Last 12 months
Inside the activity.
0 purchase rows · 189 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 37 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 14 |
| Aug 2026 | 0 | 58 |
| Sep 2026 | 0 | 22 |
| Oct 2026 | 0 | 27 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $23.46 | $1,173,125.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 8 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F5 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.24 to $23.74, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 7 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · derivative · entry 13 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,522,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $23.05 | $1,152,745.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 6 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F5 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.84 to $23.26, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 5 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · derivative · entry 12 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,572,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 1,024,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · derivative · entry 11 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 0 Underlying: Class A Common Stock · 1,024,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
OtherClass A Common Stock | 40,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 9 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (Trustees) Disclosed balance after: 40,982 F9 · kind: Shares received in connection with the pro rata distribution by SHA as described in footnote (3). F9 · price: Shares received in connection with the pro rata distribution by SHA as described in footnote (3). F10 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $22.65 | $1,132,370.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 4 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F5 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.30 to $22.91, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 3 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
OtherClass A Common Stock | 1,024,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 2 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 0 F3 · kind: Represents a pro rata distribution by SHA to its members, including a trust of which the reporting person is a trustee, for no additional consideration. F3 · price: Represents a pro rata distribution by SHA to its members, including a trust of which the reporting person is a trustee, for no additional consideration. F2 · ownership.nature: Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:15 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 1,024,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010267 · doc4.xml · nonDerivative · entry 1 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHA) Disclosed balance after: 1,024,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:05 UTC |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036105 · doc4.xml · derivative · entry 4 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,056,083 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:05 UTC |
Dietzen ScottDirector
|
OtherClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-036105 · doc4.xml · nonDerivative · entry 3 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F4 · kind: The Reporting Person made an irrevocable contribution of Class A Common Stock to an exchange fund in exchange for shares of the exchange fund. Upon the closing of the exchange fund, some or all of the shares of Class A Common Stock will be accepted by the exchange fund, with any remaining shares of Class A Common Stock being returned to the Reporting Person. The Class A Common Stock will be valued at the closing price of Class A Common Stock at such time as the shares are accepted by the exchange fund. Upon closing of the exchange fund, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the exchange fund and the value of such shares. F4 · shares: The Reporting Person made an irrevocable contribution of Class A Common Stock to an exchange fund in exchange for shares of the exchange fund. Upon the closing of the exchange fund, some or all of the shares of Class A Common Stock will be accepted by the exchange fund, with any remaining shares of Class A Common Stock being returned to the Reporting Person. The Class A Common Stock will be valued at the closing price of Class A Common Stock at such time as the shares are accepted by the exchange fund. Upon closing of the exchange fund, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the exchange fund and the value of such shares. F4 · price: The Reporting Person made an irrevocable contribution of Class A Common Stock to an exchange fund in exchange for shares of the exchange fund. Upon the closing of the exchange fund, some or all of the shares of Class A Common Stock will be accepted by the exchange fund, with any remaining shares of Class A Common Stock being returned to the Reporting Person. The Class A Common Stock will be valued at the closing price of Class A Common Stock at such time as the shares are accepted by the exchange fund. Upon closing of the exchange fund, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the exchange fund and the value of such shares. F3 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:05 UTC |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-036105 · doc4.xml · nonDerivative · entry 2 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| June 04, 2018 Filed Jun 22, 2018 22:28 UTC Amendment |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039306 · doc4a.xml · derivative · entry 4 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,056,083 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| June 04, 2018 Filed Jun 22, 2018 22:28 UTC Amendment |
Dietzen ScottDirector
|
OtherClass A Common Stock | 1,000,000 | $24.17 | $24,165,800.00 |
DisclosureSEC source: 0001209191-18-039306 · doc4a.xml · nonDerivative · entry 3 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F4 · kind: One June 4, 2018, the Reporting Person made an irrevocable contribution of Class A Common Stock to an exchange fund in exchange for shares of the exchange fund. The Class A Common Stock was valued at the closing price of Class A Common Stock at the time the shares were accepted by the exchange fund. F4 · shares: One June 4, 2018, the Reporting Person made an irrevocable contribution of Class A Common Stock to an exchange fund in exchange for shares of the exchange fund. The Class A Common Stock was valued at the closing price of Class A Common Stock at the time the shares were accepted by the exchange fund. F5 · shares: Represents final number of shares accepted by this exchange fund on June 21, 2018. F4 · price: One June 4, 2018, the Reporting Person made an irrevocable contribution of Class A Common Stock to an exchange fund in exchange for shares of the exchange fund. The Class A Common Stock was valued at the closing price of Class A Common Stock at the time the shares were accepted by the exchange fund. F6 · price: Represents value per share of shares accepted by this exchange fund on June 21, 2018. F3 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| June 04, 2018 Filed Jun 22, 2018 22:28 UTC Amendment |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-039306 · doc4a.xml · nonDerivative · entry 2 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| May 31, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 77,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · derivative · entry 9 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 77,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 31, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
