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Nasdaq · USD

PALI

PALISADE BIO, INC.

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Tapewire entity
5803
SEC CIK
0001357459
Parsed reports
182

Last 12 months

Inside the activity.

10 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202662
Aug 202600
Sep 202600
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2024 Filed May 8, 2024 22:37 UTC
Jones Mitchell LawrenceCEO, CFO, Director
Tax withholdingCommon Stock, par value $0.01 90 $8.46 $761.40
Disclosure

SEC source: 0001493152-24-018284 · ownership.xml · nonDerivative · entry 2

Jones Mitchell Lawrence · CIK 0001993292 · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724

F2 · security: Represents shares withheld to cover tax withholding obligations in connection with the vesting and settlement of the restricted stock units referenced in footnote 1.

F2 · shares: Represents shares withheld to cover tax withholding obligations in connection with the vesting and settlement of the restricted stock units referenced in footnote 1.

Read SEC document
May 06, 2024 Filed May 8, 2024 22:37 UTC
Jones Mitchell LawrenceCEO, CFO, Director
Exercise / conversionCommon Stock, par value $0.01 304 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-018284 · ownership.xml · nonDerivative · entry 1

Jones Mitchell Lawrence · CIK 0001993292 · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on September 5, 2023.

F1 · shares: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on September 5, 2023.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on September 5, 2023.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 22:29 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionRestricted Stock Units · Derivative 5,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-009709 · ownership.xml · derivative · entry 3

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,025

Underlying: Common Stock · 5,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This restricted stock unit was granted on June 11, 2023, and 5,558 restricted stock units subject to the award vested on March 11, 2024, and an additional 50,025 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F4 · derivative.exercise_price: This restricted stock unit was granted on June 11, 2023, and 5,558 restricted stock units subject to the award vested on March 11, 2024, and an additional 50,025 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F4 · price: This restricted stock unit was granted on June 11, 2023, and 5,558 restricted stock units subject to the award vested on March 11, 2024, and an additional 50,025 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F3 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 22:29 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionCommon Stock, par value $0.01 5,558 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-009709 · ownership.xml · nonDerivative · entry 1

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on June 11, 2023.

F1 · shares: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on June 11, 2023.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on June 11, 2023.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · derivative · entry 8

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · derivative · entry 7

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionCommon Stock Options · Derivative 12,160 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · derivative · entry 6

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,160

Underlying: Common Stock · 12,160 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionCommon Stock Options · Derivative 12,160 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · derivative · entry 5

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,160 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionRestricted Stock Units · Derivative 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · derivative · entry 4

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F4 · derivative.exercise_price: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · derivative · entry 3

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F3 · derivative.exercise_price: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionCommon Stock, par value $0.01 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · nonDerivative · entry 2

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F2 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on November 21, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:08 UTC
Neal James RDirector
Exercise / conversionCommon Stock, par value $0.01 5,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006049 · ownership.xml · nonDerivative · entry 1

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · derivative · entry 8

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · derivative · entry 7

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 12,160 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · derivative · entry 6

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,160

Underlying: Common Stock · 12,160 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 12,160 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · derivative · entry 5

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,160 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionRestricted Stock Units · Derivative 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · derivative · entry 4

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F4 · derivative.exercise_price: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · derivative · entry 3

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F3 · derivative.exercise_price: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock, par value $0.01 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · nonDerivative · entry 2

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F2 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on November 21, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock, par value $0.01 5,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006050 · ownership.xml · nonDerivative · entry 1

Trenschel Robert J. · CIK 0001849917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · derivative · entry 8

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · derivative · entry 7

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 9,580 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · derivative · entry 6

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,580

Underlying: Common Stock · 9,580 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock Options · Derivative 9,580 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · derivative · entry 5

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,580 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionRestricted Stock Units · Derivative 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · derivative · entry 4

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F4 · derivative.exercise_price: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionRestricted Stock Units · Derivative 6,980 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · derivative · entry 3

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F3 · derivative.exercise_price: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock, par value $0.01 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · nonDerivative · entry 2

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F2 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on November 21, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 15:08 UTC Exercise / conversionCommon Stock, par value $0.01 6,980 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006048 · ownership.xml · nonDerivative · entry 1

Diaz Stephanie · CIK 0001850265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

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February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · derivative · entry 8

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionCommon Stock Options · Derivative 6,880 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · derivative · entry 7

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,880 shares

Expires 2033-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F8 · security: Represents the modification of the option granted on November 21, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionCommon Stock Options · Derivative 9,580 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · derivative · entry 6

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,580

Underlying: Common Stock · 9,580 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionCommon Stock Options · Derivative 9,580 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · derivative · entry 5

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,580 shares

Expires 2033-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each option represents the right to purchase one share of common stock at the exercise price.

