OSW

SEC source: 0000899243-20-035049 · doc4.xml · derivative · entry 4

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,938

Underlying: Common Shares · 13,312 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Stock Unit and Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F6 · derivative.exercise_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F6 · derivative.expiration_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

SEC source: 0000899243-20-035049 · doc4.xml · derivative · entry 3

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Shares · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The units reported herein were granted outside of the Company's incentive award plans as "employment inducement grants" under NASDAQ Listing Rule 5635(c)(4).

F4 · derivative.exercise_price: Each Performance Stock Unit and Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F4 · price: Each Performance Stock Unit and Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F5 · derivative.exercise_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date.

F5 · derivative.expiration_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date.

SEC source: 0000899243-20-035049 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions.

SEC source: 0000899243-20-033377 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,296

F4 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

SEC source: 0000899243-20-033375 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,944

F4 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

SEC source: 0000899243-20-033377 · doc4.xml · derivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,625

Underlying: Common Shares · 171,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F2 · derivative.expiration_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

SEC source: 0000899243-20-033377 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions.

SEC source: 0000899243-20-033375 · doc4.xml · derivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,125

Underlying: Common Shares · 78,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F2 · derivative.expiration_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

SEC source: 0000899243-20-033375 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions.

SEC source: 0000899243-20-028313 · doc4.xml · derivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Shares · 83,333 shares

Expires not disclosed

F1 · security: The units reported herein were granted outside of the Company's incentive award plans as "employment inducement grants" under NASDAQ Listing Rule 5635(c)(4).

F2 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F4 · derivative.exercise_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date.

F4 · derivative.expiration_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date.

SEC source: 0000899243-20-028313 · doc4.xml · derivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,626

Underlying: Common Shares · 132,626 shares

Expires not disclosed

F1 · security: The units reported herein were granted outside of the Company's incentive award plans as "employment inducement grants" under NASDAQ Listing Rule 5635(c)(4).

F2 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-20-030771 · doc4.xml · derivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Shares · 166,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F2 · derivative.exercise_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

F2 · derivative.expiration_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

SEC source: 0000899243-20-023141 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,473

Underlying: Common Shares · 687,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · balance_after: Includes 78,973 Restricted Stock Units that were granted on January 21, 2020.

SEC source: 0000899243-20-023142 · doc4.xml · derivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,978

Underlying: Common Shares · 315,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · balance_after: Includes 28,478 Restricted Stock Units that were granted on January 21, 2020.

SEC source: 0000899243-20-030773 · doc4a.xml · derivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,500

Underlying: Common Shares · 687,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F4 · derivative.exercise_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

F4 · derivative.expiration_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

SEC source: 0000899243-20-030773 · doc4a.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,473

Underlying: Common Shares · 687,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F2 · derivative.exercise_date: The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · derivative.expiration_date: The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F3 · balance_after: Includes 78,973 Restricted Stock Units that were granted on January 21, 2020.

SEC source: 0000899243-20-030774 · doc4a.xml · derivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,000

Underlying: Common Shares · 315,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F4 · derivative.exercise_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

F4 · derivative.expiration_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

SEC source: 0000899243-20-030774 · doc4a.xml · derivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,978

Underlying: Common Shares · 315,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F2 · derivative.exercise_date: The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · derivative.expiration_date: The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F3 · balance_after: Includes 28,478 Restricted Stock Units that were granted on January 21, 2020.

SEC source: 0000899243-20-022874 · doc4.xml · derivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,434

Underlying: Common Shares · 39,613 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · balance_after: Includes 12,821 Restricted Stock Units that vested on July 30, 2020 but the Common Shares underlying such Restricted Stock Units have not been delivered to the reporting person because the reporting person elected to defer delivery until after 60 days following the reporting person's termination of service to the Issuer.

