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Nasdaq · USD

OTTR

Otter Tail Corp

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Tapewire entity
4087
SEC CIK
0001466593
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2021 Filed Feb 9, 2021 15:03 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-002281 · rdgdoc.xml · derivative · entry 5

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2021 Filed Feb 9, 2021 15:03 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 3,516 $41.66 $146,485.35
Disclosure

SEC source: 0001437749-21-002281 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,181

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2021 Filed Feb 9, 2021 15:03 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-002281 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 18:52 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008199 · rdgdoc.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 16:57 UTC GrantCommon Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008184 · rdgdoc.xml · nonDerivative · entry 1

PARTAIN NATHAN I · CIK 0001180965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,688

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares held individually in the Dividend Reinvestment Plan and shares acquired individually pursuant to Restricted Stock Award distributions.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 21:26 UTC GrantCommon Stock 1,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008235 · rdgdoc.xml · nonDerivative · entry 1

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares acquired individually pursuant to Restricted Stock Award grants.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 19:43 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008209 · rdgdoc.xml · nonDerivative · entry 1

FRITZE STEVEN L · CIK 0001198756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,933

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 18:17 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008192 · rdgdoc.xml · nonDerivative · entry 1

STAKE JAMES B · CIK 0001205398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,494

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares acquired individually in the Dividend Reinvestment Plan and acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 19:11 UTC
BOHN KARENDirector
GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008203 · rdgdoc.xml · nonDerivative · entry 1

BOHN KAREN · CIK 0001274622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,650

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 16:47 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008182 · rdgdoc.xml · nonDerivative · entry 1

O'KEEFE TIMOTHY J · CIK 0001605604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,600

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 16:38 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008180 · rdgdoc.xml · nonDerivative · entry 1

Johnson Kathryn O · CIK 0001574100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,353

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/20/2020 will vest in near-equal installments of one-third per year beginning April 8, 2021.

F2 · price: This grant has a fair market value of $44.853.

F3 · balance_after: Total direct holdings include shares acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 20:33 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007503 · rdgdoc.xml · derivative · entry 5

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2020-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 20:33 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Tax withholdingCommon Stock 168 $44.44 $7,465.08
Disclosure

SEC source: 0001437749-20-007503 · rdgdoc.xml · nonDerivative · entry 2

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

F2 · balance_after: Total direct holdings include shares held jointly with spouse and acquired through the dividend reinvestment plan and the Employee Stock Purchase Plan.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 20:33 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionCommon Stock 300 $44.44 $13,330.50
Disclosure

SEC source: 0001437749-20-007503 · rdgdoc.xml · nonDerivative · entry 1

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person receives one share of Common Stock for each restricted stock unit that vests.

F2 · balance_after: Total direct holdings include shares held jointly with spouse and acquired through the dividend reinvestment plan and the Employee Stock Purchase Plan.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 16:25 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
PurchaseCommon Stock 5,000 $41.21 $206,050.00
Disclosure

SEC source: 0001437749-20-005324 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.99-$41.25 inclusive. The reporting person undertakes to provide to Otter Tail Corporation, any security holder of Otter Tail Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Total indirect holdings are held in the name of the reporting person's Trust.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 10:55 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
GrantRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002698 · rdgdoc.xml · derivative · entry 3

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 10:55 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Tax withholdingCommon Stock 4,073 $54.06 $220,189.23
Disclosure

SEC source: 0001437749-20-002698 · rdgdoc.xml · nonDerivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,276

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 10:55 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
GrantCommon Stock 8,293 $54.06 $448,325.39
Disclosure

SEC source: 0001437749-20-002698 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,349

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2017).

Read SEC document
February 12, 2020 Filed Feb 14, 2020 16:07 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002701 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 16:07 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 3,720 $54.06 $201,105.80
Disclosure

SEC source: 0001437749-20-002701 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,265

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 16:07 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantCommon Stock 7,572 $54.06 $409,347.62
Disclosure

SEC source: 0001437749-20-002701 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,985

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2017).

Read SEC document
February 12, 2020 Filed Feb 14, 2020 16:27 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
GrantRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002704 · rdgdoc.xml · derivative · entry 1

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:37 UTC
KNUTSON PAUL LVP of Human Resources
GrantRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002691 · rdgdoc.xml · derivative · entry 3

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:37 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 1,566 $54.06 $84,659.06
Disclosure

SEC source: 0001437749-20-002691 · rdgdoc.xml · nonDerivative · entry 2

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,182

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares acquired individually through dividend reinvestment, Employee Stock Purchase Plan and acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:37 UTC
KNUTSON PAUL LVP of Human Resources
GrantCommon Stock 3,486 $54.06 $188,455.60
Disclosure

SEC source: 0001437749-20-002691 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,748

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2017).

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:19 UTC
MOUG KEVIN GCFO & Sr VP
GrantRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002684 · rdgdoc.xml · derivative · entry 4

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:19 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 4,641 $54.06 $250,895.71
Disclosure

SEC source: 0001437749-20-002684 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,375

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:19 UTC
MOUG KEVIN GCFO & Sr VP
GrantCommon Stock 10,817 $54.06 $584,774.59
Disclosure

SEC source: 0001437749-20-002684 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,016

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2017).

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:01 UTC
MACFARLANE CHARLES SPresident & CEO
GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002681 · rdgdoc.xml · derivative · entry 5

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:01 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 15,119 $54.06 $817,343.72
Disclosure

SEC source: 0001437749-20-002681 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,848

F2 · price: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:01 UTC
MACFARLANE CHARLES SPresident & CEO
GrantCommon Stock 30,646 $54.06 $1,656,744.21
Disclosure

SEC source: 0001437749-20-002681 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,967

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2017).

Read SEC document
February 06, 2020 Filed Feb 10, 2020 12:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002150 · rdgdoc.xml · derivative · entry 6

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Underlying: Common Stock · 1,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 12:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002150 · rdgdoc.xml · derivative · entry 5

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 12:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 475 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002150 · rdgdoc.xml · derivative · entry 4

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

Underlying: Common Stock · 475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 12:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002150 · rdgdoc.xml · derivative · entry 3

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 12:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Tax withholdingCommon Stock 974 $54.42 $53,005.08
Disclosure

SEC source: 0001437749-20-002150 · rdgdoc.xml · nonDerivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,056

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.

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February 06, 2020 Filed Feb 10, 2020 12:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionCommon Stock 1,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-002150 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002147 · rdgdoc.xml · derivative · entry 7

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Underlying: Common Stock · 1,275 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002147 · rdgdoc.xml · derivative · entry 6

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2022-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002147 · rdgdoc.xml · derivative · entry 5

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002147 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 947 $54.42 $51,535.74
Disclosure

SEC source: 0001437749-20-002147 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,413

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionCommon Stock 1,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-002147 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:31 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002193 · rdgdoc.xml · derivative · entry 7

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:31 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002193 · rdgdoc.xml · derivative · entry 6

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:31 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002193 · rdgdoc.xml · derivative · entry 5

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:31 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002193 · rdgdoc.xml · derivative · entry 4

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:31 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestrictted Stock Units · Derivative 6,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002193 · rdgdoc.xml · derivative · entry 3

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: These restricted stock units vest in one installment on February 6, 2020.

F4 · derivative.expiration_date: These restricted stock units vest in one installment on February 6, 2020.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:31 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 1,903 $54.42 $103,561.26
Disclosure

SEC source: 0001437749-20-002193 · rdgdoc.xml · nonDerivative · entry 2

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,262

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include share acquired individually through dividend reinvestment plan, Employee Stock Purchase Plan and acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:31 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionCommon Stock 7,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-002193 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.