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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
Parsed reports
311

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2021 Filed Jan 5, 2021 17:16 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 1,382 $65.59 $90,645.38
Disclosure

SEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 3

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:16 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 276 $65.59 $18,102.84
Disclosure

SEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 2

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:16 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 1,035 $65.59 $67,885.65
Disclosure

SEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 1

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 3,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000125 · form4.xml · derivative · entry 6

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008

Underlying: Common Stock · 3,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 8,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000125 · form4.xml · derivative · entry 5

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,320

Underlying: Common Stock · 8,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Zheng PeimingPresident, Otis China
Tax withholdingCommon Stock 873 $65.59 $57,260.07
Disclosure

SEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,234

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionCommon Stock 3,008 $65.59 $197,294.72
Disclosure

SEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Zheng PeimingPresident, Otis China
Tax withholdingCommon Stock 2,415 $65.59 $158,399.85
Disclosure

SEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,099

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionCommon Stock 8,320 $65.59 $545,708.80
Disclosure

SEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Havanec Laurie P.EVP & Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,854 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000127 · form4.xml · derivative · entry 8

Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Havanec Laurie P.EVP & Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 3,148 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000127 · form4.xml · derivative · entry 7

Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Havanec Laurie P.EVP & Chief People Officer
Tax withholdingCommon Stock 539 $65.59 $35,353.01
Disclosure

SEC source: 0001062993-21-000127 · form4.xml · nonDerivative · entry 4

Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,370

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Havanec Laurie P.EVP & Chief People Officer
Exercise / conversionCommon Stock 1,854 $65.59 $121,603.86
Disclosure

SEC source: 0001062993-21-000127 · form4.xml · nonDerivative · entry 3

Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Havanec Laurie P.EVP & Chief People Officer
Tax withholdingCommon Stock 916 $65.59 $60,080.44
Disclosure

SEC source: 0001062993-21-000127 · form4.xml · nonDerivative · entry 2

Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,055

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Havanec Laurie P.EVP & Chief People Officer
Exercise / conversionCommon Stock 3,148 $65.59 $206,477.32
Disclosure

SEC source: 0001062993-21-000127 · form4.xml · nonDerivative · entry 1

Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:15 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionRestricted Stock Units · Derivative 2,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000128 · form4.xml · derivative · entry 4

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.underlying: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:15 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionRestricted Stock Units · Derivative 7,195 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000128 · form4.xml · derivative · entry 3

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.underlying: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:15 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionCommon Stock 2,608 $65.59 $171,058.72
Disclosure

SEC source: 0001062993-21-000128 · form4.xml · nonDerivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:15 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionCommon Stock 7,195 $65.59 $471,920.05
Disclosure

SEC source: 0001062993-21-000128 · form4.xml · nonDerivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 3,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000126 · form4.xml · derivative · entry 7

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 9,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000126 · form4.xml · derivative · entry 6

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
Tax withholdingCommon Stock 1,043 $65.59 $68,410.37
Disclosure

SEC source: 0001062993-21-000126 · form4.xml · nonDerivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,303

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
Exercise / conversionCommon Stock 3,409 $65.59 $223,596.31
Disclosure

SEC source: 0001062993-21-000126 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
Tax withholdingCommon Stock 3,002 $65.59 $196,901.18
Disclosure

SEC source: 0001062993-21-000126 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,937

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
Exercise / conversionCommon Stock 9,219 $65.59 $604,674.21
Disclosure

SEC source: 0001062993-21-000126 · form4.xml · nonDerivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Ryan Michael PatrickVP, CAO and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000124 · form4.xml · derivative · entry 7

Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Ryan Michael PatrickVP, CAO and Controller
Exercise / conversionRestricted Stock Units · Derivative 810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000124 · form4.xml · derivative · entry 6

Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Ryan Michael PatrickVP, CAO and Controller
Tax withholdingCommon Stock 554 $65.59 $36,336.86
Disclosure

SEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Ryan Michael PatrickVP, CAO and Controller
Exercise / conversionCommon Stock 1,911 $65.59 $125,342.49
Disclosure

SEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Ryan Michael PatrickVP, CAO and Controller
Tax withholdingCommon Stock 235 $65.59 $15,413.65
Disclosure

SEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC
Ryan Michael PatrickVP, CAO and Controller
Exercise / conversionCommon Stock 810 $65.59 $53,127.90
Disclosure

SEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Marks Judith FranDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000130 · form4.xml · derivative · entry 6

Marks Judith Fran · CIK 0001665490 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Marks Judith FranDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 36,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000130 · form4.xml · derivative · entry 5

Marks Judith Fran · CIK 0001665490 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Marks Judith FranDirector · President and CEO
Tax withholdingCommon Stock 4,071 $65.59 $267,016.89
Disclosure

SEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 4

Marks Judith Fran · CIK 0001665490 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,526

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Marks Judith FranDirector · President and CEO
Exercise / conversionCommon Stock 13,042 $65.59 $855,424.78
Disclosure

SEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 3

Marks Judith Fran · CIK 0001665490 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Marks Judith FranDirector · President and CEO
Tax withholdingCommon Stock 14,627 $65.59 $959,384.93
Disclosure

SEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 2

Marks Judith Fran · CIK 0001665490 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,555

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Marks Judith FranDirector · President and CEO
Exercise / conversionCommon Stock 36,203 $65.59 $2,374,554.77
Disclosure

SEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 1

Marks Judith Fran · CIK 0001665490 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionRestricted Stock Units · Derivative 3,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000131 · form4.xml · derivative · entry 4

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionRestricted Stock Units · Derivative 2,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000131 · form4.xml · derivative · entry 3

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 3,280 $665.59 $2,183,135.20
Disclosure

SEC source: 0001062993-21-000131 · form4.xml · nonDerivative · entry 2

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:16 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 2,473 $65.59 $162,204.07
Disclosure

SEC source: 0001062993-21-000131 · form4.xml · nonDerivative · entry 1

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:49 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 7,954 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-20-006404 · form4.xml · derivative · entry 3

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,958

Underlying: Common Stock · 7,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · derivative.exercise_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. Approximately 50% vested on the 3rd anniversary of the date of grant and the remaining 50% will vest on the 4th anniversary of the date of grant.

F2 · derivative.expiration_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. Approximately 50% vested on the 3rd anniversary of the date of grant and the remaining 50% will vest on the 4th anniversary of the date of grant.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:49 UTC
Zheng PeimingPresident, Otis China
Tax withholdingCommon Stock 3,686 $64.73 $238,594.78
Disclosure

SEC source: 0001062993-20-006404 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,194

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:49 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionCommon Stock 7,954 $64.73 $514,862.42
Disclosure

SEC source: 0001062993-20-006404 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:05 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
PurchaseCommon Stock 500 $65.51 $32,755.00
Disclosure

SEC source: 0001062993-20-006249 · form4.xml · nonDerivative · entry 1

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:38 UTC
Cramer James F.President, Otis Americas
Exercise / conversionRestricted Stock Units · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-20-006000 · form4.xml · derivative · entry 6

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087

Underlying: Common Stock · 46 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F3 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F3 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F3 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F3 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:38 UTC
Cramer James F.President, Otis Americas
Exercise / conversionRestricted Stock Units · Derivative 82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-20-006000 · form4.xml · derivative · entry 5

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

Underlying: Common Stock · 82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

F2 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

F2 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

F2 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:38 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 46 $66.94 $3,079.24
Disclosure

SEC source: 0001062993-20-006000 · form4.xml · nonDerivative · entry 4

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:38 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 46 $66.94 $3,079.24
Disclosure

SEC source: 0001062993-20-006000 · form4.xml · nonDerivative · entry 3

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:38 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 82 $66.94 $5,489.08
Disclosure

SEC source: 0001062993-20-006000 · form4.xml · nonDerivative · entry 2

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.