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OWLT

Owlet, Inc.

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6551
SEC CIK
0001816708
Parsed reports
121

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2025 Filed Apr 30, 2026 20:33 UTC
Workman KurtPresident & CEO
SaleCommon Stock 1,119 $6.88 $7,698.72
Disclosure

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 2

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,052

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

Read SEC document
May 19, 2025 Filed May 22, 2025 01:15 UTC SaleCommon Stock 3,565 $5.11 $18,217.15
Disclosure

SEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 4

Harris Jonathan · CIK 0001698253 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,707

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
April 16, 2025 Filed May 22, 2025 01:15 UTC SaleCommon Stock 1,817 $3.20 $5,814.40
Disclosure

SEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 3

Harris Jonathan · CIK 0001698253 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,272

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
April 16, 2025 Filed Apr 30, 2026 20:30 UTC
Crawford AmandaChief Financial Officer
SaleCommon Stock 142 $3.20 $454.40
Disclosure

SEC source: 0002030797-26-000004 · wk-form4_1777581056.xml · nonDerivative · entry 2

Crawford Amanda · CIK 0002030797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,371

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

Read SEC document
April 08, 2025 Filed May 22, 2025 01:15 UTC SaleCommon Stock 5,184 $3.19 $16,536.96
Disclosure

SEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 2

Harris Jonathan · CIK 0001698253 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,089

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
March 18, 2025 Filed Apr 30, 2026 20:33 UTC
Workman KurtPresident & CEO
SaleCommon Stock 1,044 $4.26 $4,447.44
Disclosure

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,171

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

F3 · balance_after: Balance includes shares purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 16, 2025 Filed Jan 22, 2025 02:30 UTC
Crawford AmandaChief Financial Officer
SaleCommon Stock 182 $4.30 $782.60
Disclosure

SEC source: 0001628280-25-002085 · wk-form4_1737513006.xml · nonDerivative · entry 1

Crawford Amanda · CIK 0002030797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,508

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
January 16, 2025 Filed Jan 22, 2025 02:24 UTC
Harris JonathanPresident & CRO
SaleCommon Stock 7,740 $4.30 $33,282.00
Disclosure

SEC source: 0001628280-25-002083 · wk-form4_1737512677.xml · nonDerivative · entry 2

Harris Jonathan · CIK 0001698253 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,877

F2 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
January 07, 2025 Filed Jan 22, 2025 02:24 UTC
Harris JonathanPresident & CRO
SaleCommon Stock 16,439 $4.45 $73,153.55
Disclosure

SEC source: 0001628280-25-002083 · wk-form4_1737512677.xml · nonDerivative · entry 1

Harris Jonathan · CIK 0001698253 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,617

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of shares of restricted stock.

Read SEC document
December 16, 2024 Filed Dec 19, 2024 00:20 UTC
Workman KurtDirector · Chief Executive Officer
SaleCommon Stock 893 $4.86 $4,339.98
Disclosure

SEC source: 0001628280-24-051935 · wk-form4_1734567630.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,769

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
November 18, 2024 Filed May 22, 2025 01:15 UTC SaleCommon Stock 3,604 $4.45 $16,037.80
Disclosure

SEC source: 0001628280-25-027139 · wk-form4_1747876547.xml · nonDerivative · entry 1

Harris Jonathan · CIK 0001698253 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,273

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
October 17, 2024 Filed Apr 30, 2026 20:30 UTC
Crawford AmandaChief Financial Officer
SaleCommon Stock 140 $4.92 $688.80
Disclosure

SEC source: 0002030797-26-000004 · wk-form4_1777581056.xml · nonDerivative · entry 1

Crawford Amanda · CIK 0002030797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,513

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

Read SEC document
September 25, 2024 Filed Sep 28, 2024 01:59 UTC
Workman KurtDirector · Chief Executive Officer
GrantCommon Stock 88,692 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041527 · wk-form4_1727488745.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,662

F1 · shares: Reflects restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on April 15, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes shares purchased in the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 25, 2024 Filed Sep 28, 2024 01:58 UTC
Harris JonathanPresident & CRO
GrantCommon Stock 88,692 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041526 · wk-form4_1727488720.xml · nonDerivative · entry 2

Harris Jonathan · CIK 0001698253 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,056

F2 · shares: Reflects restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on April 8, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
September 25, 2024 Filed Sep 28, 2024 01:58 UTC
Crawford AmandaChief Financial Officer
GrantCommon Stock 66,519 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041525 · wk-form4_1727488700.xml · nonDerivative · entry 2