F7 · security: Represents the modification of the option granted on June 11, 2023, resulting in (i) immediate vesting in full of the outstanding grant and (ii) extension of the exercise period until the expiration date in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · derivative · entry 4

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F4 · derivative.exercise_price: This restricted stock unit was granted on November 21, 2023 and pursuant to the issuance upon full vesting described in Footnote 2, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 6,980 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · derivative · entry 3

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F3 · derivative.exercise_price: This restricted stock unit was granted on June 11, 2023 and pursuant to the issuance upon full vesting as described in Footnote 1, is no longer outstanding.

F5 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of common stock.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionCommon Stock, par value $0.01 5,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · nonDerivative · entry 2

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F2 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on November 21, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 20:08 UTC Exercise / conversionCommon Stock, par value $0.01 6,980 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-006047 · ownership.xml · nonDerivative · entry 1

Csimma Cristina · CIK 0001501623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units granted on June 11, 2023, resulting from the full accelerated vesting in connection with Reporting Person's resignation from the Issuer's Board of Directors.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 13:30 UTC
Finley John DavidDirector · CEO, CFO, Director
PurchaseCommon Stock, par value $0.01 10,000 $0.47 $4,692.00
Disclosure

SEC source: 0001493152-24-005207 · ownership.xml · nonDerivative · entry 1

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,649

F1 · security: Reporting Person purchased 10,000 shares of Common Stock in open market purchase transactions ranging from $0.46 to $0.47. The Reporting Person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC Staff, the Company, or a security holder of the Company.

F1 · shares: Reporting Person purchased 10,000 shares of Common Stock in open market purchase transactions ranging from $0.46 to $0.47. The Reporting Person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC Staff, the Company, or a security holder of the Company.

F1 · price: Reporting Person purchased 10,000 shares of Common Stock in open market purchase transactions ranging from $0.46 to $0.47. The Reporting Person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC Staff, the Company, or a security holder of the Company.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionRestricted Stock Units · Derivative 3,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-005480 · ownership.xml · derivative · entry 5

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,833

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: This restricted stock unit was granted on November 21, 2023 and 3,167 restricted stock units subject to the award vested on February 6, 2024 and an additional 34,833 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F6 · derivative.exercise_price: This restricted stock unit was granted on November 21, 2023 and 3,167 restricted stock units subject to the award vested on February 6, 2024 and an additional 34,833 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F6 · price: This restricted stock unit was granted on November 21, 2023 and 3,167 restricted stock units subject to the award vested on February 6, 2024 and an additional 34,833 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F4 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionRestricted Stock Units · Derivative 3,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-005480 · ownership.xml · derivative · entry 4

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,800

Underlying: Common Stock · 3,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: This restricted stock unit was granted on February 6, 2023, and 3,475 restricted stock units subject to the award vested on February 6, 2024, and an additional 27,800 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F5 · derivative.exercise_price: This restricted stock unit was granted on February 6, 2023, and 3,475 restricted stock units subject to the award vested on February 6, 2024, and an additional 27,800 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F5 · price: This restricted stock unit was granted on February 6, 2023, and 3,475 restricted stock units subject to the award vested on February 6, 2024, and an additional 27,800 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F4 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionCommon Stock, par value $0.01 3,167 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-005480 · ownership.xml · nonDerivative · entry 2

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on November 21, 2023.

F2 · shares: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on November 21, 2023.

F2 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on November 21, 2023.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionCommon Stock, par value $0.01 3,475 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-005480 · ownership.xml · nonDerivative · entry 1

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on February 6, 2023.

