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Nasdaq · USD

OXBR

OXBRIDGE RE HOLDINGS Ltd

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7972
SEC CIK
0001584831
Parsed reports
65

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2024 Filed Apr 16, 2024 17:54 UTC GrantOrdinary Shares 23,809 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014908 · ownership.xml · nonDerivative · entry 1

Thompson Lesley Helen · CIK 0001894701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,358

F1 · kind: Represents grant of restricted ordinary shares under Issuer's Non-Employee Director Compensation Program adopted under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under Issuer's Non-Employee Director Compensation Program adopted under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:54 UTC
Gowda ArunDirector
GrantCommon Shares 23,809 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014906 · ownership.xml · nonDerivative · entry 1

Gowda Arun · CIK 0001961268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,358

F1 · kind: Represents grant of restricted ordinary shares under Issuer's Non-Employee Director Compensation Program adopted under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under Issuer's Non-Employee Director Compensation Program adopted under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:54 UTC GrantOrdinary Shares 23,809 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014907 · ownership.xml · nonDerivative · entry 1

Merren Dwight Lyndon · CIK 0001955502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,358

F1 · kind: Represents grant of restricted ordinary shares under Issuer's Non-Employee Director Compensation Program adopted under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under Issuer's Non-Employee Director Compensation Program adopted under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 25, 2024 Filed Apr 16, 2024 21:54 UTC
Madhu SanjayDirector · CEO, President
GrantOrdinary Shares 40,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014904 · ownership.xml · nonDerivative · entry 1

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,000

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 25, 2024 Filed Apr 16, 2024 21:54 UTC
TIMOTHY WRENDONDirector · CFO & Secretary
GrantOrdinary Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014905 · ownership.xml · nonDerivative · entry 1

TIMOTHY WRENDON · CIK 0001603598 · Director · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,050

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 25, 2024 Filed Apr 17, 2024 22:11 UTC Amendment
Madhu SanjayDirector · CEO, President
GrantOrdinary Shares 40,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015070 · ownership.xml · nonDerivative · entry 1

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,000

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 25, 2024 Filed Apr 17, 2024 22:18 UTC Amendment
TIMOTHY WRENDONDirector · CFO & Secretary
GrantOrdinary Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015072 · ownership.xml · nonDerivative · entry 1

TIMOTHY WRENDON · CIK 0001603598 · Director · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,050

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 11:19 UTC
Madhu SanjayDirector · CEO, President
PurchaseOrdinary Shares 50,000 $1.20 $59,860.00
Disclosure

SEC source: 0000897069-23-001411 · form4.xml · nonDerivative · entry 1

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.06 to $1.40. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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September 20, 2023 Filed Sep 22, 2023 15:21 UTC PurchaseClass A Common Stock 100,000 $1.10 $110,060.00
Disclosure

SEC source: 0001538825-23-000004 · primary_doc.xml · nonDerivative · entry 3

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 100,070

F3 · shares: Ordinary Shares indirectly held in the name of the Martin Family Foundation, Inc. As one of the directors of the Foundation, Inc. Mr. Martin has shared voting and shared investment power over the ordinary shares held by that entity. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

F3 · balance_after: Ordinary Shares indirectly held in the name of the Martin Family Foundation, Inc. As one of the directors of the Foundation, Inc. Mr. Martin has shared voting and shared investment power over the ordinary shares held by that entity. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

F3 · ownership.nature: Ordinary Shares indirectly held in the name of the Martin Family Foundation, Inc. As one of the directors of the Foundation, Inc. Mr. Martin has shared voting and shared investment power over the ordinary shares held by that entity. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

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September 12, 2023 Filed Sep 12, 2023 22:05 UTC PurchaseOrdinary Shares 69,582 $1.49 $103,677.18
Disclosure

SEC source: 0001538825-23-000003 · primary_doc.xml · nonDerivative · entry 3

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,853

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F2 · price: The prices reported in Column 4 were the average prices on the Transaction Dates indicated. The shares were sold in multiple transactions ranging from $1.0100 to $1.1457 on September 8, 2023, $1.1000 to $1.1201 on September 11, 2023 and $1.850 to $1.1200 on September 12, 2023. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 22:05 UTC PurchaseOrdinary Shares 23,383 $1.11 $25,955.13
Disclosure

