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NYSE · USD

OWLT

Owlet, Inc.

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Tapewire entity
6551
SEC CIK
0001816708
Parsed reports
121

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2023 Filed Nov 20, 2023 23:00 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 404 $5.72 $2,310.88
Disclosure

SEC source: 0001628280-23-039657 · wk-form4_1700521216.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,706

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 21:47 UTC
Workman KurtDirector · President & CEO
SaleCommon Stock 1,117 $3.80 $4,244.60
Disclosure

SEC source: 0001628280-23-032704 · wk-form4_1695246463.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,040

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 21:47 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 358 $3.80 $1,360.40
Disclosure

SEC source: 0001628280-23-032703 · wk-form4_1695246438.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,110

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:28 UTC
Scolnick Kathryn R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 17,650 Not disclosed Strike: $4.21 Not disclosed
Disclosure

SEC source: 0001628280-23-032135 · wk-form4_1694568529.xml · derivative · entry 3

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,650

Underlying: Common Stock · 17,650 shares

Expires 2031-11-15

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the old option and the grant of a replacement option. The option was originally granted on November 15, 2021 and provided for vesting in accordance with the following schedule: 25% on the first anniversary of February 15, 2021 (the "Vesting Commencement Date") and in equal installments on a quarterly basis thereafter until the fourth anniversary of the Vesting Commencement Date.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the old option and the grant of a replacement option. The option was originally granted on November 15, 2021 and provided for vesting in accordance with the following schedule: 25% on the first anniversary of February 15, 2021 (the "Vesting Commencement Date") and in equal installments on a quarterly basis thereafter until the fourth anniversary of the Vesting Commencement Date.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the old option and the grant of a replacement option. The option was originally granted on November 15, 2021 and provided for vesting in accordance with the following schedule: 25% on the first anniversary of February 15, 2021 (the "Vesting Commencement Date") and in equal installments on a quarterly basis thereafter until the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:28 UTC
Scolnick Kathryn R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 17,650 Not disclosed Strike: $65.38 Not disclosed
Disclosure

SEC source: 0001628280-23-032135 · wk-form4_1694568529.xml · derivative · entry 2

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,650 shares

Expires 2031-11-15

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the old option and the grant of a replacement option. The option was originally granted on November 15, 2021 and provided for vesting in accordance with the following schedule: 25% on the first anniversary of February 15, 2021 (the "Vesting Commencement Date") and in equal installments on a quarterly basis thereafter until the fourth anniversary of the Vesting Commencement Date.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the old option and the grant of a replacement option. The option was originally granted on November 15, 2021 and provided for vesting in accordance with the following schedule: 25% on the first anniversary of February 15, 2021 (the "Vesting Commencement Date") and in equal installments on a quarterly basis thereafter until the fourth anniversary of the Vesting Commencement Date.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the old option and the grant of a replacement option. The option was originally granted on November 15, 2021 and provided for vesting in accordance with the following schedule: 25% on the first anniversary of February 15, 2021 (the "Vesting Commencement Date") and in equal installments on a quarterly basis thereafter until the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:28 UTC
Scolnick Kathryn R.Chief Financial Officer
GrantCommon Stock 65,719 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-032135 · wk-form4_1694568529.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,468

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on September 6, 2024, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
August 16, 2023 Filed Aug 19, 2023 00:41 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 406 $4.33 $1,757.98
Disclosure

SEC source: 0001628280-23-030030 · wk-form4_1692405655.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,749

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:28 UTC
Harris JonathanPresident & CRO
GrantCommon Stock 137,299 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025939 · wk-form4_1690489723.xml · nonDerivative · entry 1

Harris Jonathan · CIK 0001698253 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,299

F1 · shares: Comprised of restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will vest as to 25% of the underlying shares on the first anniversary of the date of grant, and in equal installments on a quarterly basis thereafter, through the third anniversary of the date of grant, subject to the Reporting Person's continued service with the Company on the applicable vesting date.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 01:55 UTC GrantCommon Stock 34,347 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025288 · wk-form4_1689904519.xml · nonDerivative · entry 1

