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Nasdaq · USD

OTTR

Otter Tail Corp

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Tapewire entity
4087
SEC CIK
0001466593
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2018 Filed Apr 10, 2018 16:28 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Tax withholdingCommon Stock 103 $43.70 $4,501.10
Disclosure

SEC source: 0001437749-18-006594 · rdgdoc.xml · nonDerivative · entry 2

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246

F2 · balance_after: Total direct holdings include shares held jointly with spouse acquired through the Dividend Reinvestment Plan and the Employee Stock Purchase Plan.

Read SEC document
April 08, 2018 Filed Apr 10, 2018 16:28 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionCommon Stock 250 $43.70 $10,925.00
Disclosure

SEC source: 0001437749-18-006594 · rdgdoc.xml · nonDerivative · entry 1

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person receives one share of Common Stock for each restricted stock unit that vests.

Read SEC document
April 08, 2018 Filed Apr 13, 2018 18:34 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 138 $43.70 $6,030.60
Disclosure

SEC source: 0001437749-18-006846 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,754

F1 · kind: Grant of Restricted Stock Units. On 4/8/2018, 138 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock units, exempt pursuant to Rule 16b-3(e).

F2 · balance_after: Total direct holdings include shares held in Dividend Reinvestment Plan, shares held jointly with spouse acquired through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Units and Performance Share distribution.

Read SEC document
April 08, 2018 Filed Apr 13, 2018 18:09 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 59 $43.70 $2,578.30
Disclosure

SEC source: 0001437749-18-006842 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,393

F1 · kind: Grant of Restricted Stock. On 4/8/2018, 59 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Award distributions and Performance Share Awards.

Read SEC document
April 08, 2018 Filed Apr 13, 2018 17:51 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 739 $43.70 $32,294.30
Disclosure

SEC source: 0001437749-18-006837 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,276

F1 · shares: Grant of Restricted Stock. On 4/8/2018, 739 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).

F2 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:12 UTC
MOUG KEVIN GCFO & Sr VP
SaleCommon Stock 1,500 $40.55 $60,825.00
Disclosure

SEC source: 0001437749-18-002750 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,016

F1 · shares: The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 Sales Plan adopted by the reporting person on June 27, 2017.

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 19:20 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 475 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002097 · rdgdoc.xml · derivative · entry 5

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 19:20 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002097 · rdgdoc.xml · derivative · entry 4

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 19:20 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002097 · rdgdoc.xml · derivative · entry 3

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 19:20 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Tax withholdingCommon Stock 594 $39.78 $23,626.35
Disclosure

SEC source: 0001437749-18-002097 · rdgdoc.xml · nonDerivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 19:20 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionCommon Stock 1,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-002097 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:23 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002090 · rdgdoc.xml · derivative · entry 6

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Underlying: Common Stock · 1,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:23 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002090 · rdgdoc.xml · derivative · entry 5

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:23 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002090 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:23 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 532 $39.78 $21,160.30
Disclosure

SEC source: 0001437749-18-002090 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,771

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:23 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionCommon Stock 1,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-002090 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:52 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002094 · rdgdoc.xml · derivative · entry 5

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:52 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002094 · rdgdoc.xml · derivative · entry 4

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:52 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002094 · rdgdoc.xml · derivative · entry 3

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

Underlying: Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:52 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 244 $39.78 $9,705.10
Disclosure

SEC source: 0001437749-18-002094 · rdgdoc.xml · nonDerivative · entry 2

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,402

F3 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:52 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionCommon Stock 700 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-002094 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:51 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002087 · rdgdoc.xml · derivative · entry 8

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:51 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002087 · rdgdoc.xml · derivative · entry 7

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:51 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 725 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002087 · rdgdoc.xml · derivative · entry 6

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725

Underlying: Common Stock · 725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:51 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 638 $39.78 $25,376.45
Disclosure

SEC source: 0001437749-18-002087 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,516

F3 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:51 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-002087 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:02 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002062 · rdgdoc.xml · derivative · entry 8

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

Underlying: Common Stock · 5,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:02 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002062 · rdgdoc.xml · derivative · entry 7

