Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2020 Filed Sep 30, 2020 22:17 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 432,060 | $2.99 Strike: $22.00 | $1,291,859.40 |
DisclosureSEC source: 0001567619-20-017264 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 19,304,913 Underlying: Common Stock, $0.20, par value · 432,060 shares Expires 2027-08-03 F1 · ownership.nature: On September 30, 2020, Icahn Partners LP ("Icahn Partners") purchased 252,608 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 179,452 Warrants, each as reported in Table II. F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Of the 19,304,913 Warrants reported in Table II, Icahn Partners directly beneficially owns 11,286,856 such Warrants and Icahn Master directly beneficially owns 8,018,057 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 29, 2020 Filed Sep 29, 2020 22:46 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 1,153,378 | $2.87 Strike: $22.00 | $3,310,194.86 |
DisclosureSEC source: 0001567619-20-017217 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 18,872,853 Underlying: Common Stock, $0.20, par value · 1,153,378 shares Expires 2027-08-03 F1 · ownership.nature: On September 25, 2020, Icahn Partners LP ("Icahn Partners") purchased 247,309 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 175,687 Warrants, each as reported in Table II. F2 · ownership.nature: On September 28, 2020, Icahn Partners purchased 52,894 Warrants and Icahn Master purchased 37,575 Warrants, each as reported in Table II. On September 29, 2020, Icahn Partners purchased 674,337 Warrants and Icahn Master purchased 479,041 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 18,872,853 Warrants reported in Table II, Icahn Partners directly beneficially owns 11,034,248 such Warrants and Icahn Master directly beneficially owns 7,838,605 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 22:46 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 90,469 | $2.95 Strike: $22.00 | $266,883.55 |
DisclosureSEC source: 0001567619-20-017217 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 17,719,475 Underlying: Common Stock, $0.20, par value · 90,469 shares Expires 2027-08-03 F1 · ownership.nature: On September 25, 2020, Icahn Partners LP ("Icahn Partners") purchased 247,309 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 175,687 Warrants, each as reported in Table II. F2 · ownership.nature: On September 28, 2020, Icahn Partners purchased 52,894 Warrants and Icahn Master purchased 37,575 Warrants, each as reported in Table II. On September 29, 2020, Icahn Partners purchased 674,337 Warrants and Icahn Master purchased 479,041 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 18,872,853 Warrants reported in Table II, Icahn Partners directly beneficially owns 11,034,248 such Warrants and Icahn Master directly beneficially owns 7,838,605 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 22:46 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 422,996 | $2.88 Strike: $22.00 | $1,218,228.48 |
DisclosureSEC source: 0001567619-20-017217 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 17,629,006 Underlying: Common Stock, $0.20, par value · 422,996 shares Expires 2027-08-03 F1 · ownership.nature: On September 25, 2020, Icahn Partners LP ("Icahn Partners") purchased 247,309 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 175,687 Warrants, each as reported in Table II. F2 · ownership.nature: On September 28, 2020, Icahn Partners purchased 52,894 Warrants and Icahn Master purchased 37,575 Warrants, each as reported in Table II. On September 29, 2020, Icahn Partners purchased 674,337 Warrants and Icahn Master purchased 479,041 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 18,872,853 Warrants reported in Table II, Icahn Partners directly beneficially owns 11,034,248 such Warrants and Icahn Master directly beneficially owns 7,838,605 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 24, 2020 Filed Sep 24, 2020 21:15 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 248,551 | $2.89 Strike: $22.00 | $718,312.39 |
DisclosureSEC source: 0001567619-20-017084 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 17,206,010 Underlying: Common Stock, $0.20, par value · 248,551 shares Expires 2027-08-03 F1 · ownership.nature: On September 22, 2020, Icahn Partners LP ("Icahn Partners") purchased 57,945 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 41,164 Warrants, each as reported in Table II. F2 · ownership.nature: On September 23, 2020, Icahn Partners purchased 109,855 Warrants and Icahn Master purchased 78,039 Warrants, each as reported in Table II. On September 24, 2020, Icahn Partners purchased 145,319 Warrants and Icahn Master purchased 103,232 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 17,206,010 Warrants reported in Table II, Icahn Partners directly beneficially owns 10,059,708 such Warrants and Icahn Master directly beneficially owns 7,146,302 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:15 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 187,894 | $2.94 Strike: $22.00 | $552,408.36 |
