Tapewire

Nasdaq · USD

OSW

ONESPAWORLD HOLDINGS Ltd

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Tapewire entity
4411
SEC CIK
0001758488
Parsed reports
279

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2022 Filed Apr 1, 2022 00:08 UTC SaleCommon Shares 9,626 $10.52 $101,260.71
Disclosure

SEC source: 0000899243-22-012987 · doc4.xml · nonDerivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 521,316

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2022.

F3 · shares: The reported securities were sold by Heyer Investment Management, LLC.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $10.5900. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · balance_after: Includes (i) 347,260 common shares of the Issuer (the "Common Shares") held by Heyer Investment Management, LLC, (ii) 44,764 Common Shares held by Harris Reid Trust, (iii) 49,764 Common Shares held by James Heyer Trust, (iv) 29,764 Common Shares by Peter Justin Heyer Trust and (v) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F6 · balance_after: The reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.direct: Includes (i) 347,260 common shares of the Issuer (the "Common Shares") held by Heyer Investment Management, LLC, (ii) 44,764 Common Shares held by Harris Reid Trust, (iii) 49,764 Common Shares held by James Heyer Trust, (iv) 29,764 Common Shares by Peter Justin Heyer Trust and (v) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F6 · ownership.direct: The reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Includes (i) 347,260 common shares of the Issuer (the "Common Shares") held by Heyer Investment Management, LLC, (ii) 44,764 Common Shares held by Harris Reid Trust, (iii) 49,764 Common Shares held by James Heyer Trust, (iv) 29,764 Common Shares by Peter Justin Heyer Trust and (v) 49,764 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F6 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 29, 2022 Filed Apr 1, 2022 00:08 UTC SaleCommon Shares 9,594 $10.52 $100,920.25
Disclosure

SEC source: 0000899243-22-012987 · doc4.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,605

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $10.6100. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:07 UTC Disposition to issuerWarrants · Derivative 100 $3.00 Strike: $11.50 $300.00
Disclosure

SEC source: 0000899243-22-011561 · doc4.xml · derivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,008

Underlying: Common Shares · 100 shares

Expires 2024-03-19

Read SEC document
March 09, 2022 Filed Mar 11, 2022 00:05 UTC Disposition to issuerWarrants · Derivative 8,000 $3.00 Strike: $11.50 $24,000.00
Disclosure

SEC source: 0000899243-22-010569 · doc4.xml · derivative · entry 3

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,108

Underlying: Common Shares · 8,000 shares

Expires 2024-03-19

Read SEC document
March 09, 2022 Filed Mar 11, 2022 00:05 UTC SaleCommon Shares 8,000 $10.20 $81,600.00
Disclosure

SEC source: 0000899243-22-010569 · doc4.xml · nonDerivative · entry 2

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,336

Read SEC document
March 08, 2022 Filed Mar 9, 2022 22:15 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 14,530 $9.48 $137,744.40
Disclosure

SEC source: 0000899243-22-010215 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816,184

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.54, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 17:12 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 9,987 $9.48 $94,676.76
Disclosure

SEC source: 0000899243-22-010212 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,055

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.54, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 22:11 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 3,655 $9.48 $34,649.40
Disclosure

SEC source: 0000899243-22-010210 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,023

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.54, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 00:05 UTC SaleCommon Shares 6,000 $10.05 $60,300.00
Disclosure

SEC source: 0000899243-22-010569 · doc4.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,336

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:55 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 26,991 $9.57 $258,303.87
Disclosure

SEC source: 0000899243-22-007785 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830,714

F2 · kind: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F4 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the PSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.35 to $9.71, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:56 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 9,734 $9.57 $93,154.38
Disclosure

SEC source: 0000899243-22-007786 · doc4.xml · nonDerivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,042

F2 · kind: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F4 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the PSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.35 to $9.71, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:55 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 2,727 $9.57 $26,097.39
Disclosure

SEC source: 0000899243-22-007784 · doc4.xml · nonDerivative · entry 3

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,678

F2 · kind: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F4 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the PSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.35 to $9.71, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:55 UTC
FLUXMAN LEONARD IDirector · See Remarks
GrantCommon Shares 109,617 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007785 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857,705

F3 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"), which settle one-for-one in common shares upon vesting, which vesting will occur one-third on March 7, 2022 and two-thirds on December 5, 2022, subject to the Reporting Person's continued service through such date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:55 UTC
FLUXMAN LEONARD IDirector · See Remarks
GrantCommon Shares 215,080 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007785 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748,088

F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 21, 2020. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 21, 2022 and December 21, 2023.

