source: 0001209191-17-062817 · doc4.xml · derivative · entry 5

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,935

Underlying: Common Stock · 25,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

SEC source: 0001209191-17-062817 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · ownership.nature: Shares are held by the McLaughlin GRAT II, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-17-062817 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,919

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-17-062817 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-062628 · doc4.xml · nonDerivative · entry 3

Bonanno Kathleen · CIK 0001723042 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,853

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $150.6178 to $150.684 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-062816 · doc4.xml · nonDerivative · entry 2

BONVANIE RENE · CIK 0001554397 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,584

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $151.77 to $152.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-062816 · doc4.xml · nonDerivative · entry 1

BONVANIE RENE · CIK 0001554397 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,584

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $150.76 to $151.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-062628 · doc4.xml · nonDerivative · entry 2

Bonanno Kathleen · CIK 0001723042 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,684

F2 · shares: Each share is represented by a performance-based restricted stock unit ("PSU"). The number of shares reported is at the target award amount. The Reporting Person may potentially earn from 50% to 120% of the target based on the achievement, if any, of the performance criteria at the end of the performance period. The actual award earned shall be determined upon certification by the Issuer's Compensation Committee. If earned, the eligible PSUs would vest according to the vesting schedule set forth above in footnote (1).

SEC source: 0001209191-17-062628 · doc4.xml · nonDerivative · entry 1

Bonanno Kathleen · CIK 0001723042 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,716

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). One-sixteenth (1/16th) of the RSUs will vest on January 20, 2018 and one-sixteenth (1/16) of the RSUs will vest quarterly thereafter, subject to the Reporting Person continuing to be a Service Provider through each vesting date.

SEC source: 0001209191-17-062349 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,919

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards.

SEC source: 0001209191-17-062351 · doc4.xml · nonDerivative · entry 1

ZUK NIR · CIK 0001250333 · Director · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492,912

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units and restricted stock awards.

SEC source: 0001209191-17-062353 · doc4.xml · nonDerivative · entry 1

BONVANIE RENE · CIK 0001554397 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,180

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units.

SEC source: 0001209191-17-062354 · doc4.xml · nonDerivative · entry 1

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,013

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units.

SEC source: 0001209191-17-062355 · doc4.xml · nonDerivative · entry 1

Klarich Lee · CIK 0001682260 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,579

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards.

SEC source: 0001209191-17-062357 · doc4.xml · nonDerivative · entry 1

Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,285

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units.

SEC source: 0001209191-17-059731 · doc4.xml · nonDerivative · entry 2

ZUK NIR · CIK 0001250333 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504,286

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $148.00 to $148.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-059731 · doc4.xml · nonDerivative · entry 1

ZUK NIR · CIK 0001250333 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,498

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $148.00 to $148.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-059142 · doc4.xml · nonDerivative · entry 3

ZUK NIR · CIK 0001250333 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532,286

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $147.58 to $147.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-059142 · doc4.xml · nonDerivative · entry 2

ZUK NIR · CIK 0001250333 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532,486

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $144.35 to $144.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-059142 · doc4.xml · nonDerivative · entry 1

ZUK NIR · CIK 0001250333 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,686

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $143.29 to $144.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001209191-17-057849 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,395

F3 · shares: Represents the forfeiture of previously reported performance stock awards granted to the Reporting Person that were eligible to vest based on the certified achievement of certain performance objectives.

SEC source: 0001209191-17-057849 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,090

F2 · shares: Each share is represented by a performance-based restricted stock unit ("PSU"). The number of shares reported is at the target award amount. The Reporting Person may potentially earn from 50% to 120% of the target based on the achievement, if any, of the performance criteria at the end of the performance period. The actual award earned shall be determined upon certification by the Issuer's Compensation Committee. If earned, the eligible PSUs would vest according to the vesting schedule set forth above in footnote (1).

SEC source: 0001209191-17-057849 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,432

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). One-sixteenth (1/16th) of the RSUs will vest on January 20, 2018 and one-sixteenth (1/16) of the RSUs will vest quarterly thereafter, subject to the Reporting Person continuing to be a Service Provider through each vesting date.

SEC source: 0001209191-17-057852 · doc4.xml · nonDerivative · entry 4

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,835

F4 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and performance-based restricted stock awards.

SEC source: 0001209191-17-057852 · doc4.xml · nonDerivative · entry 3

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,717

F3 · shares: Represents the forfeiture of previously reported performance stock awards granted to the Reporting Person that were eligible to vest based on the certified achievement of certain performance objectives.

SEC source: 0001209191-17-057852 · doc4.xml · nonDerivative · entry 2

Anderson Mark · CIK 0001417100 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,534

F2 · shares: Each share is represented by a performance-based restricted stock unit ("PSU"). The number of shares reported is at the target award amount. The Reporting Person may potentially earn from 50% to 120% of the target based on the achievement, if any, of the performance criteria at the end of the performance period. The actual award earned shall be determined upon certification by the Issuer's Compensation Committee. If earned, the eligible PSUs would vest according to the vesting schedule set forth above in footnote (1).