Last 12 months
Inside the activity.
0 purchase rows · 189 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 37 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 14 |
| Aug 2026 | 0 | 58 |
| Sep 2026 | 0 | 22 |
| Oct 2026 | 0 | 27 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2018 Filed Jun 20, 2018 21:16 UTC |
Hatfield DavidPresident
|
ConversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-038819 · doc4.xml · nonDerivative · entry 1 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 09, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · derivative · entry 11 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,772,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 09, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $22.93 | $1,146,250.00 |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · nonDerivative · entry 7 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.33 to $23.17, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 09, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · nonDerivative · entry 6 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · derivative · entry 10 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,822,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $22.19 | $1,109,620.00 |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · nonDerivative · entry 5 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.68 to $22.50, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · nonDerivative · entry 4 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 07, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · derivative · entry 9 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,872,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 07, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 43,437 | $22.34 | $970,504.20 |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · nonDerivative · entry 3 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.84 to $22.80, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 07, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 6,563 | $21.30 | $139,798.46 |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · nonDerivative · entry 2 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 43,437 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.83 to $21.81, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 07, 2018 Filed May 9, 2018 22:13 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009006 · doc4.xml · nonDerivative · entry 1 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:33 UTC |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026853 · doc4.xml · derivative · entry 3 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,181,083 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:33 UTC |
Dietzen ScottDirector
|
SaleClass A Common Stock | 125,000 | $20.64 | $2,579,450.00 |
DisclosureSEC source: 0001209191-18-026853 · doc4.xml · nonDerivative · entry 2 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.28 to $20.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:33 UTC |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-026853 · doc4.xml · nonDerivative · entry 1 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| April 25, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · derivative · entry 10 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,922,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 25, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $20.27 | $1,013,515.00 |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · nonDerivative · entry 6 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.91 to $20.49, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 25, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · nonDerivative · entry 5 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · derivative · entry 9 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,972,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $20.52 | $1,026,135.00 |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · nonDerivative · entry 4 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.12 to $20.94, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · nonDerivative · entry 3 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · derivative · entry 8 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 3,022,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $20.53 | $1,026,555.00 |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · nonDerivative · entry 2 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.38 to $20.74, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 22:50 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008034 · doc4.xml · nonDerivative · entry 1 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:39 UTC |
Hatfield DavidPresident
|
ConversionClass B Common Stock · Derivative | 190,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025724 · doc4.xml · derivative · entry 5 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,516 Underlying: Class A Common Stock · 190,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:39 UTC |
Hatfield DavidPresident
|
Exercise / conversionClass B Common Stock · Derivative | 63,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025724 · doc4.xml · derivative · entry 4 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,516 Underlying: Class A Common Stock · 63,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:39 UTC |
Hatfield DavidPresident
|
Exercise / conversionStock Option (right to buy) · Derivative | 63,334 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-18-025724 · doc4.xml · derivative · entry 3 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,106 Underlying: Class B Common Stock · 63,334 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: This option is fully vested. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:39 UTC |