DisclosureSEC source: 0001567619-20-017084 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 16,957,459 Underlying: Common Stock, $0.20, par value · 187,894 shares Expires 2027-08-03 F1 · ownership.nature: On September 22, 2020, Icahn Partners LP ("Icahn Partners") purchased 57,945 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 41,164 Warrants, each as reported in Table II. F2 · ownership.nature: On September 23, 2020, Icahn Partners purchased 109,855 Warrants and Icahn Master purchased 78,039 Warrants, each as reported in Table II. On September 24, 2020, Icahn Partners purchased 145,319 Warrants and Icahn Master purchased 103,232 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 17,206,010 Warrants reported in Table II, Icahn Partners directly beneficially owns 10,059,708 such Warrants and Icahn Master directly beneficially owns 7,146,302 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 21:15 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 99,109 | $3.00 Strike: $22.00 | $297,327.00 |
DisclosureSEC source: 0001567619-20-017084 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 16,769,565 Underlying: Common Stock, $0.20, par value · 99,109 shares Expires 2027-08-03 F1 · ownership.nature: On September 22, 2020, Icahn Partners LP ("Icahn Partners") purchased 57,945 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 41,164 Warrants, each as reported in Table II. F2 · ownership.nature: On September 23, 2020, Icahn Partners purchased 109,855 Warrants and Icahn Master purchased 78,039 Warrants, each as reported in Table II. On September 24, 2020, Icahn Partners purchased 145,319 Warrants and Icahn Master purchased 103,232 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 17,206,010 Warrants reported in Table II, Icahn Partners directly beneficially owns 10,059,708 such Warrants and Icahn Master directly beneficially owns 7,146,302 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 21, 2020 Filed Sep 21, 2020 21:13 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 428,132 | $2.95 Strike: $22.00 | $1,262,989.40 |
DisclosureSEC source: 0001567619-20-016946 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 16,670.456 Underlying: Common Stock, $0.20, par value · 428,132 shares Expires 2027-08-03 F1 · ownership.nature: On September 17, 2020, Icahn Partners LP ("Icahn Partners") purchased 185,709 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 131,926 Warrants, each as reported in Table II. F2 · ownership.nature: On September 18, 2020, Icahn Partners purchased 208,209 Warrants and Icahn Master purchased 147,909 Warrants, each as reported in Table II. On September 21, 2020, Icahn Partners purchased 250,313 Warrants and Icahn Master purchased 177,819 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 16,670,456 Warrants reported in Table II, Icahn Partners directly beneficially owns 9,746,589 such Warrants and Icahn Master directly beneficially owns 6,923,867 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:13 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 356,118 | $2.98 Strike: $22.00 | $1,061,231.64 |
DisclosureSEC source: 0001567619-20-016946 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 16,242,324 Underlying: Common Stock, $0.20, par value · 356,118 shares Expires 2027-08-03 F1 · ownership.nature: On September 17, 2020, Icahn Partners LP ("Icahn Partners") purchased 185,709 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 131,926 Warrants, each as reported in Table II. F2 · ownership.nature: On September 18, 2020, Icahn Partners purchased 208,209 Warrants and Icahn Master purchased 147,909 Warrants, each as reported in Table II. On September 21, 2020, Icahn Partners purchased 250,313 Warrants and Icahn Master purchased 177,819 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 16,670,456 Warrants reported in Table II, Icahn Partners directly beneficially owns 9,746,589 such Warrants and Icahn Master directly beneficially owns 6,923,867 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 21:13 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 317,635 | $2.99 Strike: $22.00 | $949,728.65 |
DisclosureSEC source: 0001567619-20-016946 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 15,886,206 Underlying: Common Stock, $0.20, par value · 317,635 shares Expires 2027-08-03 F1 · ownership.nature: On September 17, 2020, Icahn Partners LP ("Icahn Partners") purchased 185,709 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 131,926 Warrants, each as reported in Table II. F2 · ownership.nature: On September 18, 2020, Icahn Partners purchased 208,209 Warrants and Icahn Master purchased 147,909 Warrants, each as reported in Table II. On September 21, 2020, Icahn Partners purchased 250,313 Warrants and Icahn Master purchased 177,819 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 16,670,456 Warrants reported in Table II, Icahn Partners directly beneficially owns 9,746,589 such Warrants and Icahn Master directly beneficially owns 6,923,867 such Warrants. Mr. Icahn may also be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 22:33 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 439,565 | $2.94 Strike: $22.00 | $1,292,321.10 |
