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Nasdaq · USD

OXSQ

Oxford Square Capital Corp.

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Tapewire entity
6547
SEC CIK
0001259429
Parsed reports
119

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2022 Filed May 4, 2022 13:03 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 21,635 $4.00 $86,540.00
Disclosure

SEC source: 0001213900-22-023821 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,272

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.96 to $4.03, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 24, 2022 Filed Mar 25, 2022 13:19 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 4,767 $4.10 $19,531.83
Disclosure

SEC source: 0001213900-22-015034 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,851

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.085 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 24, 2022 Filed Mar 25, 2022 13:19 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 4,767 $4.10 $19,531.83
Disclosure

SEC source: 0001213900-22-015033 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,637

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.085 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 23, 2022 Filed Mar 25, 2022 13:19 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 8,653 $4.09 $35,388.17
Disclosure

SEC source: 0001213900-22-015034 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,084

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.065 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 23, 2022 Filed Mar 25, 2022 13:19 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 8,653 $4.09 $35,388.17
Disclosure

SEC source: 0001213900-22-015033 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528,870

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.065 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 22, 2022 Filed Mar 22, 2022 21:33 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 1,643 $4.10 $6,731.04
Disclosure

SEC source: 0001213900-22-014229 · ownership.xml · nonDerivative · entry 3

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358,431

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.09 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 22, 2022 Filed Mar 22, 2022 21:34 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 1,643 $4.10 $6,731.04
Disclosure

SEC source: 0001213900-22-014231 · ownership.xml · nonDerivative · entry 3

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,217

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.09 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:33 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 100 $4.10 $409.50
Disclosure

SEC source: 0001213900-22-014229 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,788

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.09 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:34 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 100 $4.10 $409.50
Disclosure

SEC source: 0001213900-22-014231 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,574

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.09 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 21:33 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 9,624 $4.05 $39,014.73
Disclosure

SEC source: 0001213900-22-014229 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,688

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.01 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 21:34 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 9,624 $4.05 $39,014.73
Disclosure

SEC source: 0001213900-22-014231 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,474

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.01 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 17, 2022 Filed Mar 17, 2022 22:54 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 2,606 $4.01 $10,450.58
Disclosure

SEC source: 0001213900-22-013326 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,347,065

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.98 to $4.03, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 17, 2022 Filed Mar 17, 2022 22:55 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 2,606 $4.01 $10,450.58
Disclosure

SEC source: 0001213900-22-013327 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,851

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.98 to $4.03, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 22:54 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 9,727 $3.99 $38,774.74
Disclosure

SEC source: 0001213900-22-013326 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,459

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.94 to $4.03, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 22:55 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 9,727 $3.99 $38,774.74
Disclosure

SEC source: 0001213900-22-013327 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506,245

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.94 to $4.03, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 14, 2022 22:19 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 6,750 $3.96 $26,759.03
Disclosure

SEC source: 0001213900-22-012247 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334,732

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.95 to $3.97, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 14, 2022 22:19 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 6,750 $3.96 $26,759.03
Disclosure

SEC source: 0001213900-22-012246 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496,518

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.95 to $3.97, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:19 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 6,600 $3.96 $26,167.02
Disclosure

SEC source: 0001213900-22-012247 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327,982

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.92 to $4.01, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:19 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 6,600 $3.96 $26,167.02
Disclosure

SEC source: 0001213900-22-012246 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,768

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.92 to $4.01, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 14:19 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 9,125 $3.93 $35,843.91
Disclosure

SEC source: 0001213900-22-011730 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,382

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.90 to $3.96, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 14:17 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 9,125 $3.93 $35,843.91
Disclosure

SEC source: 0001213900-22-011727 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483,168

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.90 to $3.96, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 14:19 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 5,744 $3.99 $22,915.11
Disclosure

SEC source: 0001213900-22-011730 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,257

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.96 to $4.03, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 14:17 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 5,744 $3.99 $22,915.11
Disclosure

SEC source: 0001213900-22-011727 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,043

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.96 to $4.03, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 16:28 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 7,835 $3.97 $31,117.49
Disclosure

SEC source: 0001213900-21-067226 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,515

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.87 to $4.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 16:27 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 7,835 $3.97 $31,117.49
Disclosure

SEC source: 0001213900-21-067225 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468,299

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.87 to $4.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 16:28 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 10,337 $3.87 $39,999.02
Disclosure

SEC source: 0001213900-21-067226 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,680

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.83 to $3.92, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 21, 2021 Filed Dec 23, 2021 16:27 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 10,337 $3.87 $39,999.02
Disclosure

SEC source: 0001213900-21-067225 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460,464

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.83 to $3.92, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 20, 2021 Filed Dec 21, 2021 20:48 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 12,679 $3.82 $48,471.82
Disclosure

SEC source: 0001213900-21-066676 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,343