F2 · shares: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:56 UTC
LAZARUS STEPHENCFO and COO
GrantCommon Shares 50,224 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007786 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,776

F3 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"), which settle one-for-one in common shares upon vesting, which vesting will occur one-third on March 7, 2022 and two-thirds on December 5, 2022, subject to the Reporting Person's continued service through such date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:56 UTC
LAZARUS STEPHENCFO and COO
GrantCommon Shares 77,559 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007786 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,111

F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 21, 2020. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 21, 2022 and December 21, 2023.

F2 · shares: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:55 UTC
Bonner Susan ReardonChief Commercial Officer
GrantCommon Shares 29,799 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007784 · doc4.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,405

F3 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"), which settle one-for-one in common shares upon vesting, which vesting will occur one-third on March 7, 2022 and two-thirds on December 5, 2022, subject to the Reporting Person's continued service through such date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:55 UTC
Bonner Susan ReardonChief Commercial Officer
GrantCommon Shares 21,725 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007784 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,606

F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 21, 2020. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 21, 2022 and December 21, 2023.

F2 · shares: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

Read SEC document
January 21, 2022 Filed Jan 26, 2022 01:27 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 21,140 $10.11 $213,725.40
Disclosure

SEC source: 0000899243-22-003232 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,008

F1 · kind: Each Restricted Stock Unit and each Performance Stock Unit represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units ("RSUs") and/or Performance Stock Units ("PSUs"), as applicable.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.205, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2022 Filed Jan 26, 2022 01:27 UTC
FLUXMAN LEONARD IDirector · See Remarks
GrantCommon Shares 26,325 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003232 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,148

F4 · shares: The reported securities are common shares received in connection with the vesting of PSUs.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 20:23 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 11,434 $10.11 $115,597.74
Disclosure

SEC source: 0000899243-22-003229 · doc4.xml · nonDerivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,552

F1 · kind: Each Restricted Stock Unit and each Performance Stock Unit represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units ("RSUs") and/or Performance Stock Units ("PSUs"), as applicable.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.205, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 20:23 UTC
LAZARUS STEPHENCFO and COO
GrantCommon Shares 9,492 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003229 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,986

F4 · shares: The reported securities are common shares received in connection with the vesting of PSUs.

Read SEC document
December 21, 2021 Filed Jan 26, 2022 01:27 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 16,800 $9.56 $160,608.00
Disclosure

SEC source: 0000899243-22-003232 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,823

F1 · kind: Each Restricted Stock Unit and each Performance Stock Unit represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units ("RSUs") and/or Performance Stock Units ("PSUs"), as applicable.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.48 to $9.61, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW", the "Issuer"), any security holder of OSW, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2021 Filed Jan 25, 2022 20:23 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 11,889 $9.56 $113,658.84
Disclosure

SEC source: 0000899243-22-003229 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,494

F1 · kind: Each Restricted Stock Unit and each Performance Stock Unit represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units ("RSUs") and/or Performance Stock Units ("PSUs"), as applicable.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.48 to $9.61, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW", the "Issuer"), any security holder of OSW, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2021 Filed Jan 26, 2022 01:03 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 2,082 $9.56 $19,903.92
Disclosure

SEC source: 0000899243-22-003216 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,881

F1 · kind: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units ("RSUs").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.48 to $9.61, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW", the "Issuer"), any security holder of OSW, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:56 UTC Disposition to issuerWarrants (right to buy) · Derivative 100 $3.00 Strike: $5.75 $300.00
Disclosure

SEC source: 0000899243-21-048630 · doc4.xml · derivative · entry 2

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,567

Underlying: Common Shares · 100 shares

Expires 2025-06-12

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:56 UTC Disposition to issuerWarrants (right to buy) · Derivative 10,000 $3.00 Strike: $5.75 $30,000.00
Disclosure

SEC source: 0000899243-21-048630 · doc4.xml · derivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Shares · 10,000 shares

Expires 2025-06-12

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:36 UTC
FLUXMAN LEONARD IDirector · See Remarks
GrantCommon Shares 130,207 $10.01 $1,303,372.07
Disclosure

SEC source: 0000899243-21-047603 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,623

F1 · shares: The reported transaction involved a grant of the Issuer's restricted stock units ("RSUs") which vest one-third on each of the first three anniversaries of the grant date and settle one-for-one in common shares.

