Tapewire

Nasdaq · USD

OSW

ONESPAWORLD HOLDINGS Ltd

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Tapewire entity
4411
SEC CIK
0001758488
Parsed reports
279

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2021 Filed Jul 1, 2021 20:35 UTC SaleCommon Shares 25,000 $9.10 $227,407.50
Disclosure

SEC source: 0000899243-21-026961 · doc4.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,091,141

F1 · kind: An aggregate of 25,000 common shares of the Issuer (the "Common Shares") were sold by Peter Justin Heyer Trust and Harris Reid Heyer Trust in connection with a registered, underwritten public offering of common shares of the Issuer by certain selling shareholders, which closed on June 28, 2021. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(5) on June 25, 2021.

F2 · kind: Peter Justin Heyer Trust sold 20,000 Common Shares and Harris Reid Heyer Trust sold 5,000 Common Shares.

F3 · balance_after: Includes (i) 560,199 Common Shares held directly by the reporting person, (ii) 356,886 Common Shares held by Heyer Investment Management LLC, (iii) 44,764 Common Shares held by Harris Reid Heyer Trust, (iv) 49,764 Common Shares held by James Heyer Trust, (v) 29,764 Common Shares held by Peter Justin Heyer Trust and (vi) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F4 · balance_after: (Continued from Footnote 3) Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3 · ownership.direct: Includes (i) 560,199 Common Shares held directly by the reporting person, (ii) 356,886 Common Shares held by Heyer Investment Management LLC, (iii) 44,764 Common Shares held by Harris Reid Heyer Trust, (iv) 49,764 Common Shares held by James Heyer Trust, (v) 29,764 Common Shares held by Peter Justin Heyer Trust and (vi) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F4 · ownership.direct: (Continued from Footnote 3) Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Includes (i) 560,199 Common Shares held directly by the reporting person, (ii) 356,886 Common Shares held by Heyer Investment Management LLC, (iii) 44,764 Common Shares held by Harris Reid Heyer Trust, (iv) 49,764 Common Shares held by James Heyer Trust, (v) 29,764 Common Shares held by Peter Justin Heyer Trust and (vi) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F4 · ownership.nature: (Continued from Footnote 3) Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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March 29, 2021 Filed Mar 31, 2021 17:30 UTC OtherCommon Shares 69,540 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-014254 · doc4.xml · nonDerivative · entry 2

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven Heyer Entities (as defined below)

Disclosed balance after: 1,380,223

F1 · price: On March 29, 2021, 257,247 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Steven Heyer Holders")with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively, the "Steven Heyer Entities") were each issued 17,385 Common Shares.

F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust.

F4 · ownership.direct: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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March 29, 2021 Filed Mar 31, 2021 17:30 UTC OtherCommon Shares 257,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-014254 · doc4.xml · nonDerivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,683

F1 · price: On March 29, 2021, 257,247 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Steven Heyer Holders")with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively, the "Steven Heyer Entities") were each issued 17,385 Common Shares.

F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust.

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March 29, 2021 Filed Mar 31, 2021 21:21 UTC OtherCommon Shares 65,707 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-014231 · doc4.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,336

F1 · price: On March 29, 2021, 65,707 common shares of the Issuer (the "Common Shares") were issued to the reporting person, with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The reporting person received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor.

F2 · balance_after: Includes 203,629 Common Shares held prior to March 29, 2021.

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March 29, 2021 Filed Mar 31, 2021 21:22 UTC OtherCommon Shares 261,848 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-014233 · doc4.xml · nonDerivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andrew Heyer Entities (as defined below)

Disclosed balance after: 1,227,441

F1 · price: On March 29, 2021, an aggregate of 431,350 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively.

F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust.

F4 · ownership.direct: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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March 29, 2021 Filed Mar 31, 2021 21:22 UTC OtherCommon Shares 169,502 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-014233 · doc4.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,593

F1 · price: On March 29, 2021, an aggregate of 431,350 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively.

F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust.

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March 29, 2021 Filed Apr 15, 2021 18:42 UTC Amendment OtherCommon Shares 180,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-015987 · doc4a.xml · nonDerivative · entry 2

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven Heyer Entities (as defined below)

Disclosed balance after: 1,491,523

F1 · price: On March 29, 2021, an aggregate of 438,087 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Steven Heyer Holders") with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Steven Heyer Entities") were issued 17,385, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively.

F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust.

F4 · ownership.direct: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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March 29, 2021 Filed Apr 15, 2021 18:42 UTC Amendment OtherCommon Shares 257,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-015987 · doc4a.xml · nonDerivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,683

F1 · price: On March 29, 2021, an aggregate of 438,087 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Steven Heyer Holders") with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Steven Heyer Entities") were issued 17,385, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively.

F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust.

