Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2021 Filed Jul 1, 2021 20:35 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 25,000 | $9.10 | $227,407.50 |
DisclosureSEC source: 0000899243-21-026961 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,091,141 F1 · kind: An aggregate of 25,000 common shares of the Issuer (the "Common Shares") were sold by Peter Justin Heyer Trust and Harris Reid Heyer Trust in connection with a registered, underwritten public offering of common shares of the Issuer by certain selling shareholders, which closed on June 28, 2021. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(5) on June 25, 2021. F2 · kind: Peter Justin Heyer Trust sold 20,000 Common Shares and Harris Reid Heyer Trust sold 5,000 Common Shares. F3 · balance_after: Includes (i) 560,199 Common Shares held directly by the reporting person, (ii) 356,886 Common Shares held by Heyer Investment Management LLC, (iii) 44,764 Common Shares held by Harris Reid Heyer Trust, (iv) 49,764 Common Shares held by James Heyer Trust, (v) 29,764 Common Shares held by Peter Justin Heyer Trust and (vi) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · balance_after: (Continued from Footnote 3) Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Includes (i) 560,199 Common Shares held directly by the reporting person, (ii) 356,886 Common Shares held by Heyer Investment Management LLC, (iii) 44,764 Common Shares held by Harris Reid Heyer Trust, (iv) 49,764 Common Shares held by James Heyer Trust, (v) 29,764 Common Shares held by Peter Justin Heyer Trust and (vi) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.direct: (Continued from Footnote 3) Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Includes (i) 560,199 Common Shares held directly by the reporting person, (ii) 356,886 Common Shares held by Heyer Investment Management LLC, (iii) 44,764 Common Shares held by Harris Reid Heyer Trust, (iv) 49,764 Common Shares held by James Heyer Trust, (v) 29,764 Common Shares held by Peter Justin Heyer Trust and (vi) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: (Continued from Footnote 3) Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 17:30 UTC |
HEYER STEVEN JDirector
|
OtherCommon Shares | 69,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-014254 · doc4.xml · nonDerivative · entry 2 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Heyer Entities (as defined below) Disclosed balance after: 1,380,223 F1 · price: On March 29, 2021, 257,247 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Steven Heyer Holders")with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively, the "Steven Heyer Entities") were each issued 17,385 Common Shares. F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust. F4 · ownership.direct: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 17:30 UTC |
HEYER STEVEN JDirector
|
OtherCommon Shares | 257,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-014254 · doc4.xml · nonDerivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310,683 F1 · price: On March 29, 2021, 257,247 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Steven Heyer Holders")with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively, the "Steven Heyer Entities") were each issued 17,385 Common Shares. F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:21 UTC |
McLallen Walter FieldDirector
|
OtherCommon Shares | 65,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-014231 · doc4.xml · nonDerivative · entry 1 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,336 F1 · price: On March 29, 2021, 65,707 common shares of the Issuer (the "Common Shares") were issued to the reporting person, with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The reporting person received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. F2 · balance_after: Includes 203,629 Common Shares held prior to March 29, 2021. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:22 UTC |
HEYER ANDREW RDirector
|
OtherCommon Shares | 261,848 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-014233 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Andrew Heyer Entities (as defined below) Disclosed balance after: 1,227,441 F1 · price: On March 29, 2021, an aggregate of 431,350 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively. F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust. F4 · ownership.direct: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:22 UTC |
HEYER ANDREW RDirector
|
OtherCommon Shares | 169,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-014233 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,593 F1 · price: On March 29, 2021, an aggregate of 431,350 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively. F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust. Read SEC document |
| March 29, 2021 Filed Apr 15, 2021 18:42 UTC Amendment |
HEYER STEVEN JDirector
|
OtherCommon Shares | 180,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015987 · doc4a.xml · nonDerivative · entry 2 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Heyer Entities (as defined below) Disclosed balance after: 1,491,523 F1 · price: On March 29, 2021, an aggregate of 438,087 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Steven Heyer Holders") with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Steven Heyer Entities") were issued 17,385, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively. F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust. F4 · ownership.direct: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The reporting person is a trustee of each of the Steven Heyer Entities. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2021 Filed Apr 15, 2021 18:42 UTC Amendment |
HEYER STEVEN JDirector
|