SEC source: 0000899243-20-022875 · doc4.xml · derivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,024

Underlying: Common Shares · 26,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · balance_after: Includes 9,616 Restricted Stock Units that vested on July 30, 2020 but the Common Shares underlying such Restricted Stock Units have not been delivered to the reporting person because the reporting person elected to defer delivery until after 60 days following the reporting person's termination of service to the Issuer.

SEC source: 0000899243-20-022870 · doc4.xml · derivative · entry 1

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,546

Underlying: Common Shares · 29,930 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · balance_after: Includes 9,616 Restricted Stock Units that vested on July 30, 2020 but the Common Shares underlying such Restricted Stock Units have not been delivered to the reporting person because the reporting person elected to defer delivery until after 60 days following the reporting person's termination of service to the Issuer.

SEC source: 0000899243-20-022871 · doc4.xml · derivative · entry 3

Banikarim Maryam · CIK 0001515359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,408

Underlying: Common Shares · 26,408 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

SEC source: 0000899243-20-022876 · doc4.xml · derivative · entry 1

POWELL STEPHEN W. · CIK 0001770759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,024

Underlying: Common Shares · 26,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · balance_after: Includes 9,616 Restricted Stock Units that vested on July 30, 2020 but the Common Shares underlying such Restricted Stock Units have not been delivered to the reporting person because the reporting person elected to defer delivery until after 60 days following the reporting person's termination of service to the Issuer.

SEC source: 0000899243-20-022880 · doc4.xml · derivative · entry 3

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,606

Underlying: Common Shares · 17,606 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

SEC source: 0000899243-20-022871 · doc4.xml · derivative · entry 2

Banikarim Maryam · CIK 0001515359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

F1 · price: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

F1 · derivative.exercise_date: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

F1 · derivative.expiration_date: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

SEC source: 0000899243-20-022871 · doc4.xml · nonDerivative · entry 1

Banikarim Maryam · CIK 0001515359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

SEC source: 0000899243-20-022880 · doc4.xml · derivative · entry 2

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

F1 · price: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

F1 · derivative.exercise_date: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

F1 · derivative.expiration_date: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

SEC source: 0000899243-20-022880 · doc4.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 30, 2019, the reporting person was granted 6,411 Restricted Stock Units, which vested one year from the grant date on July 30, 2020.

SEC source: 0000899243-20-016764 · doc4.xml · derivative · entry 2

STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner

Nemo Parent, Inc. · CIK 0001770500 · Director · 10% owner

Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Steiner Leisure Ltd

Disclosed balance after: 4,004,999

Underlying: Common Shares · 4,004,999 shares

Expires 2025-06-12

F1 · price: Pursuant to the Investment Agreement, dated April 30, 2020, by and among Steiner Leisure Limited ("Steiner Leisure"), the issuer and the other investors party thereto, Steiner Leisure was issued on June 12, 2020 (1) an aggregate of 20,018,750 common shares of OneSpaWorld Holdings Limited ("Common Shares"), of which 17,185,500 Common Shares were designated as non-voting Common Shares ("Non-Voting Common Shares"); and (2) warrants to purchase 4,004,999 Non-Voting Common Shares at an exercise price of $5.75 per share (the "Warrants").

F2 · price: (Continued from Footnote 1) 5,000,000 of the Common Shares were issued by the issuer in satisfaction of its obligation to issue Common Shares under the Business Combination Agreement, dated November 1, 2018, by and among Steiner Leisure, the issuer and the other parties thereto. Steiner Leisure paid an aggregate of $60,075,000 in consideration for the securities reported herein.

F3 · ownership.nature: Steiner Leisure is controlled by Nemo Parent, Inc., an international business company incorporated under the laws of the Commonwealth of the Bahamas. Nemo Parent, Inc. is 100% owned by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities.

F4 · ownership.nature: (Continued from Footnote 3) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares.

