Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2025 Filed Apr 30, 2026 20:33 UTC |
Workman KurtPresident & CEO
|
SaleCommon Stock | 1,119 | $6.88 | $7,698.72 |
DisclosureSEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 2 Workman Kurt · CIK 0001868338 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,052 F1 · date: This transaction is being reported late due to an administrative oversight. F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs"). Read SEC document |
| May 19, 2025 Filed May 22, 2025 01:15 UTC |
Harris JonathanPresident
|
SaleCommon Stock | 3,565 | $5.11 | $18,217.15 |
DisclosureSEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 4 Harris Jonathan · CIK 0001698253 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,707 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| April 16, 2025 Filed May 22, 2025 01:15 UTC |
Harris JonathanPresident
|
SaleCommon Stock | 1,817 | $3.20 | $5,814.40 |
DisclosureSEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 3 Harris Jonathan · CIK 0001698253 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,272 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| April 16, 2025 Filed Apr 30, 2026 20:30 UTC |
Crawford AmandaChief Financial Officer
|
SaleCommon Stock | 142 | $3.20 | $454.40 |
DisclosureSEC source: 0002030797-26-000004 · wk-form4_1777581056.xml · nonDerivative · entry 2 Crawford Amanda · CIK 0002030797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,371 F1 · date: This transaction is being reported late due to an administrative oversight. F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs"). Read SEC document |
| April 08, 2025 Filed May 22, 2025 01:15 UTC |
Harris JonathanPresident
|
SaleCommon Stock | 5,184 | $3.19 | $16,536.96 |
DisclosureSEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 2 Harris Jonathan · CIK 0001698253 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,089 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| March 18, 2025 Filed Apr 30, 2026 20:33 UTC |
Workman KurtPresident & CEO
|
SaleCommon Stock | 1,044 | $4.26 | $4,447.44 |
DisclosureSEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 1 Workman Kurt · CIK 0001868338 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419,171 F1 · date: This transaction is being reported late due to an administrative oversight. F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs"). F3 · balance_after: Balance includes shares purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 16, 2025 Filed Jan 22, 2025 02:30 UTC |
Crawford AmandaChief Financial Officer
|
SaleCommon Stock | 182 | $4.30 | $782.60 |
DisclosureSEC source: 0001628280-25-002085 · wk-form4_1737513006.xml · nonDerivative · entry 1 Crawford Amanda · CIK 0002030797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,508 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| January 16, 2025 Filed Jan 22, 2025 02:24 UTC |
Harris JonathanPresident & CRO
|
SaleCommon Stock | 7,740 | $4.30 | $33,282.00 |
DisclosureSEC source: 0001628280-25-002083 · wk-form4_1737512677.xml · nonDerivative · entry 2 Harris Jonathan · CIK 0001698253 · President & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,877 F2 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| January 07, 2025 Filed Jan 22, 2025 02:24 UTC |
Harris JonathanPresident & CRO
|
SaleCommon Stock | 16,439 | $4.45 | $73,153.55 |
DisclosureSEC source: 0001628280-25-002083 · wk-form4_1737512677.xml · nonDerivative · entry 1 Harris Jonathan · CIK 0001698253 · President & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,617 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of shares of restricted stock. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 00:20 UTC |
Workman KurtDirector · Chief Executive Officer
|
SaleCommon Stock | 893 | $4.86 | $4,339.98 |
DisclosureSEC source: 0001628280-24-051935 · wk-form4_1734567630.xml · nonDerivative · entry 1 Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,769 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| November 18, 2024 Filed May 22, 2025 01:15 UTC |
Harris JonathanPresident
|
SaleCommon Stock | 3,604 | $4.45 | $16,037.80 |
DisclosureSEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 1 Harris Jonathan · CIK 0001698253 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,273 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| October 17, 2024 Filed Apr 30, 2026 20:30 UTC |
Crawford AmandaChief Financial Officer
|
SaleCommon Stock | 140 | $4.92 | $688.80 |
DisclosureSEC source: 0002030797-26-000004 · wk-form4_1777581056.xml · nonDerivative · entry 1 Crawford Amanda · CIK 0002030797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,513 F1 · date: This transaction is being reported late due to an administrative oversight. F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs"). Read SEC document |