SEC source: 0001538825-23-000003 · primary_doc.xml · nonDerivative · entry 2

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,271

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F2 · price: The prices reported in Column 4 were the average prices on the Transaction Dates indicated. The shares were sold in multiple transactions ranging from $1.0100 to $1.1457 on September 8, 2023, $1.1000 to $1.1201 on September 11, 2023 and $1.850 to $1.1200 on September 12, 2023. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 22:05 UTC PurchaseOrdinary Shares 7,035 $1.08 $7,597.80
Disclosure

SEC source: 0001538825-23-000003 · primary_doc.xml · nonDerivative · entry 1

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,888

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F2 · price: The prices reported in Column 4 were the average prices on the Transaction Dates indicated. The shares were sold in multiple transactions ranging from $1.0100 to $1.1457 on September 8, 2023, $1.1000 to $1.1201 on September 11, 2023 and $1.850 to $1.1200 on September 12, 2023. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 17:19 UTC GrantOrdinary Shares 10,549 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000828 · doc1.xml · nonDerivative · entry 1

Thompson Lesley Helen · CIK 0001894701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,549

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:06 UTC
Madhu SanjayDirector · CEO, President
GrantOrdinary Shares 40,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000824 · doc1.xml · nonDerivative · entry 2

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F2 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F2 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:25 UTC
Gowda ArunDirector
GrantCommon Shares 10,549 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000833 · doc1.xml · nonDerivative · entry 1

Gowda Arun · CIK 0001961268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,549

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:23 UTC
TIMOTHY WRENDONDirector · CFO & Secretary
GrantOrdinary Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000831 · doc1.xml · nonDerivative · entry 1

TIMOTHY WRENDON · CIK 0001603598 · Director · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,050

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:08 UTC GrantOrdinary Shares 10,549 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000826 · doc1.xml · nonDerivative · entry 1

Merren Dwight Lyndon · CIK 0001955502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,549

F1 · kind: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

F1 · price: Represents grant of restricted ordinary shares under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 28, 2022 Filed Apr 1, 2022 17:36 UTC GrantOrdinary Shares, Par Value $0.001 16,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007878 · doc1.xml · nonDerivative · entry 1

Persaud Krishna · CIK 0001439933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F1 · shares: This restricted stock grant vests in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st, and January 1st of each calendar year, over a four-year period.

Read SEC document
March 28, 2022 Filed Apr 1, 2022 17:31 UTC GrantOrdinary Shares, Par Value $0.001 16,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007875 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F1 · shares: This restricted stock grant vests in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st, and January 1st of each calendar year, over a four-year period.

Read SEC document
November 12, 2021 Filed Nov 30, 2021 12:34 UTC GrantOrdinary Shares, Par Value $0.001 16,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021268 · doc1.xml · nonDerivative · entry 1

Thompson Lesley Helen · CIK 0001894701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: This restricted stock grant was reported on a Form 8-K filed by the issuer on November 16, 2021.

F2 · shares: This restricted stock grant vests in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on January 1st, April 1st, July 1st and October 1st of each calendar year, over a four-year period.

Read SEC document
March 02, 2021 Filed Apr 13, 2021 16:09 UTC
Madhu SanjayDirector · CEO, President
GrantShare Options (right to buy) · Derivative 175,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001567619-21-007955 · doc1.xml · derivative · entry 3

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Ordinary Shares · 175,000 shares

Expires 2031-03-02

F2 · kind: This option grant was previously reported on a Form 8-K filed by the issuer on March 8, 2021.

F3 · derivative.exercise_date: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.

Read SEC document
March 02, 2021 Filed Apr 13, 2021 12:26 UTC GrantShare Options (right to buy) · Derivative 50,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001567619-21-007959 · doc1.xml · derivative · entry 3

Persaud Krishna · CIK 0001439933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2031-03-02

F2 · kind: This option grant was previously reported on a Form 8-K filed by the issuer on March 8, 2021.

F3 · derivative.exercise_date: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.