SEC source: 0000899243-20-016764 · doc4.xml · nonDerivative · entry 1

STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner

Nemo Parent, Inc. · CIK 0001770500 · Director · 10% owner

Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Steiner Leisure Ltd

Disclosed balance after: 28,566,880

F1 · shares: Pursuant to the Investment Agreement, dated April 30, 2020, by and among Steiner Leisure Limited ("Steiner Leisure"), the issuer and the other investors party thereto, Steiner Leisure was issued on June 12, 2020 (1) an aggregate of 20,018,750 common shares of OneSpaWorld Holdings Limited ("Common Shares"), of which 17,185,500 Common Shares were designated as non-voting Common Shares ("Non-Voting Common Shares"); and (2) warrants to purchase 4,004,999 Non-Voting Common Shares at an exercise price of $5.75 per share (the "Warrants").

F2 · shares: (Continued from Footnote 1) 5,000,000 of the Common Shares were issued by the issuer in satisfaction of its obligation to issue Common Shares under the Business Combination Agreement, dated November 1, 2018, by and among Steiner Leisure, the issuer and the other parties thereto. Steiner Leisure paid an aggregate of $60,075,000 in consideration for the securities reported herein.

F1 · price: Pursuant to the Investment Agreement, dated April 30, 2020, by and among Steiner Leisure Limited ("Steiner Leisure"), the issuer and the other investors party thereto, Steiner Leisure was issued on June 12, 2020 (1) an aggregate of 20,018,750 common shares of OneSpaWorld Holdings Limited ("Common Shares"), of which 17,185,500 Common Shares were designated as non-voting Common Shares ("Non-Voting Common Shares"); and (2) warrants to purchase 4,004,999 Non-Voting Common Shares at an exercise price of $5.75 per share (the "Warrants").

F2 · price: (Continued from Footnote 1) 5,000,000 of the Common Shares were issued by the issuer in satisfaction of its obligation to issue Common Shares under the Business Combination Agreement, dated November 1, 2018, by and among Steiner Leisure, the issuer and the other parties thereto. Steiner Leisure paid an aggregate of $60,075,000 in consideration for the securities reported herein.

F3 · ownership.nature: Steiner Leisure is controlled by Nemo Parent, Inc., an international business company incorporated under the laws of the Commonwealth of the Bahamas. Nemo Parent, Inc. is 100% owned by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities.

F4 · ownership.nature: (Continued from Footnote 3) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares.

SEC source: 0000899243-20-016793 · doc4.xml · derivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,667

Underlying: Common Shares · 66,667 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date.

F1 · ownership.direct: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016793 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 325,000

F1 · price: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · balance_after: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes 75,000 common shares held directly by the reporting person.

F1 · ownership.direct: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Includes 75,000 common shares held directly by the reporting person.

F1 · ownership.nature: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016779 · doc4.xml · derivative · entry 2

FUSFIELD GLENN · CIK 0001128759 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,333

Underlying: Common Shares · 33,333 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, Fusfield Family Irrevocable Trust ("Fusfield Trust") purchased (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fusfield Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000. The reporting person has voting and dispositive power over the securities held by Fusfield Trust, and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date.

F1 · ownership.direct: On June 12, 2020, Fusfield Family Irrevocable Trust ("Fusfield Trust") purchased (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fusfield Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000. The reporting person has voting and dispositive power over the securities held by Fusfield Trust, and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, Fusfield Family Irrevocable Trust ("Fusfield Trust") purchased (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fusfield Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000. The reporting person has voting and dispositive power over the securities held by Fusfield Trust, and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016779 · doc4.xml · nonDerivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F1 · price: On June 12, 2020, Fusfield Family Irrevocable Trust ("Fusfield Trust") purchased (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fusfield Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000. The reporting person has voting and dispositive power over the securities held by Fusfield Trust, and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.direct: On June 12, 2020, Fusfield Family Irrevocable Trust ("Fusfield Trust") purchased (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fusfield Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000. The reporting person has voting and dispositive power over the securities held by Fusfield Trust, and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, Fusfield Family Irrevocable Trust ("Fusfield Trust") purchased (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fusfield Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000. The reporting person has voting and dispositive power over the securities held by Fusfield Trust, and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016786 · doc4.xml · derivative · entry 2

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,334

Underlying: Common Shares · 63,334 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, the reporting person purchased an aggregate of (i) 237,500 common shares and (ii) 63,334 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $950,000.