| September 25, 2024 Filed Sep 28, 2024 01:59 UTC |
Workman KurtDirector · Chief Executive Officer
|
GrantCommon Stock | 88,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041527 · wk-form4_1727488745.xml · nonDerivative · entry 1 Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,662 F1 · shares: Reflects restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on April 15, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date. F2 · balance_after: Includes shares purchased in the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 25, 2024 Filed Sep 28, 2024 01:58 UTC |
Harris JonathanPresident & CRO
|
GrantCommon Stock | 88,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041526 · wk-form4_1727488720.xml · nonDerivative · entry 2 Harris Jonathan · CIK 0001698253 · President & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,056 F2 · shares: Reflects restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on April 8, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| September 25, 2024 Filed Sep 28, 2024 01:58 UTC |
Crawford AmandaChief Financial Officer
|
GrantCommon Stock | 66,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041525 · wk-form4_1727488700.xml · nonDerivative · entry 2 Crawford Amanda · CIK 0002030797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,690 F2 · shares: Reflects restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on March 25, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| September 06, 2024 Filed Sep 28, 2024 01:58 UTC |
Crawford AmandaChief Financial Officer
|
GrantCommon Stock | 4,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041525 · wk-form4_1727488700.xml · nonDerivative · entry 1 Crawford Amanda · CIK 0002030797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,171 F1 · shares: Reflects shares of restricted stock granted to the Reporting Person on September 6, 2024 that vest 100% on December 30, 2024. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:52 UTC |
Eclipse Continuity GP I, LLC10% owner
Eclipse Early Growth Fund I, L.P.10% owner
Eclipse Early Growth GP I, LLC10% owner
Eclipse Continuity Fund I, L.P.10% owner
Eclipse Ventures GP I, LLC10% owner
Eclipse Ventures Fund I, L.P.10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 12,120 | $1,000.00 Strike: $0.00 | $12,120,000.00 |
DisclosureSEC source: 0000950170-24-099898 · ownership.xml · derivative · entry 4 Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,080 Underlying: Common Stock · 1,766,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F3 · price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F5 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date. F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:52 UTC |
Eclipse Continuity GP I, LLC10% owner
Eclipse Early Growth Fund I, L.P.10% owner
Eclipse Early Growth GP I, LLC10% owner
Eclipse Continuity Fund I, L.P.10% owner
Eclipse Ventures GP I, LLC10% owner
Eclipse Ventures Fund I, L.P.10% owner
|
ConversionCommon Stock | 1,766,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-099898 · ownership.xml · nonDerivative · entry 3 Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,766,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:06 UTC |
Workman KurtDirector · Chief Executive Officer
|
ConversionSeries A Convertible Preferred Stock · Derivative | 300 | $1,000.00 Strike: $0.00 | $300,000.00 |
DisclosureSEC source: 0001628280-24-038221 · wk-form4_1724357203.xml · derivative · entry 2 Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 43,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date. F1 · derivative.underlying_shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:06 UTC |
Workman KurtDirector · Chief Executive Officer
|
ConversionCommon Stock | 43,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-038221 · wk-form4_1724357203.xml · nonDerivative · entry 1 Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:05 UTC |
Kim John C.Director
|
ConversionSeries A Convertible Preferred Stock · Derivative | 300 | $1,000.00 Strike: $0.00 | $300,000.00 |
DisclosureSEC source: 0001628280-24-038218 · wk-form4_1724357141.xml · derivative · entry 2 Kim John C. · CIK 0001868479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 43,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date. F1 · derivative.underlying_shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:05 UTC |
Kim John C.Director
|
ConversionCommon Stock | 43,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-038218 · wk-form4_1724357141.xml · nonDerivative · entry 1 Kim John C. · CIK 0001868479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:04 UTC |
Trilogy Equity Partners, LLC10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 1,631 | $1,000.00 | $1,631,000.00 |