Hatfield DavidPresident
|
SaleClass A Common Stock | 190,000 | $20.94 | $3,978,999.00 |
DisclosureSEC source: 0001209191-18-025724 · doc4.xml · nonDerivative · entry 2 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,630 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.67 to $21.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:39 UTC |
Hatfield DavidPresident
|
ConversionClass A Common Stock | 190,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-025724 · doc4.xml · nonDerivative · entry 1 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:28 UTC |
Riitters TimothyChief Financial Officer
|
SaleClass A Common Stock | 35,062 | $19.89 | $697,498.88 |
DisclosureSEC source: 0001209191-18-024409 · doc4.xml · nonDerivative · entry 1 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,478 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs previously reported on a Form 4, pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.78 to $19.945 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:28 UTC |
Hatfield DavidPresident
|
SaleClass A Common Stock | 12,266 | $19.89 | $243,959.70 |
DisclosureSEC source: 0001209191-18-024408 · doc4.xml · nonDerivative · entry 1 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,630 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs previously reported on a Form 4, pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.8601 to $20.0101 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:27 UTC |
Dietzen ScottDirector
|
SaleClass A Common Stock | 8,435 | $20.12 | $169,670.03 |
DisclosureSEC source: 0001209191-18-024407 · doc4.xml · nonDerivative · entry 1 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,171 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs previously reported on a Form 4, pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0928 to $20.1201 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:27 UTC |
Colgrove JohnDirector · Chief Technology Officer
|
SaleClass A Common Stock | 8,480 | $20.07 | $170,167.31 |
DisclosureSEC source: 0001209191-18-024406 · doc4.xml · nonDerivative · entry 1 Colgrove John · CIK 0001651902 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,691 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs previously reported on a Form 4, pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0328 to $20.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:23 UTC |
Rothschild JeffreyDirector
|
GrantClass A Common Stock | 30,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022375 · doc4.xml · nonDerivative · entry 1 Rothschild Jeffrey · CIK 0001550341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,075 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award (the "RSU") granted to the Reporting Person. The RSU shall vest as follows: 25% of the shares subject to the RSU will vest on March 29, 2019 and the remaining 75% of the shares subject to the RSU shall vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan). F2 · shares: The RSU shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such transaction. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:52 UTC |
Riitters TimothyChief Financial Officer
|
SaleClass A Common Stock | 3,000 | $19.23 | $57,696.30 |
DisclosureSEC source: 0001209191-18-022221 · doc4.xml · nonDerivative · entry 1 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,540 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:44 UTC |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021744 · doc4.xml · derivative · entry 7 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CRUT Disclosed balance after: 0 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Trustees of the Dietzen 2017 Charitable Remainder Unitrust, dated December 15, 2017. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:44 UTC |
Dietzen ScottDirector
|
SaleClass A Common Stock | 125,000 | $19.39 | $2,423,775.00 |
DisclosureSEC source: 0001209191-18-021744 · doc4.xml · nonDerivative · entry 5 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CRUT Disclosed balance after: 0 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.22 to $19.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Trustees of the Dietzen 2017 Charitable Remainder Unitrust, dated December 15, 2017. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:44 UTC |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-021744 · doc4.xml · nonDerivative · entry 4 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CRUT Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Trustees of the Dietzen 2017 Charitable Remainder Unitrust, dated December 15, 2017. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:44 UTC |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021744 · doc4.xml · derivative · entry 6 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,306,083 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Trustees of the Dietzen 2017 Charitable Remainder Unitrust, dated December 15, 2017. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:44 UTC |
Dietzen ScottDirector
|
GiftClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021744 · doc4.xml · nonDerivative · entry 3 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Trustees of the Dietzen 2017 Charitable Remainder Unitrust, dated December 15, 2017. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:44 UTC |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-021744 · doc4.xml · nonDerivative · entry 2 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Trustees of the Dietzen 2017 Charitable Remainder Unitrust, dated December 15, 2017. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:50 UTC |
Hatfield DavidPresident
|
ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021138 · doc4.xml · derivative · entry 5 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,182 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:50 UTC |
Hatfield DavidPresident
|