DisclosureSEC source: 0001567619-20-016811 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 15,568,571 Underlying: Common Stock, $0.20, par value · 439,565 shares Expires 2027-08-03 F1 · ownership.nature: On September 14, 2020, Icahn Partners LP ("Icahn Partners") purchased 428,011 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 304,055 Warrants, each as reported in Table II. F2 · ownership.nature: On September 15, 2020, Icahn Partners purchased 260,709 Warrants and Icahn Master purchased 185,204 Warrants, each as reported in Table II. On September 16, 2020, Icahn Partners purchased 256,997 Warrants and Icahn Master purchased 182,568 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 15,568,571 Warrants reported in Table II, Icahn Partners directly beneficially owns 9,102,358 such Warrants and Icahn Master directly beneficially owns 6,466,213 such Warrants. Mr. Icahn may be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:33 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 445,913 | $2.68 Strike: $22.00 | $1,195,046.84 |
DisclosureSEC source: 0001567619-20-016811 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 15,129,006 Underlying: Common Stock, $0.20, par value · 445,913 shares Expires 2027-08-03 F1 · ownership.nature: On September 14, 2020, Icahn Partners LP ("Icahn Partners") purchased 428,011 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 304,055 Warrants, each as reported in Table II. F2 · ownership.nature: On September 15, 2020, Icahn Partners purchased 260,709 Warrants and Icahn Master purchased 185,204 Warrants, each as reported in Table II. On September 16, 2020, Icahn Partners purchased 256,997 Warrants and Icahn Master purchased 182,568 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 15,568,571 Warrants reported in Table II, Icahn Partners directly beneficially owns 9,102,358 such Warrants and Icahn Master directly beneficially owns 6,466,213 such Warrants. Mr. Icahn may be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:33 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 732,066 | $2.46 Strike: $22.00 | $1,800,882.36 |
DisclosureSEC source: 0001567619-20-016811 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 14,683,093 Underlying: Common Stock, $0.20, par value · 732,066 shares Expires 2027-08-03 F1 · ownership.nature: On September 14, 2020, Icahn Partners LP ("Icahn Partners") purchased 428,011 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 304,055 Warrants, each as reported in Table II. F2 · ownership.nature: On September 15, 2020, Icahn Partners purchased 260,709 Warrants and Icahn Master purchased 185,204 Warrants, each as reported in Table II. On September 16, 2020, Icahn Partners purchased 256,997 Warrants and Icahn Master purchased 182,568 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 15,568,571 Warrants reported in Table II, Icahn Partners directly beneficially owns 9,102,358 such Warrants and Icahn Master directly beneficially owns 6,466,213 such Warrants. Mr. Icahn may be deemed to indirectly beneficially own the 50,000 Warrants beneficially owned by Gail Golden, his wife, which are not included in the total reported in Table II, Column 9. Mr. Icahn disclaims beneficial ownership of such Warrants for all purposes. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 21:17 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 569,739 | $2.33 Strike: $22.00 | $1,327,491.87 |
DisclosureSEC source: 0001567619-20-016644 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 13,951,027 Underlying: Common Stock, $0.20, par value · 569,739 shares Expires 2027-08-03 F1 · ownership.nature: On September 9, 2020, Icahn Partners LP ("Icahn Partners") purchased 261,855 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 188,145 Warrants, each as reported in Table II. F2 · ownership.nature: On September 10, 2020, Icahn Partners purchased 381,365 Warrants and Icahn Master purchased 270,917 Warrants, each as reported in Table II. On September 11, 2020, Icahn Partners purchased 333,105 Warrants and Icahn Master purchased 236,634 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 13,951,027 Warrants reported in Table II, Icahn Partners directly beneficially owns 8,156,641 such Warrants and Icahn Master directly beneficially owns 5,794,386 such Warrants. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 21:17 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 652,282 | $2.43 Strike: $22.00 | $1,585,045.26 |
DisclosureSEC source: 0001567619-20-016644 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 13,381,288 Underlying: Common Stock, $0.20, par value · 652,282 shares Expires 2027-08-03 F1 · ownership.nature: On September 9, 2020, Icahn Partners LP ("Icahn Partners") purchased 261,855 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 188,145 Warrants, each as reported in Table II. F2 · ownership.nature: On September 10, 2020, Icahn Partners purchased 381,365 Warrants and Icahn Master purchased 270,917 Warrants, each as reported in Table II. On September 11, 2020, Icahn Partners purchased 333,105 Warrants and Icahn Master purchased 236,634 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 13,951,027 Warrants reported in Table II, Icahn Partners directly beneficially owns 8,156,641 such Warrants and Icahn Master directly beneficially owns 5,794,386 such Warrants. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 21:17 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 450,000 | $2.60 Strike: $22.00 | $1,170,000.00 |