DisclosureSEC source: 0001628280-24-038216 · wk-form4_1724357084.xml · derivative · entry 2 Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,086 Underlying: Common Stock · 237,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F1 · shares: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F1 · price: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date. F1 · derivative.underlying_shares: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:04 UTC |
Trilogy Equity Partners, LLC10% owner
|
ConversionCommon Stock | 237,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-038216 · wk-form4_1724357084.xml · nonDerivative · entry 1 Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 880,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. F1 · price: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:03 UTC |
Susan LiorDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 12,120 | $1,000.00 Strike: $0.00 | $12,120,000.00 |
DisclosureSEC source: 0001628280-24-038213 · wk-form4_1724357018.xml · derivative · entry 4 Susan Lior · CIK 0001832895 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 8,080 Underlying: Common Stock · 1,766,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F3 · price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F5 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date. F3 · derivative.underlying_shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan, a member of the Issuer's board of directors, is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:03 UTC |
Susan LiorDirector · 10% owner
|
ConversionCommon Stock | 1,766,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-038213 · wk-form4_1724357018.xml · nonDerivative · entry 3 Susan Lior · CIK 0001832895 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,766,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023. F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan, a member of the Issuer's board of directors, is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 16, 2024 Filed Aug 21, 2024 01:58 UTC |
Kim John C.Director
|
GrantCommon Stock | 34,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-037964 · wk-form4_1724205482.xml · nonDerivative · entry 1 Kim John C. · CIK 0001868479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,673 F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant. Read SEC document |
| August 16, 2024 Filed Aug 21, 2024 01:50 UTC |
Gonzales MelissaDirector
|
GrantCommon Stock | 34,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-037960 · wk-form4_1724205002.xml · nonDerivative · entry 1 Gonzales Melissa · CIK 0001984676 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,909 F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant. Read SEC document |
| August 16, 2024 Filed Aug 21, 2024 01:49 UTC |
Durr LauraDirector
|
GrantCommon Stock | 34,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-037959 · wk-form4_1724204952.xml · nonDerivative · entry 1 Durr Laura · CIK 0001319799 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,673 F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant. Read SEC document |
| August 16, 2024 Filed Aug 21, 2024 01:47 UTC |
BURKE ZANE MDirector
|
GrantCommon Stock | 34,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-037958 · wk-form4_1724204873.xml · nonDerivative · entry 1 BURKE ZANE M · CIK 0001213555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,006 F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant. Read SEC document |
| August 15, 2024 Filed Sep 28, 2024 01:58 UTC |
Harris JonathanPresident & CRO
|
GrantCommon Stock | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041526 · wk-form4_1727488720.xml · nonDerivative · entry 1 Harris Jonathan · CIK 0001698253 · President & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,364 F1 · shares: Reflects shares of restricted stock granted to the Reporting Person on August 15, 2024 that vest 100% on January 3, 2025. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 23:30 UTC |
Workman KurtDirector · Chief Executive Officer
|
SaleCommon Stock | 761 | $4.56 | $3,470.16 |
DisclosureSEC source: 0001628280-24-028924 · wk-form4_1718753415.xml · nonDerivative · entry 1 Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,523 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 23:06 UTC |
Scolnick Kathryn R.Chief Financial Officer
|
SaleCommon Stock | 197 | $4.56 | $898.32 |
DisclosureSEC source: 0001628280-24-028914 · wk-form4_1718751991.xml · nonDerivative · entry 1 Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,207 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| May 16, 2024 Filed May 20, 2024 22:28 UTC |
Scolnick Kathryn R.Chief Financial Officer
|
SaleCommon Stock | 301 | $4.09 | $1,231.09 |