Exercise / conversionClass B Common Stock · Derivative | 77,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · derivative · entry 8 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,668 Underlying: Class A Common Stock · 77,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 31, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 77,668 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · derivative · entry 7 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 77,668 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| May 31, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 77,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · nonDerivative · entry 3 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:24 UTC |
Riitters TimothyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034421 · doc4.xml · derivative · entry 5 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 22,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:24 UTC |
Riitters TimothyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034421 · doc4.xml · derivative · entry 4 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Class A Common Stock · 22,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:24 UTC |
Riitters TimothyChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $9.65 | $0.00 |
DisclosureSEC source: 0001209191-18-034421 · doc4.xml · derivative · entry 3 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,500 Underlying: Class B Common Stock · 22,000 shares Expires 2024-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: 1/4 of the Option vests one year from 8/26/2014, 1/48 of the Option vests monthly thereafter over the following three years. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:24 UTC |
Riitters TimothyChief Financial Officer
|
SaleClass A Common Stock | 25,000 | $21.21 | $530,292.50 |
DisclosureSEC source: 0001209191-18-034421 · doc4.xml · nonDerivative · entry 2 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,478 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.48 to $21.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:24 UTC |
Riitters TimothyChief Financial Officer
|
ConversionClass A Common Stock | 22,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034421 · doc4.xml · nonDerivative · entry 1 Riitters Timothy · CIK 0001651904 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 222,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · derivative · entry 6 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 222,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
Exercise / conversionClass B Common Stock · Derivative | 222,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · derivative · entry 5 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,332 Underlying: Class A Common Stock · 222,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 222,332 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · derivative · entry 4 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,668 Underlying: Class B Common Stock · 222,332 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
SaleClass A Common Stock | 222,332 | $20.68 | $4,597,314.40 |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · nonDerivative · entry 2 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,171 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $20.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:23 UTC |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 222,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034420 · doc4.xml · nonDerivative · entry 1 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 23, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · derivative · entry 12 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,622,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 23, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $21.70 | $1,084,925.00 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 8 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.32 to $22.10, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 23, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 7 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · derivative · entry 11 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,672,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 43,450 | $22.00 | $955,960.83 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 6 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.32 to $22.30, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 4,600 | $22.66 | $104,252.10 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 5 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 43,450 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.33 to $23.28, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 1,950 | $23.50 | $45,830.46 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 4 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 48,050 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.35 to $23.86, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 3 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 23, 2018 20:31 UTC |
Dietzen ScottDirector
|
ConversionClass B Common Stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032607 · doc4.xml · derivative · entry 3 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,056,083 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| May 21, 2018 Filed May 23, 2018 20:31 UTC |
Dietzen ScottDirector
|
SaleClass A Common Stock | 125,000 | $23.58 | $2,947,350.00 |
DisclosureSEC source: 0001209191-18-032607 · doc4.xml · nonDerivative · entry 2 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.31 to $24.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| May 21, 2018 Filed May 23, 2018 20:31 UTC |
Dietzen ScottDirector
|
ConversionClass A Common Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032607 · doc4.xml · nonDerivative · entry 1 Dietzen Scott · CIK 0001651908 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4 · ownership.nature: Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · derivative · entry 10 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 2,722,254 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
SaleClass A Common Stock | 50,000 | $23.58 | $1,178,860.00 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 2 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 0 F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.33 to $24.25, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:34 UTC |
Speiser Michael LDirector
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009786 · doc4.xml · nonDerivative · entry 1 Speiser Michael L · CIK 0001433644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (SHV As Nominee) Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 18, 2018 Filed Jun 20, 2018 21:16 UTC |
Hatfield DavidPresident
|
ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038819 · doc4.xml · derivative · entry 5 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,516 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 18, 2018 Filed Jun 20, 2018 21:16 UTC |
Hatfield DavidPresident
|
Exercise / conversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038819 · doc4.xml · derivative · entry 4 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,516 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 18, 2018 Filed Jun 20, 2018 21:16 UTC |
Hatfield DavidPresident
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-18-038819 · doc4.xml · derivative · entry 3 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,106 Underlying: Class B Common Stock · 50,000 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: This option is fully vested. Read SEC document |
| May 18, 2018 Filed Jun 20, 2018 21:16 UTC |
Hatfield DavidPresident
|
SaleClass A Common Stock | 150,000 | $23.68 | $3,552,555.00 |
DisclosureSEC source: 0001209191-18-038819 · doc4.xml · nonDerivative · entry 2 Hatfield David · CIK 0001395529 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,630 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.51 to $24.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.