OtherCommon Shares | 257,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015987 · doc4a.xml · nonDerivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310,683 F1 · price: On March 29, 2021, an aggregate of 438,087 common shares of the Issuer (the "Common Shares") were issued to the reporting person, Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively with the reporting person, the "Steven Heyer Holders") with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Steven Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 257,247 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, William Heyer Trust, The Kate J Heyer 2013 Trust and The David H Heyer 2013 Trust (collectively, the "Steven Heyer Entities") were issued 17,385, 17,385, 17,385, 17,385, 55,650 and 55,650 Common Shares, respectively. F3 · balance_after: Includes an aggregate of 1,053,436 Common Shares held prior to March 29, 2021, of which (i) 923,920 Common Shares were held directly by the reporting person, (ii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iii) 32,379 Common Shares were held by James Heyer Trust, (iv) 32,379 Common Shares were held by Peter Justin Heyer Trust and (v) 32,379 Common Shares were held by William Heyer Trust. Read SEC document |
| March 29, 2021 Filed Apr 15, 2021 22:41 UTC Amendment |
HEYER ANDREW RDirector
|
OtherCommon Shares | 150,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015986 · doc4a.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Andrew Heyer Entities (as defined below) Disclosed balance after: 1,116,141 F1 · price: On March 29, 2021, an aggregate of 320,050 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust and William Heyer Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, and 17,385 Common Shares, respectively. F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust. F4 · ownership.direct: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC. Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2021 Filed Apr 15, 2021 22:41 UTC Amendment |
HEYER ANDREW RDirector
|
OtherCommon Shares | 169,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015986 · doc4a.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,593 F1 · price: On March 29, 2021, an aggregate of 320,050 common shares of the Issuer (the "Common Shares") were issued to the reporting person and Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust (collectively with the reporting person, the "Andrew Heyer Holders"), with no consideration being paid in connection therewith, in satisfaction of the Issuer's obligation to issue the Common Shares under the Business Combination Agreement, dated November 1, 2018 (as amended, the "BCA"), by and among the Issuer, Haymaker Sponsor LLC ("Haymaker Sponsor") and the other parties named therein. The Andrew Heyer Holders received the right in and to the Common Shares upon a distribution in kind from Haymaker Sponsor. The reporting person was directly issued 169,502 Common Shares. F2 · price: (Continued from footnote 1) Harris Reid Heyer Trust, Heyer Investment Management, LLC, James Heyer Trust, Peter Justin Heyer Trust and William Heyer Trust (collectively, the "Andrew Heyer Entities") were issued 17,385, 81,008, 17,385, 17,385, and 17,385 Common Shares, respectively. F3 · balance_after: Includes an aggregate of 796,091 Common Shares held prior to March 29, 2021, of which (i) 390,697 Common Shares were held directly by the reporting person, (ii) 275,878 Common Shares were held by Heyer Investment Management LLC, (iii) 32,379 Common Shares were held by Harris Reid Heyer Trust, (iv) 32,379 Common Shares were held by James Heyer Trust, (v) 32,379 Common Shares were held by Peter Justin Heyer Trust and (vi) 32,379 Common Shares were held by William Heyer Trust. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 01:46 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Tax withholdingCommon Shares | 26,197 | $10.58 | $277,164.26 |
DisclosureSEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 3 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,296 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F4 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 23, 2021 Filed Mar 23, 2021 21:52 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 15,763 | $10.58 | $166,772.54 |
DisclosureSEC source: 0000899243-21-013265 · doc4.xml · nonDerivative · entry 3 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,902 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 22:14 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Tax withholdingCommon Shares | 6,325 | $10.56 | $66,792.00 |
DisclosureSEC source: 0000899243-21-013318 · doc4.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,441 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 01:46 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Tax withholdingCommon Shares | 40,463 | $10.99 | $444,688.37 |
DisclosureSEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,493 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:52 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 24,487 | $10.99 | $269,112.13 |
DisclosureSEC source: 0000899243-21-013265 · doc4.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,665 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 22:14 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 20,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013318 · doc4.xml · derivative · entry 3 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 Underlying: Common Shares · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The units reported herein were granted outside of the company incentive award plans as "employment inducement grants" under NASDAQ Listing Rule 5635(c)(4). F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · shares: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date F5 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · derivative.exercise_date: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 22:14 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Exercise / conversionCommon Shares | 20,833 | $11.09 | $231,037.97 |
DisclosureSEC source: 0000899243-21-013318 · doc4.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date Read SEC document |
| March 19, 2021 Filed Mar 24, 2021 01:46 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Exercise / conversionPerformance Stock Units · Derivative | 171,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013263 · doc4.xml · derivative · entry 4 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,875 Underlying: Common Shares · 171,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date F4 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date Read SEC document |