Gonzales Melissa · CIK 0001984676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,347

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will vest in full on the earlier of June 23, 2024 or the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service on the Company's board of directors on the vesting date.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 01:42 UTC
Kim John C.Director
GrantCommon Stock 41,782 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025284 · wk-form4_1689903761.xml · nonDerivative · entry 2

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,817

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will vest in full on the earlier of June 23, 2024 or the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service on the Company's board of directors on the vesting date.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 01:31 UTC
Durr LauraDirector
GrantCommon Stock 41,782 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025281 · wk-form4_1689903101.xml · nonDerivative · entry 2

Durr Laura · CIK 0001319799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,111

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will vest in full on the earlier of June 23, 2024 or the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service on the Company's board of directors on the vesting date.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 01:30 UTC
BURKE ZANE MDirector
GrantCommon Stock 41,782 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025279 · wk-form4_1689903026.xml · nonDerivative · entry 2

BURKE ZANE M · CIK 0001213555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,444

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will vest in full on the earlier of June 23, 2024 or the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service on the Company's board of directors on the vesting date.

Read SEC document
June 23, 2023 Filed Jul 21, 2023 01:42 UTC
Kim John C.Director
Exercise / conversionRestricted Stock Units · Derivative 3,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025284 · wk-form4_1689903761.xml · derivative · entry 3

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The RSUs vested on June 23, 2023.

F3 · derivative.expiration_date: The RSUs vested on June 23, 2023.

Read SEC document
June 23, 2023 Filed Jul 21, 2023 01:42 UTC
Kim John C.Director
Exercise / conversionCommon Stock 3,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025284 · wk-form4_1689903761.xml · nonDerivative · entry 1

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2023 Filed Jul 21, 2023 01:31 UTC
Durr LauraDirector
Exercise / conversionRestricted Stock Units · Derivative 3,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025281 · wk-form4_1689903101.xml · derivative · entry 3

Durr Laura · CIK 0001319799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The RSUs vested on June 23, 2023.

F3 · derivative.expiration_date: The RSUs vested on June 23, 2023.

Read SEC document
June 23, 2023 Filed Jul 21, 2023 01:31 UTC
Durr LauraDirector
Exercise / conversionCommon Stock 3,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025281 · wk-form4_1689903101.xml · nonDerivative · entry 1

Durr Laura · CIK 0001319799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2023 Filed Jul 21, 2023 01:30 UTC
BURKE ZANE MDirector
Exercise / conversionRestricted Stock Units · Derivative 3,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025279 · wk-form4_1689903026.xml · derivative · entry 3

BURKE ZANE M · CIK 0001213555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The RSUs vested on June 23, 2023.

F3 · derivative.expiration_date: The RSUs vested on June 23, 2023.

Read SEC document
June 23, 2023 Filed Jul 21, 2023 01:30 UTC
BURKE ZANE MDirector
Exercise / conversionCommon Stock 3,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025279 · wk-form4_1689903026.xml · nonDerivative · entry 1

BURKE ZANE M · CIK 0001213555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 01:21 UTC
Workman KurtDirector · President & CEO
SaleCommon Stock 11,579 $0.33 $3,821.07
Disclosure

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 5

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900,214

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 13,443 $0.33 $4,436.19
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 11

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,185

Read SEC document
June 16, 2023 Filed Jun 23, 2023 01:21 UTC
Workman KurtDirector · President & CEO
GrantCommon Stock 52,631 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 4

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,911,793

F3 · balance_after: Reflects shares of the Issuer delivered to the reporting person upon satisfaction of performance criteria underlying an award of performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 15, 2022.

