Last 12 months
Inside the activity.
0 purchase rows · 189 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 37 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 14 |
| Aug 2026 | 0 | 58 |
| Sep 2026 | 0 | 22 |
| Oct 2026 | 0 | 27 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2017 Filed Jun 13, 2017 20:39 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 247 | $13.00 | $3,211.00 |
DisclosureSEC source: 0001140361-17-024866 · doc1.xml · nonDerivative · entry 4 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. Disclosed balance after: 29,403 F1 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:39 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 12,279 | $13.00 | $159,627.00 |
DisclosureSEC source: 0001140361-17-024866 · doc1.xml · nonDerivative · entry 3 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI (Jersey), L.P. Disclosed balance after: 1,456,622 F1 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:39 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 92 | $13.00 | $1,196.00 |
DisclosureSEC source: 0001140361-17-024866 · doc1.xml · nonDerivative · entry 2 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Disclosed balance after: 10,921 F1 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:39 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 6,229 | $13.00 | $80,977.00 |
DisclosureSEC source: 0001140361-17-024866 · doc1.xml · nonDerivative · entry 1 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth II (Jersey), L.P. Disclosed balance after: 738,896 F1 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:10 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 390 | $13.19 | $5,145.86 |
DisclosureSEC source: 0001140361-17-024574 · doc1.xml · nonDerivative · entry 5 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Yucca (Jersey) SLP Disclosed balance after: 28,541 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.26 per share, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., any security holder of Pure Storage, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:10 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 405 | $13.19 | $5,343.77 |
DisclosureSEC source: 0001140361-17-024574 · doc1.xml · nonDerivative · entry 4 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. Disclosed balance after: 29,650 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.26 per share, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., any security holder of Pure Storage, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:10 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 20,050 | $13.19 | $264,549.73 |
DisclosureSEC source: 0001140361-17-024574 · doc1.xml · nonDerivative · entry 3 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI (Jersey), L.P. Disclosed balance after: 1,468,901 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.26 per share, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., any security holder of Pure Storage, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:10 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 150 | $13.19 | $1,979.18 |
DisclosureSEC source: 0001140361-17-024574 · doc1.xml · nonDerivative · entry 2 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Disclosed balance after: 11,013 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.26 per share, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., any security holder of Pure Storage, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:10 UTC |
Volpi MichelangeloDirector
|
SaleClass A Common Stock | 10,171 | $13.19 | $134,201.26 |
DisclosureSEC source: 0001140361-17-024574 · doc1.xml · nonDerivative · entry 1 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth II (Jersey), L.P. Disclosed balance after: 745,125 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.26 per share, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., any security holder of Pure Storage, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:24 UTC |
SUTTER HILL VENTURES10% owner
|
PurchaseClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010841 · doc4.xml · derivative · entry 2 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F3 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
Dyckerhoff Stefan A10% owner
|
PurchaseClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010839 · doc4.xml · derivative · entry 3 Dyckerhoff Stefan A · CIK 0001484394 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F6 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F6 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
Dyckerhoff Stefan A10% owner
|
PurchaseClass B Common Stock · Derivative | 1,024,538 | $11.08 | $11,349,012.33 |
DisclosureSEC source: 0001225208-17-010839 · doc4.xml · derivative · entry 1 Dyckerhoff Stefan A · CIK 0001484394 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 1,024,538 Underlying: Class A Common Stock · 1,024,538 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F2 · price: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares held by SHA. Sutter Hill Ventures, a California Limited Partnerhsip ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC |
Riitters TimothyChief Financial Officer
|
SaleClass A Common Stock | 5,000 | $13.12 | $65,591.00 |
DisclosureSEC source: 0001209191-17-037464 · doc4.xml · nonDerivative · entry 1 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,703 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.86 to $13.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:25 UTC |
Speiser Michael LDirector · 10% owner
|
PurchaseClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010842 · doc4.xml · derivative · entry 3 Speiser Michael L · CIK 0001433644 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F6 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F6 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:25 UTC |
Speiser Michael LDirector · 10% owner
|
PurchaseClass B Common Stock · Derivative | 1,024,538 | $11.08 | $11,349,012.33 |
DisclosureSEC source: 0001225208-17-010842 · doc4.xml · derivative · entry 1 Speiser Michael L · CIK 0001433644 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 1,024,538 Underlying: Class A Common Stock · 1,024,538 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F2 · price: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares held by SHA. Sutter Hill Ventures, a California Limited Partnerhsip ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
Pullara Samuel J III10% owner
|
OtherClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010840 · doc4.xml · derivative · entry 3 Pullara Samuel J III · CIK 0001561643 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F6 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F6 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
Pullara Samuel J III10% owner
|
PurchaseClass B Common Stock · Derivative | 1,024,538 | $11.08 | $11,349,012.33 |
DisclosureSEC source: 0001225208-17-010840 · doc4.xml · derivative · entry 1 Pullara Samuel J III · CIK 0001561643 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 1,024,538 Underlying: Class A Common Stock · 1,024,538 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F2 · price: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares held by SHA. Sutter Hill Ventures, a California Limited Partnerhsip ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