| March 19, 2021 Filed Mar 24, 2021 01:46 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Exercise / conversionCommon Shares | 171,875 | $9.34 | $1,605,312.50 |
DisclosureSEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:52 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionPerformance Stock Units · Derivative | 78,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013265 · doc4.xml · derivative · entry 4 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,875 Underlying: Common Shares · 78,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. F5 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · derivative.exercise_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:52 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionCommon Shares | 78,875 | $9.34 | $736,692.50 |
DisclosureSEC source: 0000899243-21-013265 · doc4.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:22 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Tax withholdingCommon Shares | 6,103 | $11.28 | $68,827.80 |
DisclosureSEC source: 0000899243-21-011157 · doc4.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,933 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.40, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, OneSpaWorld Holdings Ltd's (the "Company"), or any security holder of the comapany, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:22 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 20,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-011157 · doc4.xml · derivative · entry 3 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,666 Underlying: Common Shares · 20,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The units reported herein were granted outside of the company incentive award plans as "employment inducement grants" under NASDAQ Listing Rule 5635(c)(4). F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company. F5 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company. F6 · derivative.exercise_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date. F6 · derivative.expiration_date: The Performance Stock Units vest upon the achievement of certain stock price hurdle objectives over the six year period following the grant date. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:22 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Exercise / conversionCommon Shares | 20,834 | $11.09 | $231,049.06 |
DisclosureSEC source: 0000899243-21-011157 · doc4.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 25% of the Performance Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 23:07 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Tax withholdingCommon Shares | 20,220 | $9.21 | $186,226.20 |
DisclosureSEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 3 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,081 F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs and Restricted Stock Units on January 21, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.29, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 23:06 UTC |
FUSFIELD GLENNDirector · President and CEO
|
Tax withholdingCommon Shares | 2,845 | $9.21 | $26,202.45 |
DisclosureSEC source: 0000899243-21-003195 · doc4.xml · nonDerivative · entry 2 FUSFIELD GLENN · CIK 0001128759 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,648 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units on January 21, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.29, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 18:06 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 7,292 | $9.21 | $67,159.32 |
DisclosureSEC source: 0000899243-21-003196 · doc4.xml · nonDerivative · entry 3 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,277 F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs and Restricted Stock Units on January 21, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.29, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 23:07 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Exercise / conversionRestricted Stock Units · Derivative | 26,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003197 · doc4.xml · derivative · entry 4 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,938 Underlying: Common Shares · 26,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis. F5 · derivative.exercise_date: On January 21, 2020, the reporting person was granted 78,973 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant. F5 · derivative.expiration_date: On January 21, 2020, the reporting person was granted 78,973 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 23:07 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Exercise / conversionCommon Shares | 26,324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 23:07 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
GrantCommon Shares | 26,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,977 F1 · shares: Performance Stock Units ("PSUs") vested on January 21, 2021. PSUs were originally granted based on certain performance criteria that was waived by the issuer's board of directors, but remain subject to time-vesting in one-third increments on each year beginning on the first anniversary of the date of grant. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 23:06 UTC |
FUSFIELD GLENNDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003195 · doc4.xml · derivative · entry 3 FUSFIELD GLENN · CIK 0001128759 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,985 Underlying: Common Shares · 9,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis. F4 · derivative.exercise_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant. F4 · derivative.expiration_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 23:06 UTC |
FUSFIELD GLENNDirector · President and CEO
|
Exercise / conversionCommon Shares | 9,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003195 · doc4.xml · nonDerivative · entry 1 FUSFIELD GLENN · CIK 0001128759 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 18:06 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003196 · doc4.xml · derivative · entry 4 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,009 Underlying: Common Shares · 9,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis. F5 · derivative.exercise_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant. F5 · derivative.expiration_date: On January 21, 2020, the reporting person was granted 28,478 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 18:06 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionCommon Shares | 9,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003196 · doc4.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 18:06 UTC |
