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Nasdaq · USD

OTTR

Otter Tail Corp

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Tapewire entity
4087
SEC CIK
0001466593
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2020 Filed Feb 10, 2020 21:57 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,975 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002186 · rdgdoc.xml · derivative · entry 8

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 5,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:57 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002186 · rdgdoc.xml · derivative · entry 7

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:57 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002186 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:57 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002186 · rdgdoc.xml · derivative · entry 5

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:57 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 3,336 $54.42 $181,545.12
Disclosure

SEC source: 0001437749-20-002186 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,321

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

F4 · balance_after: The reporting person no longer has a reportable beneficial interest in 1,984 shares of Otter Tail Corporation common stock owned by his son and included in the reporting person's prior reports as indirect holdings.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:57 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionCommon Stock 7,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-002186 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:26 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 575 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002143 · rdgdoc.xml · derivative · entry 7

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:26 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002143 · rdgdoc.xml · derivative · entry 6

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the date shown above.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:26 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002143 · rdgdoc.xml · derivative · entry 5

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:26 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002143 · rdgdoc.xml · derivative · entry 4

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:26 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 945 $54.42 $51,426.90
Disclosure

SEC source: 0001437749-20-002143 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,199

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

F4 · balance_after: The reporting person no longer has a reportable beneficial interest in 176 shares of Otter Tail Corporation common stock owned individually by each of his daughters and included in the reporting person's prior reports as indirect holdings.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:26 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionCommon Stock 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-002143 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:38 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002155 · rdgdoc.xml · derivative · entry 6

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:38 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-002155 · rdgdoc.xml · derivative · entry 5

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:38 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Tax withholdingCommon Stock 328 $54.42 $17,849.76
Disclosure

SEC source: 0001437749-20-002155 · rdgdoc.xml · nonDerivative · entry 2

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares held jointly with spouse acquired through the dividend reinvestment plan, Employee Stock Purchase Plan and shares acquired individually pursuant to Restricted Stock Awards.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:38 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionCommon Stock 600 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-002155 · rdgdoc.xml · nonDerivative · entry 1

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:34 UTC SaleCommon Stock 2,100 $48.81 $102,504.36
Disclosure

SEC source: 0001437749-19-023329 · rdgdoc.xml · nonDerivative · entry 3

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 0

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:34 UTC GiftCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023329 · rdgdoc.xml · nonDerivative · entry 2

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 2,100

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:34 UTC GiftCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023329 · rdgdoc.xml · nonDerivative · entry 1

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,289

F1 · shares: These shares were gifted from his direct ownership account to the Wells Fargo account of The John and Kim Erickson Family Foundation, a non-profit charitable corporation.

F2 · balance_after: Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 15:14 UTC GrantCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006850 · rdgdoc.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 14:19 UTC GrantCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006843 · rdgdoc.xml · nonDerivative · entry 1

PARTAIN NATHAN I · CIK 0001180965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,694.32

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares held individually in the Dividend Reinvestment Plan and shares acquired individually pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:31 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006885 · rdgdoc.xml · derivative · entry 5

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2019-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:31 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Tax withholdingCommon Stock 89 $49.73 $4,426.03
Disclosure

SEC source: 0001437749-19-006885 · rdgdoc.xml · nonDerivative · entry 2

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547

F2 · balance_after: Total direct holdings include shares held jointly with spouse and acquired through the dividend reinvestment plan and the Employee Stock Purchase Plan.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:31 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
Exercise / conversionCommon Stock 250 $49.73 $12,432.68
Disclosure

SEC source: 0001437749-19-006885 · rdgdoc.xml · nonDerivative · entry 1

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person receives one share of Common Stock for each restricted stock unit that vests.