F1 · shares: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on February 6, 2023.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on February 6, 2023.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC
Jones Mitchell LawrenceChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 2,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-005482 · ownership.xml · derivative · entry 5

Jones Mitchell Lawrence · CIK 0001993292 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,667

Underlying: Common Stock · 2,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: This restricted stock unit was granted on November 21, 2023, and 2,333 restricted stock units subject to the award vested on February 6, 2024, and an additional 25,667 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F6 · derivative.exercise_price: This restricted stock unit was granted on November 21, 2023, and 2,333 restricted stock units subject to the award vested on February 6, 2024, and an additional 25,667 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F6 · price: This restricted stock unit was granted on November 21, 2023, and 2,333 restricted stock units subject to the award vested on February 6, 2024, and an additional 25,667 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F4 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC
Jones Mitchell LawrenceChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 4,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-005482 · ownership.xml · derivative · entry 4

Jones Mitchell Lawrence · CIK 0001993292 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,586

Underlying: Common Stock · 4,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: This restricted stock unit was granted on September 5, 2023, and 4,558 restricted stock units subject to the award vested on February 6, 2024, and an additional 45,586 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F5 · derivative.exercise_price: This restricted stock unit was granted on September 5, 2023, and 4,558 restricted stock units subject to the award vested on February 6, 2024, and an additional 45,586 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F5 · price: This restricted stock unit was granted on September 5, 2023, and 4,558 restricted stock units subject to the award vested on February 6, 2024, and an additional 45,586 restricted stock units will vest in equal quarterly installments over the remaining portion of the three-year period from the grant date, subject to Reporting Person continuing to be a service provider to Issuer at the time of vesting.

F4 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC
Jones Mitchell LawrenceChief Medical Officer
Tax withholdingCommon Stock, par value $0.01 2,153 $0.44 $938.92
Disclosure

SEC source: 0001493152-24-005482 · ownership.xml · nonDerivative · entry 3

Jones Mitchell Lawrence · CIK 0001993292 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,662

F3 · security: Represents shares sold on behalf of Reporting Person to satisfy tax requirements related to the vesting of the restricted stock units for each of the vested portions of the grant.

F3 · price: Represents shares sold on behalf of Reporting Person to satisfy tax requirements related to the vesting of the restricted stock units for each of the vested portions of the grant.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC
Jones Mitchell LawrenceChief Medical Officer
Exercise / conversionCommon Stock, par value $0.01 2,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-005482 · ownership.xml · nonDerivative · entry 2

Jones Mitchell Lawrence · CIK 0001993292 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on November 21, 2023.

F2 · shares: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on November 21, 2023.

F2 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on November 21, 2023.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC
Jones Mitchell LawrenceChief Medical Officer
Exercise / conversionCommon Stock, par value $0.01 4,558 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-005482 · ownership.xml · nonDerivative · entry 1

Jones Mitchell Lawrence · CIK 0001993292 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on September 5, 2023.

F1 · shares: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on September 5, 2023.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units for the restricted stock units granted on September 5, 2023.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 13:30 UTC
Finley John DavidDirector · CEO, CFO, Director
PurchaseCommon Stock, par value $0.01 10,000 $0.56 $5,590.00
Disclosure

SEC source: 0001493152-24-004566 · ownership.xml · nonDerivative · entry 1

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,649

F1 · security: Reporting Person purchased 10,000 shares of Common Stock at a price per share of $0.559.

F1 · shares: Reporting Person purchased 10,000 shares of Common Stock at a price per share of $0.559.

F1 · price: Reporting Person purchased 10,000 shares of Common Stock at a price per share of $0.559.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 13:30 UTC PurchaseCommon Stock, par value $0.01 10,000 $0.61 $6,050.00
Disclosure

SEC source: 0001493152-24-004565 · ownership.xml · nonDerivative · entry 1

Williams Donald Allen · CIK 0001620013 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Defined Benefit Plan

Disclosed balance after: 30,000

F1 · shares: Reporting Person purchased 10,000 shares of Common Stock of Issuer at a price per share of $0.605 on January 31, 2024.

F1 · price: Reporting Person purchased 10,000 shares of Common Stock of Issuer at a price per share of $0.605 on January 31, 2024.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:00 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionRestricted Stock Units · Derivative 1,309 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-001394 · ownership.xml · derivative · entry 3

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: This restricted stock unit was granted on January 3, 2023 and 1,309 restricted stock units subject to the award vested on January 3, 2024. There are no additional restricted stock units underlying this grant.

F3 · derivative.expiration_date: This restricted stock unit was granted on January 3, 2023 and 1,309 restricted stock units subject to the award vested on January 3, 2024. There are no additional restricted stock units underlying this grant.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:00 UTC
Finley John DavidDirector · CEO, CFO, Director
Exercise / conversionCommon Stock, par value $0.01 1,309 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-001394 · ownership.xml · nonDerivative · entry 1

Finley John David · CIK 0001851034 · Director · CEO, CFO, Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units.

F1 · shares: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units.

F1 · price: Represents the issuance of common stock upon the vesting and settlement of outstanding restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.