COXE TENCH10% owner
|
PurchaseClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010838 · doc4.xml · derivative · entry 3 COXE TENCH · CIK 0001197647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F6 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F6 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
COXE TENCH10% owner
|
PurchaseClass B Common Stock · Derivative | 1,024,538 | $11.08 | $11,349,012.33 |
DisclosureSEC source: 0001225208-17-010838 · doc4.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 1,024,538 Underlying: Class A Common Stock · 1,024,538 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F2 · price: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares held by SHA. Sutter Hill Ventures, a California Limited Partnerhsip ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
BIRD JEFFREY W10% owner
|
PurchaseClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010837 · doc4.xml · derivative · entry 3 BIRD JEFFREY W · CIK 0001250409 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F6 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F6 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
BIRD JEFFREY W10% owner
|
PurchaseClass B Common Stock · Derivative | 1,024,538 | $11.08 | $11,349,012.33 |
DisclosureSEC source: 0001225208-17-010837 · doc4.xml · derivative · entry 1 BIRD JEFFREY W · CIK 0001250409 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 1,024,538 Underlying: Class A Common Stock · 1,024,538 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F2 · price: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares held by SHA. Sutter Hill Ventures, a California Limited Partnerhsip ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
WHITE JAMES N10% owner
|
PurchaseClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010836 · doc4.xml · derivative · entry 3 WHITE JAMES N · CIK 0001201720 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F6 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F6 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:24 UTC |
WHITE JAMES N10% owner
|
PurchaseClass B Common Stock · Derivative | 1,024,538 | $11.08 | $11,349,012.33 |
DisclosureSEC source: 0001225208-17-010836 · doc4.xml · derivative · entry 1 WHITE JAMES N · CIK 0001201720 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 1,024,538 Underlying: Class A Common Stock · 1,024,538 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F2 · price: In connection with the Liquidation, Sutter Hill Associates, LLC ("SHA") purchased 1,024,538 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares held by SHA. Sutter Hill Ventures, a California Limited Partnerhsip ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 18:24 UTC |
SUTTER HILL VENTURES10% owner
|
OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010841 · doc4.xml · derivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F2 · price: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 22:24 UTC |
Dyckerhoff Stefan A10% owner
|
OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010839 · doc4.xml · derivative · entry 2 Dyckerhoff Stefan A · CIK 0001484394 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F4 · price: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 22:25 UTC |
Speiser Michael LDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010842 · doc4.xml · derivative · entry 2 Speiser Michael L · CIK 0001433644 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F4 · price: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 22:24 UTC |
Pullara Samuel J III10% owner
|
OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010840 · doc4.xml · derivative · entry 2 Pullara Samuel J III · CIK 0001561643 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F4 · price: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 22:24 UTC |
COXE TENCH10% owner
|
OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010838 · doc4.xml · derivative · entry 2 COXE TENCH · CIK 0001197647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F4 · price: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 22:24 UTC |
BIRD JEFFREY W10% owner
|
OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010837 · doc4.xml · derivative · entry 2 BIRD JEFFREY W · CIK 0001250409 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F4 · price: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 22:24 UTC |
WHITE JAMES N10% owner
|
OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010836 · doc4.xml · derivative · entry 2 WHITE JAMES N · CIK 0001201720 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV) Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F4 · price: On May 31, 2017, a limited partner (the "Limited Partner") of SHV liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · ownership.nature: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:08 UTC |
Riitters TimothyChief Financial Officer
|
GrantClass A Common Stock | 55,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024328 · doc4.xml · nonDerivative · entry 3 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,703 F3 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2019, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:08 UTC |
Riitters TimothyChief Financial Officer
|
GrantClass A Common Stock | 72,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024328 · doc4.xml · nonDerivative · entry 2 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,053 F2 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2018, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:08 UTC |
Riitters TimothyChief Financial Officer
|
GrantClass A Common Stock | 107,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024328 · doc4.xml · nonDerivative · entry 1 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,216 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2017, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:05 UTC |
Dietzen ScottDirector · Chief Executive Officer
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024323 · doc4.xml · nonDerivative · entry 3 Dietzen Scott · CIK 0001651908 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,059 F4 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2019, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:05 UTC |
Dietzen ScottDirector · Chief Executive Officer
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024323 · doc4.xml · nonDerivative · entry 2 Dietzen Scott · CIK 0001651908 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,827 F3 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2018, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:05 UTC |
Dietzen ScottDirector · Chief Executive Officer
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024323 · doc4.xml · nonDerivative · entry 1 Dietzen Scott · CIK 0001651908 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,595 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2017, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. F2 · balance_after: Includes 2,022 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2017 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:07 UTC |