F2 · balance_after: Total direct holdings include shares held jointly with spouse and acquired through the dividend reinvestment plan and the Employee Stock Purchase Plan.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 15:53 UTC GrantCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006860 · rdgdoc.xml · nonDerivative · entry 1

O'KEEFE TIMOTHY J · CIK 0001605604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 15:46 UTC GrantCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006857 · rdgdoc.xml · nonDerivative · entry 1

FRITZE STEVEN L · CIK 0001198756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,733

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 15:33 UTC
BOHN KARENDirector
GrantCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006854 · rdgdoc.xml · nonDerivative · entry 1

BOHN KAREN · CIK 0001274622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,450

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · ownership.direct: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 15:25 UTC GrantCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006852 · rdgdoc.xml · nonDerivative · entry 1

Johnson Kathryn O · CIK 0001574100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,153

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · balance_after: Total direct holdings include shares acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 14:32 UTC GrantCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006845 · rdgdoc.xml · nonDerivative · entry 1

STAKE JAMES B · CIK 0001205398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,173.277

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · balance_after: Total direct holdings include shares acquired individually in the Dividend Reinvestment Plan and acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 14:49 UTC GrantCommon Stock 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-006848 · rdgdoc.xml · nonDerivative · entry 1

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,389

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/8/2019 will vest in near-equal installments of one-third per year beginning April 8, 2020.

F2 · price: This grant has a fair market value of $49.73065.

F3 · balance_after: Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:33 UTC
KNUTSON PAUL LVP of Human Resources
SaleCommon Stock 3,000 $49.77 $149,317.80
Disclosure

SEC source: 0001437749-19-003289 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427

F1 · shares: The sale on this Form 4 was effected pursuant to a 10b5-1 Sales Plan adopted by the reporting person on September 14, 2018.

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 15:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
GrantRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002612 · rdgdoc.xml · derivative · entry 3

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 15:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Tax withholdingCommon Stock 6,355 $49.62 $315,350.99
Disclosure

SEC source: 0001437749-19-002612 · rdgdoc.xml · nonDerivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,080

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 15:12 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
GrantCommon Stock 12,920 $49.62 $641,122.70
Disclosure

SEC source: 0001437749-19-002612 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,435

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2016).

Read SEC document
February 13, 2019 Filed Feb 14, 2019 20:40 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002623 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

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February 13, 2019 Filed Feb 14, 2019 20:40 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 6,356 $49.62 $315,400.61
Disclosure

SEC source: 0001437749-19-002623 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,460

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

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February 13, 2019 Filed Feb 14, 2019 20:40 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantCommon Stock 12,920 $49.62 $641,122.70
Disclosure

SEC source: 0001437749-19-002623 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,816

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2016).

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:32 UTC
MACFARLANE CHARLES SPresident & CEO
GrantRestricted Stock Units · Derivative 7,900 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002678 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:32 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 25,213 $49.62 $1,251,132.09
Disclosure

SEC source: 0001437749-19-002678 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,106

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

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February 13, 2019 Filed Feb 14, 2019 22:32 UTC
MACFARLANE CHARLES SPresident & CEO
GrantCommon Stock 51,244 $49.62 $2,542,855.39
Disclosure

SEC source: 0001437749-19-002678 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,319

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2016).

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:58 UTC
MOUG KEVIN GCFO & Sr VP
GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002658 · rdgdoc.xml · derivative · entry 6

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:58 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 8,188 $49.62 $406,309.03
Disclosure

SEC source: 0001437749-19-002658 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,444

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:58 UTC
MOUG KEVIN GCFO & Sr VP
GrantCommon Stock 19,162 $49.62 $950,866.35
Disclosure

SEC source: 0001437749-19-002658 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,632

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2016).

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:15 UTC
KNUTSON PAUL LVP of Human Resources
GrantRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002634 · rdgdoc.xml · derivative · entry 3

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:15 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 2,576 $49.62 $127,827.56
Disclosure

SEC source: 0001437749-19-002634 · rdgdoc.xml · nonDerivative · entry 2

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

F2 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:15 UTC
KNUTSON PAUL LVP of Human Resources
GrantCommon Stock 5,952 $49.62 $295,353.12
Disclosure

SEC source: 0001437749-19-002634 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2016).

Read SEC document
February 13, 2019 Filed Feb 15, 2019 17:08 UTC
Smestad Jennifer O.VP, Gen Coun & Corp Sec
GrantRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002724 · rdgdoc.xml · derivative · entry 1

Smestad Jennifer O. · CIK 0001726153 · VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 00:01 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002079 · rdgdoc.xml · derivative · entry 9

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 00:01 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestrcted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002079 · rdgdoc.xml · derivative · entry 8

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 00:01 UTC
MACFARLANE CHARLES SPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-002079 · rdgdoc.xml · derivative · entry 7

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments which began February 6, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.