F2 · balance_after: The reported amount includes the 130,207 newly granted RSUs, 537,306 RSUs previously reported in Table II of a previous Form 4 filed by the reporting person, and 877,110 common shares.

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December 07, 2021 Filed Dec 9, 2021 19:28 UTC
LAZARUS STEPHENCFO and COO
GrantCommon Shares 52,427 $10.01 $524,794.27
Disclosure

SEC source: 0000899243-21-047596 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,383

F1 · shares: The reported transaction involved a grant of the Issuer's restricted stock units ("RSUs") which vest one-third on each of the first three anniversaries of the grant date and settle one-for-one in common shares.

F2 · balance_after: The reported amount includes the 52,427 newly granted RSUs, 238,811 RSUs previously reported in Table II of a previous Form 4 filed by the reporting person, and 241,145 common shares.

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December 07, 2021 Filed Dec 10, 2021 00:29 UTC
Bonner Susan ReardonChief Commercial Officer
GrantCommon Shares 30,048 $10.01 $300,780.48
Disclosure

SEC source: 0000899243-21-047598 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,963

F1 · shares: The reported transaction involved a grant of the Issuer's restricted stock units ("RSUs") which vest one-third on each of the first three anniversaries of the grant date and settle one-for-one in common shares.

F2 · balance_after: The reported amount includes the 30,048 newly granted RSUs, 101,729 RSUs previously reported in Table II of a previous Form 4 filed by the reporting person, and 45,186 common shares.

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October 13, 2021 Filed Oct 15, 2021 18:34 UTC
Bonner Susan ReardonChief Commercial Officer
GrantRestricted Stock Units · Derivative 44,209 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-040362 · doc4.xml · derivative · entry 3

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,729

Underlying: Common Shares · 44,209 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F5 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments on each of the first three anniversaries of the grant date.

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October 13, 2021 Filed Oct 15, 2021 18:34 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 13,225 $10.78 $142,503.34
Disclosure

SEC source: 0000899243-21-040362 · doc4.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,186

F2 · kind: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.68 to $10.82, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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October 13, 2021 Filed Oct 15, 2021 18:34 UTC
Bonner Susan ReardonChief Commercial Officer
Exercise / conversionCommon Shares 44,209 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-040362 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: One-third of the Restricted Stock Units awarded on October 13, 2020 vested upon achieving the vesting conditions.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

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August 18, 2021 Filed Aug 20, 2021 21:31 UTC
FLUXMAN LEONARD IDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 229,167 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033845 · doc4.xml · derivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,306

Underlying: Common Shares · 229,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.expiration_date: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

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August 18, 2021 Filed Aug 20, 2021 21:31 UTC
FLUXMAN LEONARD IDirector · See Remarks
Tax withholdingCommon Shares 88,353 $9.20 $812,847.60
Disclosure

SEC source: 0000899243-21-033845 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,110

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 18, 2021 Filed Aug 20, 2021 21:31 UTC
FLUXMAN LEONARD IDirector · See Remarks
Exercise / conversionCommon Shares 229,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-033845 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · price: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

Read SEC document
August 18, 2021 Filed Aug 20, 2021 17:31 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionRestricted Stock Units · Derivative 105,167 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033844 · doc4.xml · derivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,811

Underlying: Common Shares · 105,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.expiration_date: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

Read SEC document
August 18, 2021 Filed Aug 20, 2021 17:31 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 64,022 $9.20 $589,002.40
Disclosure

SEC source: 0000899243-21-033844 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,145

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 17:31 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionCommon Shares 105,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-033844 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · price: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

Read SEC document
August 03, 2021 Filed Aug 6, 2021 21:12 UTC GrantRestricted Stock Unit · Derivative 10,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031936 · doc4.xml · derivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,215

Underlying: Common Shares · 10,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

Read SEC document
August 03, 2021 Filed Aug 6, 2021 17:14 UTC GrantRestricted Stock Units · Derivative 22,983 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031942 · doc4.xml · derivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,417

Underlying: Common Shares · 22,983 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · balance_after: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F2 · balance_after: Includes 52,434 Restricted Stock Units for which the reporting person elected to defer settlement and delivery of the underlying Common Shares until after 60 days following the reporting person's termination of service to the Issuer.

Read SEC document
August 03, 2021 Filed Aug 6, 2021 21:16 UTC GrantRestricted Stock Unit · Derivative 10,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031944 · doc4.xml · derivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,821

Underlying: Common Shares · 10,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · balance_after: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F2 · balance_after: Includes 17,606 Restricted Stock Units for which the reporting person elected to defer settlement and delivery of the underlying Common Shares until after 60 days following the reporting person's termination of service to the Issuer.