LAZARUS STEPHENCFO and COO
|
GrantCommon Shares | 9,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003196 · doc4.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,076 F1 · shares: Performance Stock Units ("PSUs") vested on January 21, 2021. PSUs were originally granted based on certain performance criteria that was waived by the issuer's board of directors, but remain subject to time-vesting in one-third increments on each year beginning on the first anniversary of the date of grant. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 00:03 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Tax withholdingCommon Shares | 18,545 | $8.47 | $157,076.15 |
DisclosureSEC source: 0000899243-21-002547 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,653 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units on January 11, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.40 to $8.51, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 19:07 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 8,511 | $8.47 | $72,088.17 |
DisclosureSEC source: 0000899243-21-002551 · doc4.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,583 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units on January 11, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.40 to $8.51, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 15, 2021 Filed Jan 16, 2021 00:44 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Tax withholdingCommon Shares | 13,709 | $8.58 | $117,623.22 |
DisclosureSEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 4 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,198 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 19:37 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 6,291 | $8.58 | $53,976.78 |
DisclosureSEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 4 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,094 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 14, 2021 Filed Jan 16, 2021 00:44 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Tax withholdingCommon Shares | 8,081 | $8.94 | $72,244.14 |
DisclosureSEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 3 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,907 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.74 to $9.00, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 19:37 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 3,709 | $8.94 | $33,158.46 |
DisclosureSEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 3 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,385 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.80 to $9.00, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:44 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Tax withholdingCommon Shares | 29,762 | $8.95 | $266,369.90 |
DisclosureSEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,988 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 19:37 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 13,656 | $8.95 | $122,221.20 |
DisclosureSEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,094 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 16, 2021 00:44 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Exercise / conversionPerformance Stock Units · Derivative | 171,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-002230 · doc4.xml · derivative · entry 5 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,750 Underlying: Common Shares · 171,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. F6 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F6 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. Read SEC document |
| January 11, 2021 Filed Jan 16, 2021 00:44 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
Exercise / conversionCommon Shares | 171,875 | $9.34 | $1,605,312.50 |
DisclosureSEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. Read SEC document |
| January 11, 2021 Filed Jan 15, 2021 19:37 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionPerformance Stock Units · Derivative | 78,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-002228 · doc4.xml · derivative · entry 5 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,250 Underlying: Common Shares · 78,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. F6 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F6 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. Read SEC document |
| January 11, 2021 Filed Jan 15, 2021 19:37 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionCommon Shares | 78,875 | $9.34 | $736,692.50 |
DisclosureSEC source: 0000899243-21-002228 · doc4.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 00:11 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Tax withholdingCommon Shares | 6,631 | $8.80 | $58,356.78 |
DisclosureSEC source: 0000899243-20-035049 · doc4.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,202 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:12 UTC |
FLUXMAN LEONARD IDirector · Executive Chairman & Director
|
GrantRestricted Stock Units · Derivative | 131,789 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-035051 · doc4.xml · derivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,262 Underlying: Common Shares · 131,789 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company. F2 · derivative.exercise_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant. F2 · derivative.expiration_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:15 UTC |
LAZARUS STEPHENCFO and COO
|
GrantRestricted Stock Units · Derivative | 47,524 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-035054 · doc4.xml · derivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,502 Underlying: Common Shares · 47,524 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company. F2 · derivative.exercise_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant. F2 · derivative.expiration_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.