Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2020 Filed Mar 17, 2020 17:04 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 7,662 | $2.66 | $20,351.80 |
DisclosureSEC source: 0001567619-20-006543 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412,068 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $2.62 to $2.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 17:30 UTC |
NOVAK STEVEN PDirector
|
SaleCommon Stock | 13,130 | $4.03 | $52,913.90 |
DisclosureSEC source: 0001567619-20-006327 · doc1.xml · nonDerivative · entry 1 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 17,409.7586 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $4.02 to $4.055, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 23:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock | 3,699 | $5.30 | $19,586.57 |
DisclosureSEC source: 0001615774-19-015393 · ownership.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,432 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.28 to $5.30, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 23:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock | 21,645 | $5.26 | $113,937.12 |
DisclosureSEC source: 0001615774-19-015393 · ownership.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,246,733 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.22 to $5.30, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock | 10,400 | $5.28 | $54,913.04 |
DisclosureSEC source: 0001615774-19-015393 · ownership.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,088 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.27 to $5.29, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 12:08 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock | 7,797 | $5.23 | $40,797.80 |
DisclosureSEC source: 0001615774-19-015216 · ownership.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,688 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.22 to $5.24, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 12:08 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock | 5,200 | $5.17 | $26,891.80 |
DisclosureSEC source: 0001615774-19-015216 · ownership.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,891 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.16 to $5.18, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 15:18 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 109.5 | $6.13 | $671.24 |
DisclosureSEC source: 0001140361-18-018892 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,236 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · balance_after: Includes 545 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 14:29 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 109.5 | $6.13 | $671.24 |
DisclosureSEC source: 0001140361-18-018886 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405,099 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: These shares were purchased in multiple transactions, each at a price of $6.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. F4 · balance_after: Includes 545 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 15:18 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 1,203.5 | $6.14 | $7,384.19 |
DisclosureSEC source: 0001140361-18-018892 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,109.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.12 to $6.14, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 545 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 14:29 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 1,203.5 | $6.14 | $7,384.19 |
DisclosureSEC source: 0001140361-18-018886 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,404,972.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.12 to $6.14, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 545 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 20:14 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 778 | $6.12 | $4,763.85 |
DisclosureSEC source: 0001140361-18-018533 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,906 F2 · shares: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.09 to $6.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.11 to $6.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 20:15 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 778 | $6.12 | $4,763.85 |
DisclosureSEC source: 0001140361-18-018536 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,769 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.11 to $6.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.direct: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 20:14 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 230 | $6.13 | $1,409.90 |
DisclosureSEC source: 0001140361-18-018533 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,128 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: These shares were purchased in multiple transactions, each at a price of $6.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 20:15 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 230 | $6.13 | $1,409.90 |
DisclosureSEC source: 0001140361-18-018536 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,991 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: These shares were purchased in multiple transactions, each at a price of $6.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:14 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 180.5 | $6.11 | $1,102.48 |
DisclosureSEC source: 0001140361-18-018533 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,898 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.09 to $6.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:15 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 180.5 | $6.11 | $1,102.48 |
DisclosureSEC source: 0001140361-18-018536 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,761 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.09 to $6.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 21:07 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 322.5 | $6.20 | $1,999.27 |
DisclosureSEC source: 0001140361-18-018059 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,717.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.18 to $6.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 21:08 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 322.5 | $6.20 | $1,999.27 |
DisclosureSEC source: 0001140361-18-018060 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,580.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.18 to $6.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 20:08 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 1,816.5 | $6.19 | $11,239.41 |
DisclosureSEC source: 0001140361-18-017064 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,395 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.15 to $6.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 20:16 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 1,816.5 | $6.19 | $11,239.41 |
DisclosureSEC source: 0001140361-18-017072 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,258 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.15 to $6.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:08 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 2,187.5 | $6.12 | $13,393.84 |
DisclosureSEC source: 0001140361-18-017064 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,578.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.03 to $6.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:16 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 2,187.5 | $6.12 | $13,393.84 |
DisclosureSEC source: 0001140361-18-017072 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,441.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.03 to $6.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 20:12 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 3,308.5 | $6.14 | $20,315.18 |