F3 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date

SEC source: 0000899243-20-016786 · doc4.xml · nonDerivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,053,436

F1 · price: On June 12, 2020, the reporting person purchased an aggregate of (i) 237,500 common shares and (ii) 63,334 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $950,000.

F2 · balance_after: Includes (i) 686,420 common shares held directly by the reporting person, (ii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iii) 32,379 common shares indirectly held by James Heyer Trust, (iv) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (v) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (ii) - (iv), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

F1 · ownership.direct: On June 12, 2020, the reporting person purchased an aggregate of (i) 237,500 common shares and (ii) 63,334 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $950,000.

F2 · ownership.direct: Includes (i) 686,420 common shares held directly by the reporting person, (ii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iii) 32,379 common shares indirectly held by James Heyer Trust, (iv) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (v) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (ii) - (iv), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

F1 · ownership.nature: On June 12, 2020, the reporting person purchased an aggregate of (i) 237,500 common shares and (ii) 63,334 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $950,000.

F2 · ownership.nature: Includes (i) 686,420 common shares held directly by the reporting person, (ii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iii) 32,379 common shares indirectly held by James Heyer Trust, (iv) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (v) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (ii) - (iv), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

SEC source: 0000899243-20-016787 · doc4.xml · derivative · entry 2

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,667

Underlying: Common Shares · 21,667 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, the reporting person purchased an aggregate of (i) 81,250 common shares and (ii) 21,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $325,000.

F3 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date.

SEC source: 0000899243-20-016787 · doc4.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,629

F1 · price: On June 12, 2020, the reporting person purchased an aggregate of (i) 81,250 common shares and (ii) 21,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $325,000.

F2 · balance_after: Includes 122,379 common shares held directly by the reporting person prior to June 12, 2020.

SEC source: 0000899243-20-016792 · doc4.xml · derivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, the reporting person and Heyer Investment Management LLC ("Heyer Management") purchased an aggregate of (i) 375,000 common shares and (ii) 100,000 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, Heyer Management, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,500,000. The reporting person directly acquired 250,000 common shares and 66,667 warrants to acquire common shares for a purchase price of $1,000,000, and Heyer Management acquired the balance of the securities for a purchase price of $500,000.

F4 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date.

F1 · ownership.direct: On June 12, 2020, the reporting person and Heyer Investment Management LLC ("Heyer Management") purchased an aggregate of (i) 375,000 common shares and (ii) 100,000 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, Heyer Management, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,500,000. The reporting person directly acquired 250,000 common shares and 66,667 warrants to acquire common shares for a purchase price of $1,000,000, and Heyer Management acquired the balance of the securities for a purchase price of $500,000.

F3 · ownership.direct: The reporting person is the managing member of Heyer Management and has voting and dispositive power of the securities held by such entity. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, the reporting person and Heyer Investment Management LLC ("Heyer Management") purchased an aggregate of (i) 375,000 common shares and (ii) 100,000 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, Heyer Management, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,500,000. The reporting person directly acquired 250,000 common shares and 66,667 warrants to acquire common shares for a purchase price of $1,000,000, and Heyer Management acquired the balance of the securities for a purchase price of $500,000.

F3 · ownership.nature: The reporting person is the managing member of Heyer Management and has voting and dispositive power of the securities held by such entity. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016792 · doc4.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 946,091

F1 · price: On June 12, 2020, the reporting person and Heyer Investment Management LLC ("Heyer Management") purchased an aggregate of (i) 375,000 common shares and (ii) 100,000 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, Heyer Management, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,500,000. The reporting person directly acquired 250,000 common shares and 66,667 warrants to acquire common shares for a purchase price of $1,000,000, and Heyer Management acquired the balance of the securities for a purchase price of $500,000.