Crawford Amanda · CIK 0002030797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,690

F2 · shares: Reflects restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on March 25, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
September 06, 2024 Filed Sep 28, 2024 01:58 UTC
Crawford AmandaChief Financial Officer
GrantCommon Stock 4,048 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041525 · wk-form4_1727488700.xml · nonDerivative · entry 1

Crawford Amanda · CIK 0002030797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,171

F1 · shares: Reflects shares of restricted stock granted to the Reporting Person on September 6, 2024 that vest 100% on December 30, 2024.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:52 UTC ConversionSeries A Convertible Preferred Stock · Derivative 12,120 $1,000.00 Strike: $0.00 $12,120,000.00
Disclosure

SEC source: 0000950170-24-099898 · ownership.xml · derivative · entry 4

Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner

Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner

Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner

Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner

Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner

Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,080

Underlying: Common Stock · 1,766,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F3 · price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F5 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:52 UTC ConversionCommon Stock 1,766,763 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-099898 · ownership.xml · nonDerivative · entry 3

Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner

Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner

Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner

Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner

Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner

Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,766,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:06 UTC
Workman KurtDirector · Chief Executive Officer
ConversionSeries A Convertible Preferred Stock · Derivative 300 $1,000.00 Strike: $0.00 $300,000.00
Disclosure

SEC source: 0001628280-24-038221 · wk-form4_1724357203.xml · derivative · entry 2

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 43,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · derivative.underlying_shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:06 UTC
Workman KurtDirector · Chief Executive Officer
ConversionCommon Stock 43,731 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-038221 · wk-form4_1724357203.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:05 UTC
Kim John C.Director
ConversionSeries A Convertible Preferred Stock · Derivative 300 $1,000.00 Strike: $0.00 $300,000.00
Disclosure

SEC source: 0001628280-24-038218 · wk-form4_1724357141.xml · derivative · entry 2

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 43,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · derivative.underlying_shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:05 UTC
Kim John C.Director
ConversionCommon Stock 43,731 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-038218 · wk-form4_1724357141.xml · nonDerivative · entry 1

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:04 UTC ConversionSeries A Convertible Preferred Stock · Derivative 1,631 $1,000.00 $1,631,000.00
Disclosure

SEC source: 0001628280-24-038216 · wk-form4_1724357084.xml · derivative · entry 2

Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086

Underlying: Common Stock · 237,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · shares: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · derivative.underlying_shares: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:04 UTC ConversionCommon Stock 237,755 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-038216 · wk-form4_1724357084.xml · nonDerivative · entry 1

Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 1,631 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Institutional Accounts), dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:03 UTC
Susan LiorDirector · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 12,120 $1,000.00 Strike: $0.00 $12,120,000.00
Disclosure

SEC source: 0001628280-24-038213 · wk-form4_1724357018.xml · derivative · entry 4

Susan Lior · CIK 0001832895 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 8,080

Underlying: Common Stock · 1,766,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F3 · price: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F5 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F3 · derivative.underlying_shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan, a member of the Issuer's board of directors, is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

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August 20, 2024 Filed Aug 22, 2024 20:03 UTC
Susan LiorDirector · 10% owner
ConversionCommon Stock 1,766,763 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-038213 · wk-form4_1724357018.xml · nonDerivative · entry 3

Susan Lior · CIK 0001832895 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,766,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 20, 2024, Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I") converted 12,120 shares of Series A Convertible Preferred Stock of the Issuer at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement (Excluded Investors), dated February 17, 2023, by and among the Issuer, Eclipse EGF I and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Issuer completed on July 7, 2023.

F4 · ownership.nature: The shares of Common Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan, a member of the Issuer's board of directors, is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

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August 16, 2024 Filed Aug 21, 2024 01:58 UTC
Kim John C.Director
GrantCommon Stock 34,562 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037964 · wk-form4_1724205482.xml · nonDerivative · entry 1

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,673

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant.

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August 16, 2024 Filed Aug 21, 2024 01:50 UTC GrantCommon Stock 34,562 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037960 · wk-form4_1724205002.xml · nonDerivative · entry 1

Gonzales Melissa · CIK 0001984676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,909

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant.

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August 16, 2024 Filed Aug 21, 2024 01:49 UTC
Durr LauraDirector
GrantCommon Stock 34,562 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037959 · wk-form4_1724204952.xml · nonDerivative · entry 1

Durr Laura · CIK 0001319799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,673

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant.