DisclosureSEC source: 0001628280-24-024424 · wk-form4_1716244075.xml · nonDerivative · entry 2 Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,404 F2 · kind: This transaction represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| May 10, 2024 Filed May 20, 2024 22:28 UTC |
Scolnick Kathryn R.Chief Financial Officer
|
SaleCommon Stock | 2,789 | $4.22 | $11,769.58 |
DisclosureSEC source: 0001628280-24-024424 · wk-form4_1716244075.xml · nonDerivative · entry 1 Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,705 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.21 to $4.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:02 UTC |
Workman KurtDirector · Chief Executive Officer
|
SaleCommon Stock | 897 | $4.47 | $4,009.59 |
DisclosureSEC source: 0001628280-24-012206 · wk-form4_1710964952.xml · nonDerivative · entry 1 Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,284 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:01 UTC |
Scolnick Kathryn R.Chief Financial Officer
|
SaleCommon Stock | 276 | $4.47 | $1,233.72 |
DisclosureSEC source: 0001628280-24-012204 · wk-form4_1710964905.xml · nonDerivative · entry 1 Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,494 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:06 UTC |
Scolnick Kathryn R.Chief Financial Officer
|
SaleCommon Stock | 7,267 | $4.96 | $36,044.32 |
DisclosureSEC source: 0001628280-24-011454 · wk-form4_1710533163.xml · nonDerivative · entry 1 Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,770 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.83 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:27 UTC |
Trilogy Equity Partners, LLC10% owner
|
PurchaseCommon Stock Warrant (Right To Buy) · Derivative | 444,601 | Not disclosed Strike: $7.71 | Not disclosed |
DisclosureSEC source: 0000950170-24-023912 · ownership.xml · derivative · entry 2 Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,601 Underlying: Class A Common Stock · 444,601 shares Expires 2029-03-01 F3 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F3 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F3 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F3 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:27 UTC |
Trilogy Equity Partners, LLC10% owner
|
PurchaseSeries B Convertible Preferred Stock · Derivative | 2,286 | $1,000.00 Strike: $1,000.00 | $2,286,000.00 |
DisclosureSEC source: 0000950170-24-023912 · ownership.xml · derivative · entry 1 Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,286 Underlying: Class A Common Stock · 296,401 shares Expires not disclosed F1 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Company and Trilogy Equity Partners, LLC ("Trilogy"), amongst others. F1 · shares: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Company and Trilogy Equity Partners, LLC ("Trilogy"), amongst others. F1 · price: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Company and Trilogy Equity Partners, LLC ("Trilogy"), amongst others. F2 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:17 UTC |
Eclipse Continuity GP I, LLC10% owner
Eclipse Early Growth Fund I, L.P.10% owner
Eclipse Early Growth GP I, LLC10% owner
Eclipse Continuity Fund I, L.P.10% owner
Eclipse Ventures GP I, LLC10% owner
Eclipse Ventures Fund I, L.P.10% owner
|
PurchaseCommon Stock Warrant (Right To Buy) · Derivative | 1,166,935 | Not disclosed Strike: $7.71 | Not disclosed |
DisclosureSEC source: 0000950170-24-024848 · ownership.xml · derivative · entry 4 Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,166,935 Underlying: Class A Common Stock · 1,166,935 shares Expires 2029-03-01 F6 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F6 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F6 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F6 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:17 UTC |
Eclipse Continuity GP I, LLC10% owner
Eclipse Early Growth Fund I, L.P.10% owner
Eclipse Early Growth GP I, LLC10% owner
Eclipse Continuity Fund I, L.P.10% owner
Eclipse Ventures GP I, LLC10% owner
Eclipse Ventures Fund I, L.P.10% owner
|
PurchaseSeries B Convertible Preferred Stock · Derivative | 6,000 | $1,000.00 | $6,000,000.00 |
DisclosureSEC source: 0000950170-24-024848 · ownership.xml · derivative · entry 3 Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 6,000 Underlying: Class A Common Stock · 777,957 shares Expires not disclosed F3 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others. F3 · shares: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others. F4 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date. F3 · balance_after: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others. F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:31 UTC |
Susan LiorDirector · 10% owner
|
PurchaseCommon Stock Warrant (Right to Buy) · Derivative | 1,166,935 | Not disclosed Strike: $7.71 | Not disclosed |