Read SEC document
June 16, 2023 Filed Jun 23, 2023 01:21 UTC
Workman KurtDirector · President & CEO
SaleCommon Stock 14,229 $0.23 $3,272.67
Disclosure

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 3

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,859,162

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
June 16, 2023 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
GrantCommon Stock 52,631 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 10

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 463,628

F2 · shares: Reflects shares of the Issuer delivered to the reporting person upon satisfaction of performance criteria underlying an award of performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 15, 2022.

Read SEC document
June 16, 2023 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 4,566 $0.23 $1,050.18
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 9

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 410,997

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
May 16, 2023 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 6,684 $0.28 $1,871.52
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 8

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,563

Read SEC document
April 18, 2023 Filed Apr 21, 2023 00:59 UTC
Workman KurtDirector · President & CEO
SaleCommon Stock 860 $0.33 $283.80
Disclosure

SEC source: 0001628280-23-012317 · wf-form4_168203876254279.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,937,670

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
April 18, 2023 Filed Apr 21, 2023 00:58 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 3,629 $0.33 $1,197.57
Disclosure

SEC source: 0001628280-23-012316 · wf-form4_168203870548750.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,158

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
March 16, 2023 Filed Jun 23, 2023 01:21 UTC
Workman KurtDirector · President & CEO
SaleCommon Stock 60,754 $0.36 $21,871.44
Disclosure

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 2

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,873,391

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
March 16, 2023 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 19,169 $0.36 $6,900.84
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 7

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 422,247

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 01:48 UTC
Kim John C.Director
PurchaseWarrants (Right to Purchase Shares of Common Stock) · Derivative 1,836,734 Not disclosed Strike: $0.33 Not disclosed
Disclosure

SEC source: 0001628280-23-004655 · wf-form4_167711688338172.xml · derivative · entry 2

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,734

Underlying: Common Stock · 1,836,734 shares

Expires 2028-02-17

F3 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 01:48 UTC
Kim John C.Director
PurchaseSeries A Convertible Preferred Stock · Derivative 500 $1,000.00 Strike: $1,000.00 $500,000.00
Disclosure

SEC source: 0001628280-23-004655 · wf-form4_167711688338172.xml · derivative · entry 1

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 1,020,408 shares

Expires not disclosed

F1 · shares: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Mr. Kim, amongst others.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · balance_after: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Mr. Kim, amongst others.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 01:47 UTC
Workman KurtDirector · President & CEO
PurchaseWarrants (Right to Purchase Shares of Common Stock) · Derivative 1,836,734 Not disclosed Strike: $0.33 Not disclosed
Disclosure

SEC source: 0001628280-23-004653 · wf-form4_167711683146696.xml · derivative · entry 2

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,734

Underlying: Common Stock · 1,836,734 shares

Expires 2028-02-17

F3 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

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February 17, 2023 Filed Feb 23, 2023 01:47 UTC
Workman KurtDirector · President & CEO
PurchaseSeries A Convertible Preferred Stock · Derivative 500 $1,000.00 Strike: $1,000.00 $500,000.00
Disclosure

SEC source: 0001628280-23-004653 · wf-form4_167711683146696.xml · derivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 1,020,408 shares

Expires not disclosed

F1 · shares: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Mr. Workman, amongst others.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · balance_after: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Mr. Workman, amongst others.

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February 17, 2023 Filed Feb 23, 2023 01:46 UTC
Susan LiorDirector · 10% owner
PurchaseWarrants (Right to Purchase Shares of Common Stock) · Derivative 74,204,080 Not disclosed Strike: $0.33 Not disclosed
Disclosure

SEC source: 0001628280-23-004652 · wf-form4_167711678454400.xml · derivative · entry 2

Susan Lior · CIK 0001832895 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 74,204,080