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March 29, 2021 Filed Apr 15, 2021 22:41 UTC Amendment OtherCommon Shares 150,548 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-015986 · doc4a.xml · nonDerivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andrew Heyer Entities (as defined below)

Disclosed balance after: 1,116,141

F1 · price: On March 29, 2021, an aggregate of 320,050 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust and William Heyer Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, and 17,385 Common Shares, respectively.

F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust.

F4 · ownership.direct: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 29, 2021 Filed Apr 15, 2021 22:41 UTC Amendment OtherCommon Shares 169,502 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-015986 · doc4a.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,593

F1 · price: On March 29, 2021, an aggregate of 320,050 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares.

F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust and William Heyer Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, and 17,385 Common Shares, respectively.

F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust.

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March 23, 2021 Filed Mar 24, 2021 01:46 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Tax withholdingCommon Shares 26,197 $10.58 $277,164.26
Disclosure

SEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,296

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F4 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 23, 2021 Filed Mar 23, 2021 21:52 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 15,763 $10.58 $166,772.54
Disclosure

SEC source: 0000899243-21-013265 · doc4.xml · nonDerivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,902

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

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March 23, 2021 Filed Mar 24, 2021 22:14 UTC
Bonner Susan ReardonChief Commercial Officer
Tax withholdingCommon Shares 6,325 $10.56 $66,792.00
Disclosure

SEC source: 0000899243-21-013318 · doc4.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,441

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 22, 2021 Filed Mar 24, 2021 01:46 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Tax withholdingCommon Shares 40,463 $10.99 $444,688.37
Disclosure

SEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,493

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 22, 2021 Filed Mar 23, 2021 21:52 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 24,487 $10.99 $269,112.13
Disclosure

SEC source: 0000899243-21-013265 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,665

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 22:14 UTC
Bonner Susan ReardonChief Commercial Officer
Exercise / conversionPerformance Stock Units · Derivative 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-013318 · doc4.xml · derivative · entry 3

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,833

Underlying: Common Shares · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The units reported herein were granted outside of the company incentive award plans as "employment inducement grants" under NASDAQ Listing Rule 5635(c)(4).

F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · shares: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

F5 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

Read SEC document
March 22, 2021 Filed Mar 24, 2021 22:14 UTC
Bonner Susan ReardonChief Commercial Officer
Exercise / conversionCommon Shares 20,833 $11.09 $231,037.97
Disclosure

SEC source: 0000899243-21-013318 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

Read SEC document
March 19, 2021 Filed Mar 24, 2021 01:46 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Exercise / conversionPerformance Stock Units · Derivative 171,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-013263 · doc4.xml · derivative · entry 4

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,875

Underlying: Common Shares · 171,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

F4 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

Read SEC document
March 19, 2021 Filed Mar 24, 2021 01:46 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Exercise / conversionCommon Shares 171,875 $9.34 $1,605,312.50
Disclosure

SEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

Read SEC document
March 19, 2021 Filed Mar 23, 2021 21:52 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionPerformance Stock Units · Derivative 78,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-013265 · doc4.xml · derivative · entry 4

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,875

Underlying: Common Shares · 78,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

F5 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 21:52 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionCommon Shares 78,875 $9.34 $736,692.50
Disclosure

SEC source: 0000899243-21-013265 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:22 UTC
Bonner Susan ReardonChief Commercial Officer
Tax withholdingCommon Shares 6,103 $11.28 $68,827.80
Disclosure

SEC source: 0000899243-21-011157 · doc4.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,933

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.40, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, OneSpaWorld Holdings Ltd's (the "Company"), or any security holder of the comapany, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:22 UTC
Bonner Susan ReardonChief Commercial Officer
Exercise / conversionPerformance Stock Units · Derivative 20,834 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-011157 · doc4.xml · derivative · entry 3

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Common Shares · 20,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The units reported herein were granted outside of the company incentive award plans as "employment inducement grants" under NASDAQ Listing Rule 5635(c)(4).

F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F5 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F6 · derivative.exercise_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date.

F6 · derivative.expiration_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:22 UTC
Bonner Susan ReardonChief Commercial Officer
Exercise / conversionCommon Shares 20,834 $11.09 $231,049.06
Disclosure

SEC source: 0000899243-21-011157 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 23:07 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Tax withholdingCommon Shares 20,220 $9.21 $186,226.20
Disclosure

SEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,081

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs and Restricted Stock Units on January 21, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.29, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 23:06 UTC
FUSFIELD GLENNDirector · President and CEO
Tax withholdingCommon Shares 2,845 $9.21 $26,202.45
Disclosure

SEC source: 0000899243-21-003195 · doc4.xml · nonDerivative · entry 2

FUSFIELD GLENN · CIK 0001128759 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,648

