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Nasdaq · USD

OTTR

Otter Tail Corp

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Tapewire entity
4087
SEC CIK
0001466593
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2019 Filed Feb 8, 2019 00:01 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002079 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 00:01 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 4,879 $48.05 $234,411.56
Disclosure

SEC source: 0001437749-19-002079 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,993

F2 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 00:01 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionCommon Stock 7,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002079 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:45 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002072 · rdgdoc.xml · derivative · entry 9

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2019.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:45 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002072 · rdgdoc.xml · derivative · entry 8

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:45 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002072 · rdgdoc.xml · derivative · entry 7

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:45 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 725 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002072 · rdgdoc.xml · derivative · entry 6

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:45 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 896 $48.05 $43,048.32
Disclosure

SEC source: 0001437749-19-002072 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,470

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:45 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionCommon Stock 2,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002072 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 13:41 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002124 · rdgdoc.xml · derivative · entry 6

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 1,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 13:41 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 475 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002124 · rdgdoc.xml · derivative · entry 5

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 13:41 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002124 · rdgdoc.xml · derivative · entry 4

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 13:41 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002124 · rdgdoc.xml · derivative · entry 3

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 13:41 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Tax withholdingCommon Stock 920 $48.05 $44,201.40
Disclosure

SEC source: 0001437749-19-002124 · rdgdoc.xml · nonDerivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,515

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 13:41 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionCommon Stock 1,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002124 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 20:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002128 · rdgdoc.xml · derivative · entry 7

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 1,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: Restricted stock units vest four years from date shown above.

F7 · derivative.expiration_date: Restricted stock units vest four years from date shown above.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 20:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002128 · rdgdoc.xml · derivative · entry 6

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 20:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002128 · rdgdoc.xml · derivative · entry 5

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 20:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002128 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 20:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 893 $48.05 $42,904.19
Disclosure

SEC source: 0001437749-19-002128 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,896

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 20:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionCommon Stock 1,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002128 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:42 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002121 · rdgdoc.xml · derivative · entry 6

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:42 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002121 · rdgdoc.xml · derivative · entry 5

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:42 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002121 · rdgdoc.xml · derivative · entry 4

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

Underlying: Common Stock · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:42 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002121 · rdgdoc.xml · derivative · entry 3

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:42 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 356 $48.05 $17,104.02
Disclosure

SEC source: 0001437749-19-002121 · rdgdoc.xml · nonDerivative · entry 2

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:42 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionCommon Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002121 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 16:19 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002106 · rdgdoc.xml · derivative · entry 5

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments which begin 2/06/2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 16:19 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Tax withholdingCommon Stock 164 $48.05 $7,879.38
Disclosure

SEC source: 0001437749-19-002106 · rdgdoc.xml · nonDerivative · entry 2

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares held jointly with spouse acquired through the dividend reinvestment plan, Employee Stock Purchase Plan and shares acquired individually pursuant to Restricted Stock Awards.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 16:19 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionCommon Stock 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002106 · rdgdoc.xml · nonDerivative · entry 1

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2019 Filed Feb 20, 2019 22:38 UTC Amendment
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002962 · rdgdoc.xml · derivative · entry 9

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2019 Filed Feb 20, 2019 22:38 UTC Amendment
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestrcted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002962 · rdgdoc.xml · derivative · entry 8

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

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February 06, 2019 Filed Feb 20, 2019 22:38 UTC Amendment
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002962 · rdgdoc.xml · derivative · entry 7

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2019 Filed Feb 20, 2019 22:38 UTC Amendment
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002962 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments which began February 6, 2016.

Read SEC document
February 06, 2019 Filed Feb 20, 2019 22:38 UTC Amendment
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 3,307 $48.05 $158,884.82
Disclosure

SEC source: 0001437749-19-002962 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,565

F2 · shares: Adjusted to decrease the number of shares previously reported and updates total shares held not including updated DRIP share amounts.

F3 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2019 Filed Feb 20, 2019 22:38 UTC Amendment
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionCommon Stock 7,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002962 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 22:13 UTC SaleCommon Stock 2,300 $47.35 $108,905.00
Disclosure

SEC source: 0001437749-18-021145 · rdgdoc.xml · nonDerivative · entry 3

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 0

Read SEC document
November 20, 2018 Filed Nov 20, 2018 22:13 UTC GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-021145 · rdgdoc.xml · nonDerivative · entry 2

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 2,300

Read SEC document
November 20, 2018 Filed Nov 20, 2018 22:13 UTC GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-021145 · rdgdoc.xml · nonDerivative · entry 1

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,789

F1 · shares: These shares were gifted from his direct ownership account to the Wells Fargo account of The John and Kim Erickson Family Foundation, a non-profit charitable corporation.

F2 · balance_after: Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions.

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November 12, 2018 Filed Nov 13, 2018 21:10 UTC
KNUTSON PAUL LVP of Human Resources
SaleCommon Stock 3,000 $47.79 $143,370.00
Disclosure

SEC source: 0001437749-18-020571 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483.5

F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 Sales Plan adopted by the reporting person on September 14, 2018.

F2 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Award distributions and Performance Share Awards.

Read SEC document
May 15, 2018 Filed May 16, 2018 17:19 UTC
MOUG KEVIN GCFO & Sr VP
SaleCommon Stock 1,500 $43.48 $65,216.40
Disclosure

SEC source: 0001437749-18-010109 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,516

F1 · shares: The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 Sales Plan adopted by the reporting person on June 27, 2017.

F2 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $43.30 to $43.65. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:08 UTC GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006603 · rdgdoc.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 21:04 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006616 · rdgdoc.xml · nonDerivative · entry 1

PARTAIN NATHAN I · CIK 0001180965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,132

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

F3 · balance_after: Total direct holdings include shares acquired individually in the Dividend Reinvestment Plan and acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 23:36 UTC GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006641 · rdgdoc.xml · nonDerivative · entry 1

O'KEEFE TIMOTHY J · CIK 0001605604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

F3 · balance_after: Total direct holdings include shares acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 23:17 UTC GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006638 · rdgdoc.xml · nonDerivative · entry 1

Johnson Kathryn O · CIK 0001574100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,153

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 22:50 UTC GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006632 · rdgdoc.xml · nonDerivative · entry 1

FRITZE STEVEN L · CIK 0001198756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,733

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 22:23 UTC GrantCommon Stock 1,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006629 · rdgdoc.xml · nonDerivative · entry 1

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,089

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

F3 · balance_after: Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 21:55 UTC GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006624 · rdgdoc.xml · nonDerivative · entry 1

STAKE JAMES B · CIK 0001205398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,159

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

F3 · balance_after: Total direct holdings include shares acquired individually in the Dividend Reinvestment Plan and acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 21:27 UTC
BOHN KARENDirector
GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-006621 · rdgdoc.xml · nonDerivative · entry 1

BOHN KAREN · CIK 0001274622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,450

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.

F2 · price: This grant has a fair market value of $43.40.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2018 Filed Apr 10, 2018 16:28 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006594 · rdgdoc.xml · derivative · entry 5

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2018-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.