Underlying: Common Stock · 74,204,080 shares

Expires 2028-02-17

F4 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Eclipse EGF I, the exercise price and the number of shares of the Company's Common Stock issuable on exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F4 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Eclipse EGF I, the exercise price and the number of shares of the Company's Common Stock issuable on exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F4 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Eclipse EGF I, the exercise price and the number of shares of the Company's Common Stock issuable on exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F4 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Eclipse EGF I, the exercise price and the number of shares of the Company's Common Stock issuable on exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · ownership.nature: The shares of Series A Convertible Preferred Stock are held of record by Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"). Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EGF GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

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February 17, 2023 Filed Feb 23, 2023 01:46 UTC
Susan LiorDirector · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 20,200 $1,000.00 Strike: $1,000.00 $20,200,000.00
Disclosure

SEC source: 0001628280-23-004652 · wf-form4_167711678454400.xml · derivative · entry 1

Susan Lior · CIK 0001832895 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 20,200

Underlying: Common Stock · 41,224,489 shares

Expires not disclosed

F1 · shares: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Eclipse Early Growth Fund I, L.P., amongst others.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · balance_after: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Eclipse Early Growth Fund I, L.P., amongst others.

F3 · ownership.nature: The shares of Series A Convertible Preferred Stock are held of record by Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"). Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EGF GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

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February 17, 2023 Filed Feb 23, 2023 01:42 UTC PurchaseWarrant to Purchase Class A Common Stock · Derivative 74,204,080 Not disclosed Strike: $0.33 Not disclosed
Disclosure

SEC source: 0000899243-23-005904 · doc4.xml · derivative · entry 4

Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner

Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner

Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner

Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner

Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner

Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 74,204,080

Underlying: Class A Common Stock · 74,204,080 shares

Expires 2028-02-17

F6 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Class A Common Stock issuable on exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Class A Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Class A Common Stock issuable on exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Class A Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Class A Common Stock issuable on exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Class A Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F5 · ownership.nature: The shares of Series A are held of record by Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"). Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Lior Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EGF GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

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February 17, 2023 Filed Feb 23, 2023 01:42 UTC PurchaseSeries A Convertible Preferred Stock · Derivative 20,200 $1,000.00 Strike: $1,000.00 $20,200,000.00
Disclosure

SEC source: 0000899243-23-005904 · doc4.xml · derivative · entry 3

Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner

Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner

Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner

Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner

Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner

Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,200

Underlying: Class A Common Stock · 41,224,489 shares

Expires not disclosed

F3 · shares: The Series A Convertible Preferred Stock ("Series A") is convertible into shares of common stock of the Issuer. The conversion rate shall initially be 2,040.8163 shares of Class A Common Stock per each share of Series A, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Issuer and Eclipse Early Growth Fund I, L.P., amongst others.

F4 · derivative.expiration_date: The Series A does not have an expiration date.

F3 · balance_after: The Series A Convertible Preferred Stock ("Series A") is convertible into shares of common stock of the Issuer. The conversion rate shall initially be 2,040.8163 shares of Class A Common Stock per each share of Series A, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Issuer and Eclipse Early Growth Fund I, L.P., amongst others.

F5 · ownership.nature: The shares of Series A are held of record by Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"). Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Lior Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EGF GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

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February 17, 2023 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 6,877 $0.32 $2,200.64
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 6

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 441,416

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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January 25, 2023 Filed Jan 28, 2023 01:26 UTC
Durr LauraDirector
GrantRestricted Stock Units · Derivative 42,492 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001700 · wf-form4_167486914775095.xml · derivative · entry 1

Durr Laura · CIK 0001319799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,492

Underlying: Common Stock · 42,492 shares

Expires not disclosed

F1 · security: With tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 17, 2023 or the date of the Company's next annual meeting of shareholders, subject to Ms. Durr's continued service on the Company's board of directors on the vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 17, 2023 or the date of the Company's next annual meeting of shareholders, subject to Ms. Durr's continued service on the Company's board of directors on the vesting date.