Read SEC document
March 02, 2021 Filed Apr 13, 2021 11:50 UTC GrantShare Options (right to buy) · Derivative 50,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001567619-21-007952 · doc1.xml · derivative · entry 4

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2031-03-02

F3 · kind: This option grant was previously reported on a Form 8-K filed by the issuer on March 8, 2021.

F4 · derivative.exercise_date: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.

Read SEC document
March 02, 2021 Filed Apr 13, 2021 16:15 UTC
TIMOTHY WRENDONController & Secretary
GrantShare Options (right to buy) · Derivative 75,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001567619-21-007957 · doc1.xml · derivative · entry 2

TIMOTHY WRENDON · CIK 0001603598 · Controller & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Ordinary Shares · 75,000 shares

Expires 2031-03-02

F1 · kind: This option grant was previously reported on a Form 8-K filed by the issuer on March 8, 2021.

F2 · derivative.exercise_date: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.

Read SEC document
March 02, 2021 Filed Apr 16, 2021 11:47 UTC
PATEL MAYURDirector
GrantShare Options (right to buy) · Derivative 50,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001567619-21-008179 · doc1.xml · derivative · entry 3

PATEL MAYUR · CIK 0001603697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2031-03-02

F1 · kind: This option grant was previously reported on a Form 8-K filed by the issuer on March 8, 2021.

F2 · derivative.exercise_date: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.

Read SEC document
September 29, 2020 Filed Sep 29, 2020 21:21 UTC Disposition to issuerOrdinary Shares 107,513 $2.19 $235,453.47
Disclosure

SEC source: 0001104659-20-109925 · tm2032068d1_4.xml · nonDerivative · entry 3

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

Read SEC document
September 29, 2020 Filed Sep 29, 2020 21:21 UTC Disposition to issuerOrdinary Shares 50,000 $2.11 $105,500.00
Disclosure

SEC source: 0001104659-20-109925 · tm2032068d1_4.xml · nonDerivative · entry 2

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 0

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

Read SEC document
September 29, 2020 Filed Sep 29, 2020 21:21 UTC Disposition to issuerOrdinary Shares 232,821 $2.34 $544,801.14
Disclosure

SEC source: 0001104659-20-109925 · tm2032068d1_4.xml · nonDerivative · entry 1

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 09:46 UTC SaleOrdinary Shares, Par Value $0.001 332,227 $3.56 $1,181,864.33
Disclosure

SEC source: 0001567619-20-017223 · doc1.xml · nonDerivative · entry 2

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (3)

Disclosed balance after: 47,045

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.24 to $3.855. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F3 · ownership.nature: Shares indirectly held in the name of Farnam Street Capital for the benefit of and as the General Partner of Farnam Street Partners. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 09:46 UTC SaleOrdinary Shares, Par Value $0.001 51,023 $3.56 $181,509.22
Disclosure

SEC source: 0001567619-20-017223 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 7,225

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.24 to $3.855. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: Shares indirectly held in the name of Farnam Street Capital for the benefit of and as the General Partner of FS Special Opportunities I Fund. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 16:31 UTC SaleOrdinary Shares, Par Value $0.001 46,053 $2.49 $114,538.42
Disclosure

SEC source: 0001567619-20-012478 · doc1.xml · nonDerivative · entry 2

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 379,272

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.40 to $2.51. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F3 · ownership.nature: Shares indirectly held in the name of Farnam Street Capital for the benefit of and as the General Partner of Farnam Street Partners. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 16:31 UTC SaleOrdinary Shares, Par Value $0.001 15,352 $2.49 $38,181.96
Disclosure

SEC source: 0001567619-20-012478 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (1)

Disclosed balance after: 58,248

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.40 to $2.51. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: Shares indirectly held in the name of Farnam Street Capital for the benefit of and as the General Partner of FS Special Opportunities I Fund. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:12 UTC
Madhu SanjayDirector · CEO, President
PurchaseOrdinary Shares 1,660 $1.05 $1,743.00
Disclosure

SEC source: 0001567619-20-011956 · doc1.xml · nonDerivative · entry 2

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,231

F2 · ownership.nature: Shares indirectly held in the name of Universal Finance and Investments, L.C., which is 100% owned by the Reporting Person.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:12 UTC
Madhu SanjayDirector · CEO, President
PurchaseOrdinary Shares 8,340 $1.05 $8,757.00
Disclosure

SEC source: 0001567619-20-011956 · doc1.xml · nonDerivative · entry 1

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,571

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.99 to $1.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: Shares indirectly held in the name of Universal Finance and Investments, L.C., which is 100% owned by the Reporting Person.