DisclosureSEC source: 0001628280-24-008526 · wk-form4_1709587530.xml · derivative · entry 4 Susan Lior · CIK 0001832895 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,166,935 Underlying: Common Stock · 1,166,935 shares Expires 2029-03-01 F6 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F6 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F6 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F6 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:31 UTC |
Susan LiorDirector · 10% owner
|
PurchaseSeries B Convertible Preferred Stock · Derivative | 6,000 | $1,000.00 | $6,000,000.00 |
DisclosureSEC source: 0001628280-24-008526 · wk-form4_1709587530.xml · derivative · entry 3 Susan Lior · CIK 0001832895 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 6,000 Underlying: Common Stock · 777,957 shares Expires not disclosed F3 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others. F3 · shares: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others. F4 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date. F3 · balance_after: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others. F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:25 UTC |
Kim John C.Director
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PurchaseCommon Stock Warrant (Right to Buy) · Derivative | 48,621 | Not disclosed Strike: $7.71 | Not disclosed |
DisclosureSEC source: 0001628280-24-008515 · wk-form4_1709587167.xml · derivative · entry 2 Kim John C. · CIK 0001868479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,621 Underlying: Common Stock · 48,621 shares Expires 2029-03-01 F3 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F3 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F3 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. F3 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:25 UTC |
Kim John C.Director
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PurchaseSeries B Convertible Preferred Stock · Derivative | 250 | $1,000.00 | $250,000.00 |
DisclosureSEC source: 0001628280-24-008515 · wk-form4_1709587167.xml · derivative · entry 1 Kim John C. · CIK 0001868479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250 Underlying: Common Stock · 32,414 shares Expires not disclosed F1 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Mr. Kim, amongst others. F1 · shares: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Mr. Kim, amongst others. F2 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date. F1 · balance_after: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Mr. Kim, amongst others. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 21:07 UTC |
Scolnick Kathryn R.Chief Financial Officer
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SaleCommon Stock | 334 | $4.46 | $1,489.64 |
DisclosureSEC source: 0001628280-24-005905 · wk-form4_1708549617.xml · nonDerivative · entry 1 Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,037 F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
| January 15, 2024 Filed Jan 17, 2024 21:04 UTC |
Harris JonathanPresident & CRO
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GrantCommon Stock | 74,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001502 · wk-form4_1705525474.xml · nonDerivative · entry 1 Harris Jonathan · CIK 0001698253 · President & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,787 F1 · shares: Comprised of restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will vest as to 25% of the underlying shares on the first anniversary of the date of grant, and in equal installments on a quarterly basis thereafter, through the third anniversary of the date of grant, subject to the Reporting Person's continued service with the Company on the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Dec 21, 2023 02:54 UTC |
Workman KurtDirector · President & CEO
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SaleCommon Stock | 1,047 | $5.01 | $5,245.47 |
DisclosureSEC source: 0001628280-23-042321 · wk-form4_1703127236.xml · nonDerivative · entry 1 Workman Kurt · CIK 0001868338 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,181 F1 · kind: The sale reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. F2 · balance_after: Balance reflects 3,192 shares of Common Stock purchased pursuant to the Owlet, Inc. 2021 Employee Stock Purchase Plan. Read SEC document |
| December 18, 2023 Filed Dec 21, 2023 02:53 UTC |
Scolnick Kathryn R.Chief Financial Officer
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SaleCommon Stock | 335 | $5.01 | $1,678.35 |
DisclosureSEC source: 0001628280-23-042320 · wk-form4_1703127209.xml · nonDerivative · entry 1 Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,371 F1 · kind: The sale reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.