F2 · balance_after: Includes (i) 290,697 common shares held directly by the reporting person, (ii) 150,878 common shares indirectly by Heyer Management, (iii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iv) 32,379 common shares indirectly held by James Heyer Trust, (v) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (vi) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (iii) - (vi), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

F1 · ownership.direct: On June 12, 2020, the reporting person and Heyer Investment Management LLC ("Heyer Management") purchased an aggregate of (i) 375,000 common shares and (ii) 100,000 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, Heyer Management, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,500,000. The reporting person directly acquired 250,000 common shares and 66,667 warrants to acquire common shares for a purchase price of $1,000,000, and Heyer Management acquired the balance of the securities for a purchase price of $500,000.

F2 · ownership.direct: Includes (i) 290,697 common shares held directly by the reporting person, (ii) 150,878 common shares indirectly by Heyer Management, (iii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iv) 32,379 common shares indirectly held by James Heyer Trust, (v) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (vi) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (iii) - (vi), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

F3 · ownership.direct: The reporting person is the managing member of Heyer Management and has voting and dispositive power of the securities held by such entity. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, the reporting person and Heyer Investment Management LLC ("Heyer Management") purchased an aggregate of (i) 375,000 common shares and (ii) 100,000 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, Heyer Management, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,500,000. The reporting person directly acquired 250,000 common shares and 66,667 warrants to acquire common shares for a purchase price of $1,000,000, and Heyer Management acquired the balance of the securities for a purchase price of $500,000.

F2 · ownership.nature: Includes (i) 290,697 common shares held directly by the reporting person, (ii) 150,878 common shares indirectly by Heyer Management, (iii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iv) 32,379 common shares indirectly held by James Heyer Trust, (v) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (vi) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (iii) - (vi), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

F3 · ownership.nature: The reporting person is the managing member of Heyer Management and has voting and dispositive power of the securities held by such entity. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016785 · doc4.xml · derivative · entry 2

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,667

Underlying: Common Shares · 6,667 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") purchased (i) 25,000 common shares and (ii) 6,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Stiefler Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $100,000. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date.

F1 · ownership.direct: On June 12, 2020, Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") purchased (i) 25,000 common shares and (ii) 6,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Stiefler Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $100,000. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") purchased (i) 25,000 common shares and (ii) 6,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Stiefler Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $100,000. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016785 · doc4.xml · nonDerivative · entry 1

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 66,431

F1 · price: On June 12, 2020, Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") purchased (i) 25,000 common shares and (ii) 6,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Stiefler Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $100,000. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes 41,431 common shares indirectly held by Stiefler Trust prior to June 12, 2020.

F1 · ownership.direct: On June 12, 2020, Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") purchased (i) 25,000 common shares and (ii) 6,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Stiefler Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $100,000. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") purchased (i) 25,000 common shares and (ii) 6,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Stiefler Trust, and the other investors named on the signature pages thereto, for an aggregate purchase price of $100,000. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016789 · doc4.xml · derivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Shares · 33,333 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, the reporting person purchased an aggregate of (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000.

F3 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date.

SEC source: 0000899243-20-016789 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: On June 12, 2020, the reporting person purchased an aggregate of (i) 125,000 common shares and (ii) 33,333 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, the reporting person, and the other investors named on the signature pages thereto, for an aggregate purchase price of $500,000.

F2 · balance_after: Includes 75,000 common shares held directly by the reporting person prior to June 12, 2020.

SEC source: 0000899243-21-014248 · doc4.xml · nonDerivative · entry 1

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stiefler Trust U/T/D 5/31/07

Disclosed balance after: 88,676

F1 · price: On March 29, 2021, 22,245 common shares of the Issuer (the "Common Shares") were issued to Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. Stiefler Trust received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities.