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August 16, 2024 Filed Aug 21, 2024 01:47 UTC
BURKE ZANE MDirector
GrantCommon Stock 34,562 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037958 · wk-form4_1724204873.xml · nonDerivative · entry 1

BURKE ZANE M · CIK 0001213555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,006

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs are fully vested and settled on the date of grant.

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August 15, 2024 Filed Sep 28, 2024 01:58 UTC
Harris JonathanPresident & CRO
GrantCommon Stock 4,577 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041526 · wk-form4_1727488720.xml · nonDerivative · entry 1

Harris Jonathan · CIK 0001698253 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,364

F1 · shares: Reflects shares of restricted stock granted to the Reporting Person on August 15, 2024 that vest 100% on January 3, 2025.

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June 17, 2024 Filed Jun 18, 2024 23:30 UTC
Workman KurtDirector · Chief Executive Officer
SaleCommon Stock 761 $4.56 $3,470.16
Disclosure

SEC source: 0001628280-24-028924 · wk-form4_1718753415.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,523

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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June 17, 2024 Filed Jun 18, 2024 23:06 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 197 $4.56 $898.32
Disclosure

SEC source: 0001628280-24-028914 · wk-form4_1718751991.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,207

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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May 16, 2024 Filed May 20, 2024 22:28 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 301 $4.09 $1,231.09
Disclosure

SEC source: 0001628280-24-024424 · wk-form4_1716244075.xml · nonDerivative · entry 2

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,404

F2 · kind: This transaction represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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May 10, 2024 Filed May 20, 2024 22:28 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 2,789 $4.22 $11,769.58
Disclosure

SEC source: 0001628280-24-024424 · wk-form4_1716244075.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,705

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.21 to $4.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2024 Filed Mar 20, 2024 20:02 UTC
Workman KurtDirector · Chief Executive Officer
SaleCommon Stock 897 $4.47 $4,009.59
Disclosure

SEC source: 0001628280-24-012206 · wk-form4_1710964952.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,284

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:01 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 276 $4.47 $1,233.72
Disclosure

SEC source: 0001628280-24-012204 · wk-form4_1710964905.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,494

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:06 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 7,267 $4.96 $36,044.32
Disclosure

SEC source: 0001628280-24-011454 · wk-form4_1710533163.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,770

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.83 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 29, 2024 Filed Mar 1, 2024 21:27 UTC PurchaseCommon Stock Warrant (Right To Buy) · Derivative 444,601 Not disclosed Strike: $7.71 Not disclosed
Disclosure

SEC source: 0000950170-24-023912 · ownership.xml · derivative · entry 2

Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,601

Underlying: Class A Common Stock · 444,601 shares

Expires 2029-03-01

F3 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Company and Trilogy (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:27 UTC PurchaseSeries B Convertible Preferred Stock · Derivative 2,286 $1,000.00 Strike: $1,000.00 $2,286,000.00
Disclosure

SEC source: 0000950170-24-023912 · ownership.xml · derivative · entry 1

Trilogy Equity Partners, LLC · CIK 0001875623 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,286

Underlying: Class A Common Stock · 296,401 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Company and Trilogy Equity Partners, LLC ("Trilogy"), amongst others.

F1 · shares: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Company and Trilogy Equity Partners, LLC ("Trilogy"), amongst others.

F1 · price: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Company and Trilogy Equity Partners, LLC ("Trilogy"), amongst others.

F2 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:17 UTC PurchaseCommon Stock Warrant (Right To Buy) · Derivative 1,166,935 Not disclosed Strike: $7.71 Not disclosed
Disclosure

SEC source: 0000950170-24-024848 · ownership.xml · derivative · entry 4

Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner

Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner

Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner

Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner

Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner

Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,166,935

Underlying: Class A Common Stock · 1,166,935 shares

Expires 2029-03-01

F6 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:17 UTC PurchaseSeries B Convertible Preferred Stock · Derivative 6,000 $1,000.00 $6,000,000.00
Disclosure

SEC source: 0000950170-24-024848 · ownership.xml · derivative · entry 3

Eclipse Continuity GP I, LLC · CIK 0001675124 · 10% owner

Eclipse Early Growth Fund I, L.P. · CIK 0001877287 · 10% owner

Eclipse Early Growth GP I, LLC · CIK 0001876955 · 10% owner

Eclipse Continuity Fund I, L.P. · CIK 0001675126 · 10% owner

Eclipse Ventures GP I, LLC · CIK 0001843678 · 10% owner

Eclipse Ventures Fund I, L.P. · CIK 0001641394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 6,000

Underlying: Class A Common Stock · 777,957 shares

Expires not disclosed

F3 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others.