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September 30, 2019 Filed Oct 2, 2019 20:36 UTC
Madhu SanjayDirector · CEO, President
PurchaseOrdinary Shares 30,000 $0.89 $26,640.00
Disclosure

SEC source: 0001567619-19-019087 · doc1.xml · nonDerivative · entry 1

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,231

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.8479 to $0.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: Shares indirectly held in the name of Universal Finance and Investments, L.C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

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April 30, 2019 Filed May 2, 2019 16:36 UTC PurchaseOrdinary Shares 50,000 $1.20 $60,000.00
Disclosure

SEC source: 0001144204-19-023196 · tv520486_4.xml · nonDerivative · entry 2

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 50,000

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

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April 01, 2019 Filed Apr 1, 2019 21:16 UTC PurchaseOrdinary Shares 6,760 $1.10 $7,436.00
Disclosure

SEC source: 0001144204-19-017491 · tv517812_4.xml · nonDerivative · entry 5

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,513

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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April 01, 2019 Filed Apr 1, 2019 21:16 UTC PurchaseOrdinary Shares 8,784 $1.10 $9,662.40
Disclosure

SEC source: 0001144204-19-017491 · tv517812_4.xml · nonDerivative · entry 4

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,753

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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April 01, 2019 Filed Apr 1, 2019 21:16 UTC PurchaseOrdinary Shares 3,459 $1.10 $3,804.90
Disclosure

SEC source: 0001144204-19-017491 · tv517812_4.xml · nonDerivative · entry 3

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,969

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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March 28, 2019 Filed Apr 1, 2019 21:16 UTC PurchaseOrdinary Shares 37,412 $1.04 $38,882.29
Disclosure

SEC source: 0001144204-19-017491 · tv517812_4.xml · nonDerivative · entry 2

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,510

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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March 16, 2019 Filed Oct 8, 2019 20:19 UTC
Madhu SanjayDirector · CEO, President
GrantShare Options (right to buy) · Derivative 200,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001567619-19-019348 · doc1.xml · derivative · entry 3

Madhu Sanjay · CIK 0001439935 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Ordinary Shares · 200,000 shares

Expires 2029-03-16

F2 · kind: This option grant was previously reported on a Form 8-K filed by the issuer on March 21, 2019.

F3 · derivative.exercise_date: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.

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March 16, 2019 Filed Oct 8, 2019 20:22 UTC
TIMOTHY WRENDONController & Secretary
GrantShare Options (right to buy) · Derivative 90,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001567619-19-019350 · doc1.xml · derivative · entry 2

TIMOTHY WRENDON · CIK 0001603598 · Controller & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Ordinary Shares · 90,000 shares

Expires 2029-03-16

F1 · kind: This option grant was previously reported on a Form 8-K filed by the issuer on March 21, 2019.

F2 · derivative.exercise_date: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.

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February 14, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 300 $0.99 $297.00
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 13

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,821

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

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February 13, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 200 $0.95 $190.00
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 26

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,098

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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February 13, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 2,400 $0.99 $2,387.04
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 12

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,521

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

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February 12, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 592 $0.97 $571.69
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 25

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,898

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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February 12, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 720 $0.97 $694.80
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 11

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,121

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

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February 07, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 300 $1.00 $300.00
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 10

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,401

F1 · shares: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

F1 · balance_after: Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.

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February 06, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 200 $1.00 $200.00
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 24

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,306

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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February 05, 2019 Filed Feb 20, 2019 01:00 UTC PurchaseOrdinary Shares 94 $1.00 $94.00
Disclosure

SEC source: 0001144204-19-008961 · tv514115_4.xml · nonDerivative · entry 23

MARTIN ALLAN S. · CIK 0001538825 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,106

F2 · shares: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

F2 · balance_after: Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.