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:02 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002062 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:02 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 3,120 $39.78 $124,098.00
Disclosure

SEC source: 0001437749-18-002062 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,844

F1 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:02 UTC
MACFARLANE CHARLES SPresident & CEO
GrantCommon Stock 6,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-002062 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,964

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 18:08 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
GrantRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001958 · rdgdoc.xml · derivative · entry 3

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 18:08 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Tax withholdingCommon Stock 4,633 $41.33 $191,458.73
Disclosure

SEC source: 0001437749-18-001958 · rdgdoc.xml · nonDerivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,529

F2 · balance_after: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 18:08 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
GrantCommon Stock 9,248 $41.33 $382,173.60
Disclosure

SEC source: 0001437749-18-001958 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Shares Award(granted in 2015).

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001909 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 4,661 $41.33 $192,615.83
Disclosure

SEC source: 0001437749-18-001909 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,827

F1 · balance_after: Total direct holdings include shares held in the Dividend Reinvestment Plan, shares jointly held with spouse acquired through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards, Restricted Stock Units and Performance Share distributions.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:53 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantCommon Stock 9,248 $41.33 $382,173.60
Disclosure

SEC source: 0001437749-18-001909 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,488

F7 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Shares Award(granted in 2015).

F1 · balance_after: Total direct holdings include shares held in the Dividend Reinvestment Plan, shares jointly held with spouse acquired through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards, Restricted Stock Units and Performance Share distributions.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 23:51 UTC
KNUTSON PAUL LVP of Human Resources
GrantRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001963 · rdgdoc.xml · derivative · entry 3

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 23:51 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 1,903 $41.33 $78,641.48
Disclosure

SEC source: 0001437749-18-001963 · rdgdoc.xml · nonDerivative · entry 2

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 23:51 UTC
KNUTSON PAUL LVP of Human Resources
GrantCommon Stock 4,488 $41.33 $185,466.60
Disclosure

SEC source: 0001437749-18-001963 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,849

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Shares Award(granted in 2015).

Read SEC document
February 05, 2018 Filed Feb 7, 2018 22:33 UTC
MOUG KEVIN GCFO & Sr VP
GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001954 · rdgdoc.xml · derivative · entry 6

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 22:33 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 6,309 $41.33 $260,719.43
Disclosure

SEC source: 0001437749-18-001954 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,904

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 22:33 UTC
MOUG KEVIN GCFO & Sr VP
GrantCommon Stock 14,688 $41.33 $606,981.60
Disclosure

SEC source: 0001437749-18-001954 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,213

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Shares Award(granted in 2015).

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:41 UTC
MACFARLANE CHARLES SPresident & CEO
GrantRestricted Stock Units · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001936 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 7,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:41 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 19,873 $41.33 $821,251.73
Disclosure

SEC source: 0001437749-18-001936 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,864

F2 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:41 UTC
MACFARLANE CHARLES SPresident & CEO
GrantCommon Stock 40,392 $41.33 $1,669,199.40
Disclosure

SEC source: 0001437749-18-001936 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,737

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Shares Award(granted in 2015).

Read SEC document
February 05, 2018 Filed Feb 7, 2018 17:03 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
GrantRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001873 · rdgdoc.xml · derivative · entry 4

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
November 20, 2017 Filed Nov 20, 2017 21:58 UTC SaleCommon Stock 2,400 $45.55 $109,320.00
Disclosure

SEC source: 0001437749-17-019627 · rdgdoc.xml · nonDerivative · entry 3

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 0

Read SEC document
November 20, 2017 Filed Nov 20, 2017 21:58 UTC GiftCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-019627 · rdgdoc.xml · nonDerivative · entry 2

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 2,400

Read SEC document
November 20, 2017 Filed Nov 20, 2017 21:58 UTC GiftCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-019627 · rdgdoc.xml · nonDerivative · entry 1

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,189

F1 · shares: These shares were gifted from his direct ownership account to the Wells Fargo account of The John and Kim Erickson Family Foundation, a non-profit charitable corporation.

F2 · balance_after: Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.