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.80 to $3.87, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 20:48 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 12,679 $3.82 $48,471.82
Disclosure

SEC source: 0001213900-21-066678 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,127

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.80 to $3.87, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 20:48 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 5,316 $3.92 $20,839.78
Disclosure

SEC source: 0001213900-21-066676 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275,664

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.90 to $3.935, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 21, 2021 20:48 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 5,316 $3.92 $20,839.78
Disclosure

SEC source: 0001213900-21-066678 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437,448

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.90 to $3.935, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 23, 2021 Filed Sep 24, 2021 20:12 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 12,500 $4.09 $51,096.25
Disclosure

SEC source: 0001213900-21-049790 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,348

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.06 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 20:13 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 12,500 $4.09 $51,096.25
Disclosure

SEC source: 0001213900-21-049791 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432,132

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and CCO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.06 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 20:12 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 700 $4.08 $2,855.72
Disclosure

SEC source: 0001213900-21-049790 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,848

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.075 to $4.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 20:13 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 700 $4.08 $2,855.72
Disclosure

SEC source: 0001213900-21-049791 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,632

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and CCO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.075 to $4.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 19:33 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 3,951 $4.07 $16,075.83
Disclosure

SEC source: 0001213900-21-049340 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,148

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.02 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 19:34 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 3,951 $4.07 $16,075.83
Disclosure

SEC source: 0001213900-21-049341 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418,932

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and CCO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.02 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 19:33 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 1,115 $4.03 $4,490.22
Disclosure

SEC source: 0001213900-21-049340 · ownership.xml · nonDerivative · entry 2

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,197

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.00 to $4.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 19:34 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 1,115 $4.03 $4,490.22
Disclosure

SEC source: 0001213900-21-049341 · ownership.xml · nonDerivative · entry 2

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414,981

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and CCO of the issuer, has a 50% pecuniary interest in such account.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.00 to $4.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:02 UTC
ROSENTHAL SAUL BPresident and COO
PurchaseCommon Stock 1,650 $4.20 $6,929.01
Disclosure

SEC source: 0001213900-21-044338 · ownership.xml · nonDerivative · entry 1

ROSENTHAL SAUL B · CIK 0001268529 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,082

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.19 to $4.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:02 UTC
COHEN JONATHAN HDirector · Chief Executive Officer
PurchaseCommon Stock 1,650 $4.20 $6,929.01
Disclosure

SEC source: 0001213900-21-044336 · ownership.xml · nonDerivative · entry 1

COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,866

F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and CCO of the issuer, has a 50% pecuniary interest in such account.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.19 to $4.20, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 13:19 UTC PurchaseCommon Stock 10,000 $4.88 $48,800.00
Disclosure

SEC source: 0001213900-21-028105 · s132140_form4.xml · nonDerivative · entry 1

NOVAK STEVEN P · CIK 0001064150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,409.7586

Read SEC document
March 18, 2020 Filed Mar 19, 2020 22:00 UTC PurchaseCommon Stock 1,500 $2.16 $3,235.20
Disclosure

SEC source: 0001567619-20-006788 · doc1.xml · nonDerivative · entry 6

STELLJES GEORGE III · CIK 0001238280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:00 UTC PurchaseCommon Stock 1,400 $2.79 $3,906.00
Disclosure

SEC source: 0001567619-20-006788 · doc1.xml · nonDerivative · entry 5

STELLJES GEORGE III · CIK 0001238280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:00 UTC PurchaseCommon Stock 4,800 $2.79 $13,380.00
Disclosure

SEC source: 0001567619-20-006788 · doc1.xml · nonDerivative · entry 4

STELLJES GEORGE III · CIK 0001238280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,100

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:00 UTC PurchaseCommon Stock 1,000 $2.79 $2,786.00
Disclosure

SEC source: 0001567619-20-006788 · doc1.xml · nonDerivative · entry 3

STELLJES GEORGE III · CIK 0001238280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,300

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:00 UTC PurchaseCommon Stock 2,800 $2.79 $7,798.00
Disclosure

SEC source: 0001567619-20-006788 · doc1.xml · nonDerivative · entry 2

STELLJES GEORGE III · CIK 0001238280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:00 UTC PurchaseCommon Stock 500 $2.81 $1,403.30
Disclosure

SEC source: 0001567619-20-006788 · doc1.xml · nonDerivative · entry 1

STELLJES GEORGE III · CIK 0001238280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Read SEC document
March 13, 2020 Filed Mar 17, 2020 01:37 UTC PurchaseCommon Stock 12,988 $2.70 $35,066.30
Disclosure

SEC source: 0001567619-20-006507 · doc1.xml · nonDerivative · entry 2

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Read SEC document
March 13, 2020 Filed Mar 17, 2020 01:37 UTC PurchaseCommon Stock 7,012 $2.65 $18,581.80
Disclosure

SEC source: 0001567619-20-006507 · doc1.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,012

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.