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units on January 21, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.29, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 18:06 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 7,292 $9.21 $67,159.32
Disclosure

SEC source: 0000899243-21-003196 · doc4.xml · nonDerivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,277

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs and Restricted Stock Units on January 21, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.29, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 23:07 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Exercise / conversionRestricted Stock Units · Derivative 26,324 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003197 · doc4.xml · derivative · entry 4

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,938

Underlying: Common Shares · 26,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

F5 · derivative.exercise_date: On January 21, 2020, the reporting person was granted 78,973 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: On January 21, 2020, the reporting person was granted 78,973 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 23:07 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Exercise / conversionCommon Shares 26,324 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 23:07 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
GrantCommon Shares 26,324 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,977

F1 · shares: Performance Stock Units ("PSUs") vested on January 21, 2021. PSUs were originally granted based on certain performance criteria that was waived by the issuer's board of directors, but remain subject to time-vesting in one-third increments on each year beginning on the first anniversary of the date of grant.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 23:06 UTC
FUSFIELD GLENNDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 9,493 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003195 · doc4.xml · derivative · entry 3

FUSFIELD GLENN · CIK 0001128759 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,985

Underlying: Common Shares · 9,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.exercise_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

F4 · derivative.expiration_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 23:06 UTC
FUSFIELD GLENNDirector · President and CEO
Exercise / conversionCommon Shares 9,493 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003195 · doc4.xml · nonDerivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 18:06 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionRestricted Stock Units · Derivative 9,493 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003196 · doc4.xml · derivative · entry 4

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,009

Underlying: Common Shares · 9,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

F5 · derivative.exercise_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 18:06 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionCommon Shares 9,493 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003196 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 18:06 UTC
LAZARUS STEPHENCFO and COO
GrantCommon Shares 9,493 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003196 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,076

F1 · shares: Performance Stock Units ("PSUs") vested on January 21, 2021. PSUs were originally granted based on certain performance criteria that was waived by the issuer's board of directors, but remain subject to time-vesting in one-third increments on each year beginning on the first anniversary of the date of grant.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 00:03 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Tax withholdingCommon Shares 18,545 $8.47 $157,076.15
Disclosure

SEC source: 0000899243-21-002547 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,653

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units on January 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.40 to $8.51, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 19:07 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 8,511 $8.47 $72,088.17
Disclosure

SEC source: 0000899243-21-002551 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,583

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units on January 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.40 to $8.51, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2021 Filed Jan 16, 2021 00:44 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Tax withholdingCommon Shares 13,709 $8.58 $117,623.22
Disclosure

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 4

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,198

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 19:37 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 6,291 $8.58 $53,976.78
Disclosure

SEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 4

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,094

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:44 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Tax withholdingCommon Shares 8,081 $8.94 $72,244.14
Disclosure

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,907

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.74 to $9.00, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 19:37 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 3,709 $8.94 $33,158.46
Disclosure

SEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,385

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.80 to $9.00, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 13, 2021 Filed Jan 16, 2021 00:44 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Tax withholdingCommon Shares 29,762 $8.95 $266,369.90
Disclosure

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,988

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 13, 2021 Filed Jan 15, 2021 19:37 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 13,656 $8.95 $122,221.20
Disclosure

SEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,094

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 11, 2021 Filed Jan 16, 2021 00:44 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Exercise / conversionPerformance Stock Units · Derivative 171,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-002230 · doc4.xml · derivative · entry 5

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,750

Underlying: Common Shares · 171,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

F6 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F6 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

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January 11, 2021 Filed Jan 16, 2021 00:44 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
Exercise / conversionCommon Shares 171,875 $9.34 $1,605,312.50
Disclosure

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

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January 11, 2021 Filed Jan 15, 2021 19:37 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionPerformance Stock Units · Derivative 78,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-002228 · doc4.xml · derivative · entry 5

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,250

Underlying: Common Shares · 78,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

F6 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F6 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

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January 11, 2021 Filed Jan 15, 2021 19:37 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionCommon Shares 78,875 $9.34 $736,692.50
Disclosure

SEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

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December 23, 2020 Filed Dec 24, 2020 00:11 UTC
Bonner Susan ReardonChief Commercial Officer
Tax withholdingCommon Shares 6,631 $8.80 $58,356.78
Disclosure

SEC source: 0000899243-20-035049 · doc4.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,202

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

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December 21, 2020 Filed Dec 24, 2020 00:12 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
GrantRestricted Stock Units · Derivative 131,789 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-035051 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,262

Underlying: Common Shares · 131,789 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

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December 21, 2020 Filed Dec 23, 2020 19:15 UTC
LAZARUS STEPHENCFO and COO
GrantRestricted Stock Units · Derivative 47,524 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-035054 · doc4.xml · derivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,502

Underlying: Common Shares · 47,524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.