DisclosureSEC source: 0001567619-20-016644 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 12,729,006 Underlying: Common Stock, $0.20, par value · 450,000 shares Expires 2027-08-03 F1 · ownership.nature: On September 9, 2020, Icahn Partners LP ("Icahn Partners") purchased 261,855 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 188,145 Warrants, each as reported in Table II. F2 · ownership.nature: On September 10, 2020, Icahn Partners purchased 381,365 Warrants and Icahn Master purchased 270,917 Warrants, each as reported in Table II. On September 11, 2020, Icahn Partners purchased 333,105 Warrants and Icahn Master purchased 236,634 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 13,951,027 Warrants reported in Table II, Icahn Partners directly beneficially owns 8,156,641 such Warrants and Icahn Master directly beneficially owns 5,794,386 such Warrants. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:58 UTC |
Jackson Richard A.Vice President
|
Tax withholdingWarrant · Derivative | 3,434 | $2.98 Strike: $22.00 | $10,233.32 |
DisclosureSEC source: 0001567619-20-016373 · doc1.xml · derivative · entry 1 Jackson Richard A. · CIK 0001814606 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,051 Underlying: Common Stock · 3,434 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:58 UTC |
Peterson Robert LSVP & CFO
|
Tax withholdingWarrant · Derivative | 4,402 | $2.98 Strike: $22.00 | $13,117.96 |
DisclosureSEC source: 0001567619-20-016375 · doc1.xml · derivative · entry 1 Peterson Robert L · CIK 0001808899 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,176 Underlying: Common Stock · 4,402 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:57 UTC |
Hollub Vicki A.Director · President and CEO
|
Tax withholdingWarrants · Derivative | 8,991 | $2.98 Strike: $22.00 | $26,793.18 |
DisclosureSEC source: 0001567619-20-016371 · doc1.xml · derivative · entry 1 Hollub Vicki A. · CIK 0001588752 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,153 Underlying: Common Stock · 8,991 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:56 UTC |
Hebert Burnis J.Vice President
|
Tax withholdingWarrant · Derivative | 1,276 | $2.98 Strike: $22.00 | $3,802.48 |
DisclosureSEC source: 0001567619-20-016369 · doc1.xml · derivative · entry 1 Hebert Burnis J. · CIK 0001814608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,734 Underlying: Common Stock · 1,276 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:54 UTC |
Dillon KennethSenior Vice President
|
Tax withholdingWarrant · Derivative | 1,841 | $2.98 Strike: $22.00 | $5,486.18 |
DisclosureSEC source: 0001567619-20-016367 · doc1.xml · derivative · entry 1 Dillon Kenneth · CIK 0001777012 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,343 Underlying: Common Stock · 1,841 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:51 UTC |
Champion Christopher OVP, CAO and Controller
|
Tax withholdingWarrant · Derivative | 914 | $2.98 Strike: $22.00 | $2,723.72 |
DisclosureSEC source: 0001567619-20-016365 · doc1.xml · derivative · entry 1 Champion Christopher O · CIK 0001643753 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,097 Underlying: Common Stock · 914 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:49 UTC |
Bennett Peter J.Vice President
|
Tax withholdingWarrant · Derivative | 3,376 | $2.98 Strike: $22.00 | $10,060.48 |
DisclosureSEC source: 0001567619-20-016363 · doc1.xml · derivative · entry 1 Bennett Peter J. · CIK 0001785303 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,181 Underlying: Common Stock · 3,376 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Sep 3, 2020 00:45 UTC |
Backus Marcia E.SVP, GC & CCO
|
Tax withholdingWarrant · Derivative | 2,170 | $2.98 Strike: $22.00 | $6,466.60 |
DisclosureSEC source: 0001567619-20-016361 · doc1.xml · derivative · entry 1 Backus Marcia E. · CIK 0001587011 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,342 Underlying: Common Stock · 2,170 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations upon the vesting of warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 31, 2020 Filed Feb 5, 2021 22:36 UTC |
CHAZEN STEPHEN IDirector
|
Tax withholdingWarrant · Derivative | 405 | $2.98 Strike: $22.00 | $1,206.90 |
DisclosureSEC source: 0001567619-21-002311 · doc1.xml · derivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,791 Underlying: Common Stock · 405 shares Expires 2027-08-03 F1 · kind: Represents warrants withheld to satisfy tax withholding obligations for warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 22:15 UTC |
KLESSE WILLIAM RDirector
|
PurchaseWarrant · Derivative | 10,000 | $3.10 Strike: $22.00 | $31,000.00 |