Exercise / conversionClass B Common Stock · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021138 · doc4.xml · derivative · entry 4 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,182 Underlying: Class A Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:50 UTC |
Hatfield DavidPresident
|
Exercise / conversionStock Option (right to buy) · Derivative | 66,667 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-18-021138 · doc4.xml · derivative · entry 3 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,440 Underlying: Class B Common Stock · 66,667 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: This option is fully vested. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:50 UTC |
Hatfield DavidPresident
|
SaleClass A Common Stock | 200,000 | $20.15 | $4,029,400.00 |
DisclosureSEC source: 0001209191-18-021138 · doc4.xml · nonDerivative · entry 2 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,896 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:50 UTC |
Hatfield DavidPresident
|
ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-021138 · doc4.xml · nonDerivative · entry 1 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · balance_after: Includes 2,406 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2018 pursuant to Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:49 UTC |
BHUSRI ANEELDirector
|
GrantClass A Common Stock | 392,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021137 · doc4.xml · nonDerivative · entry 1 BHUSRI ANEEL · CIK 0001196579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,151 F1 · ownership.direct: Represents an aggregate pro-rata, in-kind distribution to Mr. Bhusri from Greylock XIII LP, Greylock XIII Principals LLC and Greylock XIII-A Limited Partnership, without additional consideration. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:02 UTC |
GREYLOCK XIII GP LLCFormer 10% Owner
Greylock XIII Limited PartnershipFormer 10% Owner
Greylock XIII-A Limited PartnershipFormer 10% Owner
|
ConversionClass B Common Stock · Derivative | 667,597 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008247 · doc4.xml · derivative · entry 6 Greylock XIII GP LLC · CIK 0001541539 · Former 10% Owner Greylock XIII Limited Partnership · CIK 0001474746 · Former 10% Owner Greylock XIII-A Limited Partnership · CIK 0001474747 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Greylock XIII-A Limited Partnership Disclosed balance after: 554,133 Underlying: Class A Common Stock · 667,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · shares: The shares are held directly by Greylock XIII-A LP. Greylock XIII GP is the sole General Partner of Greylock XIII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.underlying_shares: Represents 667,597 shares converted from Class B Common Stock to Class A Common Stock by Greylock XIII-A Limited Partnership ("Greylock XIII-A LP"). F4 · ownership.nature: The shares are held directly by Greylock XIII-A LP. Greylock XIII GP is the sole General Partner of Greylock XIII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:02 UTC |
GREYLOCK XIII GP LLCFormer 10% Owner
Greylock XIII Limited PartnershipFormer 10% Owner
Greylock XIII-A Limited PartnershipFormer 10% Owner
|
ConversionClass B Common Stock · Derivative | 7,415,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008247 · doc4.xml · derivative · entry 5 Greylock XIII GP LLC · CIK 0001541539 · Former 10% Owner Greylock XIII Limited Partnership · CIK 0001474746 · Former 10% Owner Greylock XIII-A Limited Partnership · CIK 0001474747 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Greylock XIII Limited Partnership Disclosed balance after: 6,155,022 Underlying: Class A Common Stock · 7,415,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · shares: Represents 7,415,283 shares converted from Class B Common Stock to Class A Common Stock by Greylock XIII Limited Partnership ("Greylock XIII LP"). F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.underlying_shares: Represents 7,415,283 shares converted from Class B Common Stock to Class A Common Stock by Greylock XIII Limited Partnership ("Greylock XIII LP"). F2 · ownership.nature: The shares are held directly by Greylock XIII LP. Greylock XIII GP Limited Liability Company ("Greylock XIII GP") is the sole General Partner of Greylock XIII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:02 UTC |
GREYLOCK XIII GP LLCFormer 10% Owner
Greylock XIII Limited PartnershipFormer 10% Owner
Greylock XIII-A Limited PartnershipFormer 10% Owner
|
OtherClass A Common Stock | 667,597 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008247 · doc4.xml · nonDerivative · entry 4 Greylock XIII GP LLC · CIK 0001541539 · Former 10% Owner Greylock XIII Limited Partnership · CIK 0001474746 · Former 10% Owner Greylock XIII-A Limited Partnership · CIK 0001474747 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · kind: Represents a pro-rata, in-kind distribution by Greylock XIII-A LP and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.nature: Represents a pro-rata, in-kind distribution by Greylock XIII-A LP and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:02 UTC |
GREYLOCK XIII GP LLCFormer 10% Owner
Greylock XIII Limited PartnershipFormer 10% Owner
Greylock XIII-A Limited PartnershipFormer 10% Owner
|
OtherClass A Common Stock | 7,415,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008247 · doc4.xml · nonDerivative · entry 3 Greylock XIII GP LLC · CIK 0001541539 · Former 10% Owner Greylock XIII Limited Partnership · CIK 0001474746 · Former 10% Owner Greylock XIII-A Limited Partnership · CIK 0001474747 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · kind: Represents a pro-rata, in-kind distribution by Greylock XIII LP and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.nature: Represents a pro-rata, in-kind distribution by Greylock XIII LP and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.