Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2017 Filed Aug 22, 2017 21:54 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 5,150 | $6.65 | $34,236.69 |
DisclosureSEC source: 0001144204-17-044645 · v473877_form4.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,340.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.60 to $6.69, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:51 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 448.5 | $6.65 | $2,982.53 |
DisclosureSEC source: 0001144204-17-044644 · v473874_form4.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,327.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:54 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 448.5 | $6.65 | $2,982.53 |
DisclosureSEC source: 0001144204-17-044645 · v473877_form4.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,190.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:53 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 2,621.5 | $6.62 | $17,366.39 |
DisclosureSEC source: 0001144204-17-043287 · v473326_form4.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,879 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.585 to $6.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:56 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 2,621.5 | $6.62 | $17,366.39 |
DisclosureSEC source: 0001144204-17-043289 · v473327_4.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053,742 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.585 to $6.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:53 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 9,489 | $6.58 | $62,450.90 |
DisclosureSEC source: 0001144204-17-043287 · v473326_form4.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,257.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.53 to $6.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:56 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 9,489 | $6.58 | $62,450.90 |
DisclosureSEC source: 0001144204-17-043289 · v473327_4.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051,120.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.53 to $6.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:53 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 5,042.5 | $6.64 | $33,497.83 |
DisclosureSEC source: 0001144204-17-043287 · v473326_form4.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,768.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.63 to $6.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:56 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 5,042.5 | $6.64 | $33,497.83 |
DisclosureSEC source: 0001144204-17-043289 · v473327_4.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,631.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.63 to $6.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:20 UTC |
STELLJES GEORGE IIIDirector
|
PurchaseCommon Stock | 5,000 | $7.17 | $35,849.50 |
DisclosureSEC source: 0001144204-17-014976 · v461891_4.xml · nonDerivative · entry 2 STELLJES GEORGE III · CIK 0001238280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 15:20 UTC |
STELLJES GEORGE IIIDirector
|
PurchaseCommon Stock | 5,000 | $7.19 | $35,949.50 |
DisclosureSEC source: 0001144204-17-014976 · v461891_4.xml · nonDerivative · entry 1 STELLJES GEORGE III · CIK 0001238280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 17:17 UTC |
NOVAK STEVEN PDirector
|
PurchaseCommon Stock, $0.01 par value | 5,000 | $7.22 | $36,100.00 |
DisclosureSEC source: 0001144204-17-013275 · v461359_4.xml · nonDerivative · entry 1 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 30,539.7586 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 18:50 UTC |
STELLJES GEORGE IIIDirector
|
PurchaseCommon Stock | 5,000 | $6.56 | $32,776.00 |
DisclosureSEC source: 0001144204-16-140641 · v455942_4.xml · nonDerivative · entry 1 STELLJES GEORGE III · CIK 0001238280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.525 to $6.5862, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:37 UTC |
STELLJES GEORGE IIIDirector
|
PurchaseCommon Stock | 5,000 | $6.74 | $33,718.00 |
DisclosureSEC source: 0001144204-16-140025 · v455105_form4.xml · nonDerivative · entry 1 STELLJES GEORGE III · CIK 0001238280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.718 to $6.76, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 02:15 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 27,887 | $7.09 | $197,663.06 |
DisclosureSEC source: 0001144204-16-139066 · v454855_4.xml · nonDerivative · entry 3 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.0799 to $7.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 02:15 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 10,000 | $7.05 | $70,500.00 |
DisclosureSEC source: 0001144204-16-139066 · v454855_4.xml · nonDerivative · entry 2 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,113 Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 02:15 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 12,113 | $7.05 | $85,396.65 |
DisclosureSEC source: 0001144204-16-139066 · v454855_4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,113 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.00 to $7.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.