DisclosureSEC source: 0001567619-20-016040 · doc1.xml · derivative · entry 2 KLESSE WILLIAM R · CIK 0001019718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,760 Underlying: Common Stock, $0.20 par value · 10,000 shares Expires 2027-08-03 F2 · balance_after: On August 3, 2020, the Issuer distributed warrants to purchase an equivalent number of shares of the Issuer's common stock, par value $0.20 per share (the "Common Stock") to holders of record of outstanding shares of Common Stock as of the close of business on July 6, 2020. The reporting person received 19,760 warrants in the distribution. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 22:15 UTC |
KLESSE WILLIAM RDirector
|
PurchaseCommon Stock | 10,000 | $13.43 | $134,300.00 |
DisclosureSEC source: 0001567619-20-016040 · doc1.xml · nonDerivative · entry 1 KLESSE WILLIAM R · CIK 0001019718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,092 F1 · balance_after: The shares beneficially owned reflects an adjustment of six shares to reconcile to the reporting person's records. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 21:30 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 200,600 | $2.85 Strike: $22.00 | $571,710.00 |
DisclosureSEC source: 0001567619-20-015904 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 12,279,006 Underlying: Common Stock, $0.20, par value · 200,600 shares Expires 2027-08-03 F1 · ownership.nature: On August 20, 2020, Icahn Partners LP ("Icahn Partners") purchased 591,794 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 408,206 Warrants, each as reported in Table II. F2 · ownership.nature: On August 21, 2020, Icahn Partners purchased 117,304 Warrants and Icahn Master purchased 83,296 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 12,279,006 Warrants reported in Table II, Icahn Partners directly beneficially owns 7,180,316 such Warrants and Icahn Master directly beneficially owns 5,098,690 such Warrants. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 21:30 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseWarrant · Derivative | 1,000,000 | $2.99 Strike: $22.00 | $2,990,000.00 |
DisclosureSEC source: 0001567619-20-015904 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 12,078,406 Underlying: Common Stock, $0.20, par value · 1,000,000 shares Expires 2027-08-03 F1 · ownership.nature: On August 20, 2020, Icahn Partners LP ("Icahn Partners") purchased 591,794 warrants (the "Warrants") to purchase an equivalent number of shares (the "Shares") of common stock, par value $0.20 per share ("Common Stock"), of Occidental Petroleum Corporation (the "Issuer") and Icahn Partners Master Fund LP ("Icahn Master") purchased 408,206 Warrants, each as reported in Table II. F2 · ownership.nature: On August 21, 2020, Icahn Partners purchased 117,304 Warrants and Icahn Master purchased 83,296 Warrants, each as reported in Table II. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the securities which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Of the 12,279,006 Warrants reported in Table II, Icahn Partners directly beneficially owns 7,180,316 such Warrants and Icahn Master directly beneficially owns 5,098,690 such Warrants. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:34 UTC |
CHAZEN STEPHEN IDirector
|
Disposition to issuerCommon Stock | 59,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014070 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,131 F1 · kind: Represents the forfeiture of performance-based restricted stock granted to the reporting person on July 10, 2013 that were eligible to vest based on certain financial performance objectives. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 22:43 UTC |
Brown Oscar KFormer Senior Vice President
|
SaleCommon Stock | 11,839 | $23.97 | $283,780.83 |
DisclosureSEC source: 0001567619-20-011932 · doc1.xml · nonDerivative · entry 2 Brown Oscar K · CIK 0001715126 · Former Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.44 to $24.39, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:43 UTC |
Brown Oscar KFormer Senior Vice President
|
SaleCommon Stock | 52,066 | $19.42 | $1,011,121.72 |
DisclosureSEC source: 0001567619-20-011932 · doc1.xml · nonDerivative · entry 1 Brown Oscar K · CIK 0001715126 · Former Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,839 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $20.73, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:36 UTC |
Shearer BobDirector
|
GrantCommon Stock | 12,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011663 · doc1.xml · nonDerivative · entry 1 Shearer Bob · CIK 0001374803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,890 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:28 UTC |
POLADIAN AVEDICK BARUYRDirector
|
GrantCommon Stock | 13,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011661 · doc1.xml · nonDerivative · entry 1 POLADIAN AVEDICK BARUYR · CIK 0001305254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,616 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:23 UTC |
Palau Hernandez MargaritaDirector