Colgrove JohnDirector · Chief Technology Officer
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024325 · doc4.xml · nonDerivative · entry 3 Colgrove John · CIK 0001651902 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,696 F3 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2019, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:07 UTC |
Colgrove JohnDirector · Chief Technology Officer
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024325 · doc4.xml · nonDerivative · entry 2 Colgrove John · CIK 0001651902 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,464 F2 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2018, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:07 UTC |
Colgrove JohnDirector · Chief Technology Officer
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024325 · doc4.xml · nonDerivative · entry 1 Colgrove John · CIK 0001651902 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,232 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2017, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vests on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:04 UTC |
Hatfield DavidPresident
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024321 · doc4.xml · nonDerivative · entry 3 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,034 F3 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2019, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vest on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:04 UTC |
Hatfield DavidPresident
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024321 · doc4.xml · nonDerivative · entry 2 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,802 F2 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2018, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vest on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:04 UTC |
Hatfield DavidPresident
|
GrantClass A Common Stock | 19,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024321 · doc4.xml · nonDerivative · entry 1 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,570 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the Restricted Stock Units will vest quarterly over the one-year period following April 5, 2017, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates - meaning 1/4th vest on each of July 5, October 5, January 5 and April 5 over the applicable year-long period. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 22:17 UTC |
Riitters TimothyChief Financial Officer
|
SaleClass A Common Stock | 3,416 | $10.30 | $35,169.43 |
DisclosureSEC source: 0001209191-17-022415 · doc4.xml · nonDerivative · entry 1 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,004 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs previously reported on a Form 4 filed on April 26, 2016 pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.2946 to $10.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2017 Filed Feb 23, 2018 22:04 UTC |
WHITE JAMES N10% owner
|
GiftClass A Common Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004031 · doc5.xml · nonDerivative · entry 5 WHITE JAMES N · CIK 0001201720 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child (WOW) Disclosed balance after: 5,400 F1 · kind: Gift without consideration. F2 · ownership.nature: Shares held by the reporting person's children. The reporting person disclaims any beneficial ownership in these shares. Read SEC document |
| March 16, 2017 Filed Feb 23, 2018 22:04 UTC |
WHITE JAMES N10% owner
|
GiftClass A Common Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004031 · doc5.xml · nonDerivative · entry 4 WHITE JAMES N · CIK 0001201720 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child (BTW) Disclosed balance after: 4,530 F1 · kind: Gift without consideration. F2 · ownership.nature: Shares held by the reporting person's children. The reporting person disclaims any beneficial ownership in these shares. Read SEC document |
| March 16, 2017 Filed Feb 23, 2018 22:04 UTC |
WHITE JAMES N10% owner
|
GiftClass A Common Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004031 · doc5.xml · nonDerivative · entry 3 WHITE JAMES N · CIK 0001201720 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child (BSW) Disclosed balance after: 4,900 F1 · kind: Gift without consideration. F2 · ownership.nature: Shares held by the reporting person's children. The reporting person disclaims any beneficial ownership in these shares. Read SEC document |
| March 16, 2017 Filed Feb 23, 2018 22:04 UTC |
WHITE JAMES N10% owner
|
GiftClass A Common Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004031 · doc5.xml · nonDerivative · entry 1 WHITE JAMES N · CIK 0001201720 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child (AEW) Disclosed balance after: 1,200 F1 · kind: Gift without consideration. F2 · ownership.nature: Shares held by the reporting person's children. The reporting person disclaims any beneficial ownership in these shares. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:07 UTC |
Hatfield DavidPresident
|
GrantClass A Common Stock | 24,375 | $10.23 | $249,334.31 |
DisclosureSEC source: 0001209191-17-021524 · doc4.xml · nonDerivative · entry 1 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,338 F1 · price: The reported price in Column 4 is a weighted average pice. These shares were purchased in multiple transactions at prices ranging from $10.174985 to $10.285997 per share, inclusive. The reporting person undertakes to provide to the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote. F2 · balance_after: Includes 2,941 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2016 and 2,022 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2017 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2017 Filed Jan 12, 2019 01:14 UTC Amendment |
Hatfield DavidPresident
|
PurchaseClass A Common Stock | 24,375 | $10.23 | $249,334.31 |
DisclosureSEC source: 0001209191-19-003495 · doc4a.xml · nonDerivative · entry 1 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 24,375 F1 · kind: See remarks below. F2 · price: The reported price in Column 4 is a weighted average pice. These shares were purchased in multiple transactions at prices ranging from $10.174985 to $10.285997 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote F1 · balance_after: See remarks below. F1 · ownership.direct: See remarks below. F3 · ownership.nature: Shares held by D M Hatfield & J M Hatfield Co-TTEE The Hatfield Family Trust U/A DTD 03/10/2000 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 18:46 UTC |
Volpi MichelangeloDirector
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SaleClass A. Common Stock | 11,975 | $10.18 | $121,851.61 |
DisclosureSEC source: 0001140361-17-011564 · doc1.xml · nonDerivative · entry 5 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Yucca (Jersey) SLP Disclosed balance after: 28,931 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.07 to $10.30 per share, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., any security holder of Pure Storage, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person is a partner within the Index Ventures Group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.