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January 25, 2023 Filed Jan 28, 2023 01:28 UTC
Kim John C.Director
GrantRestricted Stock Units · Derivative 42,492 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001702 · wf-form4_167486927580771.xml · derivative · entry 1

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,492

Underlying: Common Stock · 42,492 shares

Expires not disclosed

F1 · security: With tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 17, 2023 or the date of the Company's next annual meeting of shareholders, subject to Mr. Kim's continued service on the Company's board of directors on the vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 17, 2023 or the date of the Company's next annual meeting of shareholders, subject to Mr. Kim's continued service on the Company's board of directors on the vesting date.

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January 25, 2023 Filed Jan 28, 2023 01:22 UTC
BURKE ZANE MDirector
GrantRestricted Stock Units · Derivative 42,492 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001698 · wf-form4_167486894646757.xml · derivative · entry 1

BURKE ZANE M · CIK 0001213555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,492

Underlying: Common Stock · 42,492 shares

Expires not disclosed

F1 · security: With tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 17, 2023 or the date of the Company's next annual meeting of shareholders, subject to Mr. Burke's continued service on the Company's board of directors on the vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 17, 2023 or the date of the Company's next annual meeting of shareholders, subject to Mr. Burke's continued service on the Company's board of directors on the vesting date.

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November 18, 2022 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 5,393 $0.94 $5,069.42
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 5

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,293

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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September 08, 2022 Filed Jun 23, 2023 01:21 UTC
Workman KurtDirector · President & CEO
SaleCommon Stock 12,485 $1.68 $20,974.80
Disclosure

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,934,145

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

F2 · balance_after: Balance reflects 8,960 shares of Common Stock purchased pursuant to the Owlet, Inc. 2021 Employee Stock Purchase Plan.

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September 08, 2022 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 14,784 $1.68 $24,837.12
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 4

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 453,686

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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August 24, 2022 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 7,663 $1.66 $12,720.58
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 3

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 468,470

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:19 UTC
Scolnick Kathryn R.Chief Financial Officer
GrantCommon Stock 28,947 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023160 · wf-form4_166076752499839.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,787

F1 · shares: Constitutes restricted stock units ("RSUs") for which Ms. Scolnick received one (1) share of common stock for each RSU upon vesting. The RSUs were granted and fully vested on August 15, 2022.

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August 15, 2022 Filed Aug 17, 2022 20:20 UTC
Workman KurtDirector · Chief Executive Officer
GrantCommon Stock 28,947 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023162 · wf-form4_166076762340779.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938,530

F1 · shares: Constitutes restricted stock units ("RSUs") for which Mr. Workman received one (1) share of common stock for each RSU upon vesting. The RSUs were granted and fully vested on August 15, 2022.

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August 15, 2022 Filed Aug 17, 2022 20:11 UTC
Yoo NathanielSVP, Chief Accounting Officer
GrantCommon Stock 52,632 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023158 · wf-form4_166076705083968.xml · nonDerivative · entry 1

Yoo Nathaniel · CIK 0001908778 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,787

F1 · shares: Constitutes restricted stock units ("RSUs") for which Mr. Yoo is entitled to receive one (1) share of common stock for each RSU upon vesting. The RSUs will vest in two equal installments on February 15, 2023 and August 15, 2023, subject to Mr. Yoo's continued employment on the applicable vesting date.

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May 26, 2022 Filed Jun 23, 2023 01:21 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 4,936 $4.06 $20,040.16
Disclosure

SEC source: 0001628280-23-023197 · wk-form4_1687483264.xml · nonDerivative · entry 2

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 476,133

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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May 15, 2022 Filed May 17, 2022 20:15 UTC
Yoo NathanielChief Accounting Officer
GrantCommon Stock 21,429 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018393 · doc4.xml · nonDerivative · entry 1

Yoo Nathaniel · CIK 0001908778 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,155

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 25% of the RSUs shall vest on the one-year anniversary of February 15, 2022, and 1/12th of the remaining 75% of the RSUs shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.