F3 · shares: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others.

F4 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date.

F3 · balance_after: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others.

F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:31 UTC
Susan LiorDirector · 10% owner
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 1,166,935 Not disclosed Strike: $7.71 Not disclosed
Disclosure

SEC source: 0001628280-24-008526 · wk-form4_1709587530.xml · derivative · entry 4

Susan Lior · CIK 0001832895 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,166,935

Underlying: Common Stock · 1,166,935 shares

Expires 2029-03-01

F6 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F6 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:31 UTC
Susan LiorDirector · 10% owner
PurchaseSeries B Convertible Preferred Stock · Derivative 6,000 $1,000.00 $6,000,000.00
Disclosure

SEC source: 0001628280-24-008526 · wk-form4_1709587530.xml · derivative · entry 3

Susan Lior · CIK 0001832895 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 6,000

Underlying: Common Stock · 777,957 shares

Expires not disclosed

F3 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others.

F3 · shares: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others.

F4 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date.

F3 · balance_after: The Series B Convertible Preferred Stock is convertible into shares of Common Stock. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Eclipse Early Growth Fund I, L.P. ("Eclipse EGF I"), amongst others.

F5 · ownership.nature: The shares of Series B Convertible Preferred Stock are held of record by Eclipse EGF I. Eclipse Early Growth GP I, LLC ("Eclipse EG GP I") is the general partner of Eclipse EGF I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Mr. Susan is the sole managing member of Eclipse EG GP I and may be deemed to have voting and dispositive power over the shares held by Eclipse EGF I. Eclipse EG GP I and Mr. Susan disclaim beneficial ownership of the shares held by Eclipse EGF I except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:25 UTC
Kim John C.Director
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 48,621 Not disclosed Strike: $7.71 Not disclosed
Disclosure

SEC source: 0001628280-24-008515 · wk-form4_1709587167.xml · derivative · entry 2

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,621

Underlying: Common Stock · 48,621 shares

Expires 2029-03-01

F3 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Mr. Kim (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

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February 29, 2024 Filed Mar 4, 2024 21:25 UTC
Kim John C.Director
PurchaseSeries B Convertible Preferred Stock · Derivative 250 $1,000.00 $250,000.00
Disclosure

SEC source: 0001628280-24-008515 · wk-form4_1709587167.xml · derivative · entry 1

Kim John C. · CIK 0001868479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 32,414 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Mr. Kim, amongst others.

F1 · shares: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Mr. Kim, amongst others.

F2 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date.

F1 · balance_after: The Series B Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer. The conversion rate shall initially be 129.6596 shares of Common Stock per each share of Series B Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 25, 2024, by and among the Issuer and Mr. Kim, amongst others.

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February 16, 2024 Filed Feb 21, 2024 21:07 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 334 $4.46 $1,489.64
Disclosure

SEC source: 0001628280-24-005905 · wk-form4_1708549617.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,037

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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January 15, 2024 Filed Jan 17, 2024 21:04 UTC
Harris JonathanPresident & CRO
GrantCommon Stock 74,488 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001502 · wk-form4_1705525474.xml · nonDerivative · entry 1

Harris Jonathan · CIK 0001698253 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,787

F1 · shares: Comprised of restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will vest as to 25% of the underlying shares on the first anniversary of the date of grant, and in equal installments on a quarterly basis thereafter, through the third anniversary of the date of grant, subject to the Reporting Person's continued service with the Company on the applicable vesting date.

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December 18, 2023 Filed Dec 21, 2023 02:54 UTC
Workman KurtDirector · President & CEO
SaleCommon Stock 1,047 $5.01 $5,245.47
Disclosure

SEC source: 0001628280-23-042321 · wk-form4_1703127236.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,181

F1 · kind: The sale reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

F2 · balance_after: Balance reflects 3,192 shares of Common Stock purchased pursuant to the Owlet, Inc. 2021 Employee Stock Purchase Plan.

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December 18, 2023 Filed Dec 21, 2023 02:53 UTC
Scolnick Kathryn R.Chief Financial Officer
SaleCommon Stock 335 $5.01 $1,678.35
Disclosure

SEC source: 0001628280-23-042320 · wk-form4_1703127209.xml · nonDerivative · entry 1

Scolnick Kathryn R. · CIK 0001749118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,371

F1 · kind: The sale reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.