DisclosureSEC source: 0001140361-18-015884 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,391 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.06 to $6.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 20:11 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 3,308.5 | $6.14 | $20,315.18 |
DisclosureSEC source: 0001140361-18-015882 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398,254 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.06 to $6.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:12 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 3,930 | $6.03 | $23,706.94 |
DisclosureSEC source: 0001140361-18-015884 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,082.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.97 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:11 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 3,930 | $6.03 | $23,706.94 |
DisclosureSEC source: 0001140361-18-015882 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,945.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.97 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 27, 2018 Filed Mar 27, 2018 20:17 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 5,054 | $5.99 | $30,279.02 |
DisclosureSEC source: 0001140361-18-015220 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,152.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.94 to $6.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 27, 2018 Filed Mar 27, 2018 20:16 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 5,504 | $5.99 | $32,975.01 |
DisclosureSEC source: 0001140361-18-015217 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391,015.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.94 to $6.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:17 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 4,099.5 | $6.15 | $25,204.55 |
DisclosureSEC source: 0001140361-18-015220 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,098.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.10 to $6.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:16 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 4,099.5 | $6.15 | $25,204.55 |
DisclosureSEC source: 0001140361-18-015217 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,961.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.10 to $6.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:17 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 1,966 | $6.21 | $12,204.34 |
DisclosureSEC source: 0001140361-18-015220 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,999 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.07 to $6.23, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:16 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 1,966 | $6.21 | $12,204.34 |
DisclosureSEC source: 0001140361-18-015217 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381,862 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.07 to $6.23, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 20:56 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 3,017 | $6.15 | $18,569.03 |
DisclosureSEC source: 0001140361-18-014676 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,033 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.0650 to $6.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 20:56 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 3,017 | $6.15 | $18,569.03 |
DisclosureSEC source: 0001140361-18-014674 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,379,896 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.0650 to $6.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:56 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 2,569 | $6.08 | $15,624.91 |
DisclosureSEC source: 0001140361-18-014676 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,016 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.05 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:56 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 2,569 | $6.08 | $15,624.91 |
DisclosureSEC source: 0001140361-18-014674 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376,879 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.05 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:56 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 3,723 | $6.13 | $22,832.41 |
DisclosureSEC source: 0001140361-18-014676 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,447 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.03 to $6.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:56 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 3,723 | $6.13 | $22,832.41 |
DisclosureSEC source: 0001140361-18-014674 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,310 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.03 to $6.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 20:14 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 6,329 | $6.05 | $38,282.86 |
DisclosureSEC source: 0001140361-18-014027 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167,724 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 20:12 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 6,329 | $6.05 | $38,282.86 |
DisclosureSEC source: 0001140361-18-014026 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,587 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 20:14 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 5,906.5 | $6.12 | $36,161.96 |
DisclosureSEC source: 0001140361-18-014027 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,395 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.14, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 20:12 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 5,906.5 | $6.12 | $36,161.96 |
DisclosureSEC source: 0001140361-18-014026 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,364,258 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.14, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:14 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 5,261.5 | $6.08 | $32,004.65 |
DisclosureSEC source: 0001140361-18-014027 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155,488.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.14, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:12 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 5,261.5 | $6.08 | $32,004.65 |
DisclosureSEC source: 0001140361-18-014026 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358,351.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.14, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 20:10 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 5,469 | $6.24 | $34,099.76 |
DisclosureSEC source: 0001140361-18-013437 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,227 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.19 to $6.28, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 20:11 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 5,469 | $6.24 | $34,099.76 |
DisclosureSEC source: 0001140361-18-013438 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,090 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.19 to $6.28, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 20:10 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 5,359.5 | $6.25 | $33,479.19 |
DisclosureSEC source: 0001140361-18-013437 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,758 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.20 to $6.30, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 20:11 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 5,359.5 | $6.25 | $33,479.19 |
DisclosureSEC source: 0001140361-18-013438 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,621 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.20 to $6.30, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:10 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 4,234 | $6.36 | $26,936.71 |
DisclosureSEC source: 0001140361-18-013437 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139,398.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.23 to $6.42, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.