F2 · price: (Continued from footnote 1) The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes 66,431 Common Shares held prior to March 28, 2021, of which 41,431 Common Shares were held by Stiefler Trust and 25,000 Common Shares were held directly by the reporting person.

F1 · ownership.nature: On March 29, 2021, 22,245 common shares of the Issuer (the "Common Shares") were issued to Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. Stiefler Trust received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities.

F2 · ownership.nature: (Continued from footnote 1) The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-009283 · doc4.xml · nonDerivative · entry 1

STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner

Nemo Parent, Inc. · CIK 0001770500 · Director · 10% owner

Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Steiner Leisure Funds

Disclosed balance after: 8,548,130

F1 · shares: Pursuant to the Business Combination Agreement (as amended, the "Agreement"), dated November 1, 2018, by and among Steiner Leisure Limited ("Steiner Leisure,"), the issuer and the other parties thereto, Steiner Leisure was issued 350,000 common shares of the issuer (the "Shares") that were held in escrow to support the indemnification obligations of Steiner Leisure under the Agreement. The Shares were released from escrow to Steiner Leisure on March 19, 2020, the one year anniversary of the closing of the transactions contemplated by the Agreement, for no additional consideration in accordance with the terms of the Agreement.

F1 · price: Pursuant to the Business Combination Agreement (as amended, the "Agreement"), dated November 1, 2018, by and among Steiner Leisure Limited ("Steiner Leisure,"), the issuer and the other parties thereto, Steiner Leisure was issued 350,000 common shares of the issuer (the "Shares") that were held in escrow to support the indemnification obligations of Steiner Leisure under the Agreement. The Shares were released from escrow to Steiner Leisure on March 19, 2020, the one year anniversary of the closing of the transactions contemplated by the Agreement, for no additional consideration in accordance with the terms of the Agreement.

F2 · ownership.nature: Steiner Leisure is controlled by Nemo Parent, Inc., an international business company incorporated under the laws of the Commonwealth of the Bahamas. Nemo Parent, Inc. is 100% owned by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities.

F3 · ownership.nature: (Continued from Footnote 3) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. The address for Steiner Leisure is Suite 104A, Saffrey Square, Nassau, The Bahamas. The address for Nemo Investor Aggregator, Limited is c/o Mourant Ozannes Corporate Services (Cayman) Ltd., 94 Solaris Avenue, PO Box 1348, Camana Bay, Grand Cayman KY1-1108, Cayman Islands. The address for Nemo Parent, Inc. is c/o Lennox Paton Corporate Services Ltd., 3 Bayside Executive Park, West Bay Street, Nassau, The Bahamas.

SEC source: 0000899243-20-008257 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

SEC source: 0000899243-20-008209 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

SEC source: 0000899243-21-006295 · doc5.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 796,091

F1 · balance_after: Includes (i) 290,697 common shares held directly by the reporting person, (ii) 150,878 common shares indirectly by Heyer Investment Management LLC ("Heyer Management"), (iii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iv) 32,379 common shares indirectly held by James Heyer Trust, (v) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (vi) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (iii) - (vi), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

F1 · ownership.nature: Includes (i) 290,697 common shares held directly by the reporting person, (ii) 150,878 common shares indirectly by Heyer Investment Management LLC ("Heyer Management"), (iii) 32,379 common shares indirectly held by the Harris Reid Heyer Trust, (iv) 32,379 common shares indirectly held by James Heyer Trust, (v) 32,379 common shares indirectly held by the Peter Justin Heyer Trust, and (vi) 32,379 common shares indirectly held by the William Heyer Trust, prior to June 12, 2020. The reporting person is a trustee of the trusts named in clauses (iii) - (vi), and jointly holds voting and dispositive power of the securities held by such entities. As such, the reporting person may be deemed to have or share beneficial ownership of such securities.

F2 · ownership.nature: The reporting person is the managing member of Heyer Management and has voting and dispositive power of the securities held by such entity. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-001882 · doc4.xml · derivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,478

Underlying: Common Shares · 28,478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.