|
GrantCommon Stock | 11,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011659 · doc1.xml · nonDerivative · entry 1 Palau Hernandez Margarita · CIK 0001674695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:16 UTC |
MOORE JACK BDirector
|
Tax withholdingCommon Stock | 3,346 | $13.81 | $46,208.26 |
DisclosureSEC source: 0001567619-20-011654 · doc1.xml · nonDerivative · entry 2 MOORE JACK B · CIK 0001235129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,386 F3 · kind: Represents shares of common stock withheld to satisfy tax withholding obligations. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:16 UTC |
MOORE JACK BDirector
|
GrantCommon Stock | 15,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011654 · doc1.xml · nonDerivative · entry 1 MOORE JACK B · CIK 0001235129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,732 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. F2 · balance_after: Includes 386 shares acquired on April 15, 2020 through dividend reinvestment. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:13 UTC |
LANGHAM ANDREWDirector
|
GrantCommon Stock | 11,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011652 · doc1.xml · nonDerivative · entry 1 LANGHAM ANDREW · CIK 0001619345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:09 UTC |
KLESSE WILLIAM RDirector
|
Tax withholdingCommon Stock | 2,510 | $13.81 | $34,663.10 |
DisclosureSEC source: 0001567619-20-011650 · doc1.xml · nonDerivative · entry 2 KLESSE WILLIAM R · CIK 0001019718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,098 F2 · kind: Represents shares of common stock withheld to satisfy tax withholding obligations. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:09 UTC |
KLESSE WILLIAM RDirector
|
GrantCommon Stock | 11,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011650 · doc1.xml · nonDerivative · entry 1 KLESSE WILLIAM R · CIK 0001019718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,608 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:02 UTC |
Graziano NickDirector
|
GrantCommon Stock | 11,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011646 · doc1.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:05 UTC |
GUTIERREZ CARLOS MDirector
|
GrantCommon Stock | 12,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011648 · doc1.xml · nonDerivative · entry 1 GUTIERREZ CARLOS M · CIK 0001185943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,645 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:59 UTC |
GOULD ANDREWDirector
|
GrantCommon Stock | 12,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011644 · doc1.xml · nonDerivative · entry 1 GOULD ANDREW · CIK 0001194100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,811 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:56 UTC |
CHAZEN STEPHEN IDirector
|
GrantCommon Stock | 18,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011642 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,149 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| May 08, 2020 Filed May 11, 2020 22:49 UTC |
Brown Oscar KFormer Senior Vice President
|
SaleCommon Stock | 30,000 | $14.85 | $445,500.00 |
DisclosureSEC source: 0001567619-20-009509 · doc1.xml · nonDerivative · entry 1 Brown Oscar K · CIK 0001715126 · Former Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.73 to $14.96, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Total shares of common stock beneficially owned reflects the effect of other transactions that have occurred since the date of the reporting person's last Form 4. Read SEC document |
| March 26, 2020 Filed Mar 26, 2020 23:15 UTC |
Dillon KennethSenior Vice President
|
PurchaseCommon Stock | 10,000 | $13.42 | $134,200.00 |
DisclosureSEC source: 0001567619-20-007051 · doc1.xml · nonDerivative · entry 1 Dillon Kenneth · CIK 0001777012 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,461 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 23:47 UTC |
Palau Hernandez MargaritaDirector
|
GrantCommon Stock | 2,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007201 · doc1.xml · nonDerivative · entry 1 Palau Hernandez Margarita · CIK 0001674695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 F1 · kind: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 23:39 UTC |
LANGHAM ANDREWDirector
|
GrantCommon Stock | 2,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007197 · doc1.xml · nonDerivative · entry 1 LANGHAM ANDREW · CIK 0001619345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 F1 · kind: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 23:34 UTC |
Graziano NickDirector
|
GrantCommon Stock | 2,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007193 · doc1.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 F1 · kind: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Read SEC document |
| March 19, 2020 Filed Mar 24, 2020 22:46 UTC |
CHAZEN STEPHEN IDirector
|
GrantCommon Stock | 4,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006959 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,537 F1 · kind: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.