Read SEC document
August 03, 2021 Filed Aug 6, 2021 21:17 UTC GrantRestricted Stock Units · Derivative 15,322 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031946 · doc4.xml · derivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,346

Underlying: Common Shares · 15,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · balance_after: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F2 · balance_after: Includes 36,024 Restricted Stock Units for which the reporting person elected to defer settlement and delivery of the underlying Common Shares until after 60 days following the reporting person's termination of service to the Issuer.

Read SEC document
August 03, 2021 Filed Aug 6, 2021 21:15 UTC GrantRestricted Stock Unit · Derivative 17,365 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031943 · doc4.xml · derivative · entry 1

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,911

Underlying: Common Shares · 17,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · balance_after: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F2 · balance_after: Includes 39,546 Restricted Stock Units for which the reporting person elected to defer settlement and delivery of the underlying Common Shares until after 60 days following the reporting person's termination of service to the Issuer.

Read SEC document
August 03, 2021 Filed Aug 6, 2021 21:11 UTC GrantRestricted Stock Units · Derivative 15,322 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031935 · doc4.xml · derivative · entry 1

Banikarim Maryam · CIK 0001515359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,730

Underlying: Common Shares · 15,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · balance_after: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F2 · balance_after: Includes 26,408 Restricted Stock Units for which the reporting person elected to defer settlement and delivery of the underlying Common Shares until after 60 days following the reporting person's termination of service to the Issuer.

Read SEC document
August 03, 2021 Filed Aug 6, 2021 21:14 UTC GrantRestricted Stock Units · Derivative 15,322 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031940 · doc4.xml · derivative · entry 1

POWELL STEPHEN W. · CIK 0001770759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,346

Underlying: Common Shares · 15,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F1 · balance_after: Each Restricted Stock Unit represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

F2 · balance_after: Includes 36,024 Restricted Stock Units for which the reporting person elected to defer settlement and delivery of the underlying Common Shares until after 60 days following the reporting person's termination of service to the Issuer.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 16:43 UTC
STEINER LEISURE LtdDirector · 10% owner
Nemo Parent, Inc.Director · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
SaleCommon Shares 9,469,211 $9.10 $86,134,784.02
Disclosure

SEC source: 0000899243-21-026757 · doc4.xml · nonDerivative · entry 1

STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner

Nemo Parent, Inc. · CIK 0001770500 · Director · 10% owner

Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 19,097,669

F1 · kind: An aggregate of 9,469,211 common shares of the Issuer (the "Common Shares") were sold by Steiner Leisure Limited ("Steiner Leisure" ) in connection with a registered, underwritten public offering of (the "Secondary Offering") common shares of the Issuer by certain selling shareholders, which closed on June 28, 2021. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(5) on June 25, 2021. The Common Shares sold by the reporting person consisted of 5,705,625 voting common shares of the Issuer and 3,763,586 non-voting common shares of the Issuer. Upon their sale to the underwriters in the Secondary Offering, the non-voting common shares of the Issuer sold by the reporting person automatically converted into voting common shares of the Issuer. The Common Shares sold by the reporting person included shares sold pursuant to the exercise in full of the underwriters' option to purchase additional common shares from the reporting person.

F2 · balance_after: Of the 19,097,669 common shares of the Issuer beneficially owned by the reporting person following the Secondary Offering, 13,421,914 shares are non-voting common shares of the Issuer and 5,675,755 shares are voting common shares of the Issuer. Steiner Leisure is controlled by Nemo Parent, Inc., an international business company incorporated under the laws of the Commonwealth of the Bahamas. Nemo Parent, Inc. is 100% owned by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited.

F3 · balance_after: (Continued from footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares.

F2 · ownership.direct: Of the 19,097,669 common shares of the Issuer beneficially owned by the reporting person following the Secondary Offering, 13,421,914 shares are non-voting common shares of the Issuer and 5,675,755 shares are voting common shares of the Issuer. Steiner Leisure is controlled by Nemo Parent, Inc., an international business company incorporated under the laws of the Commonwealth of the Bahamas. Nemo Parent, Inc. is 100% owned by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited.

F3 · ownership.direct: (Continued from footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares.

F2 · ownership.nature: Of the 19,097,669 common shares of the Issuer beneficially owned by the reporting person following the Secondary Offering, 13,421,914 shares are non-voting common shares of the Issuer and 5,675,755 shares are voting common shares of the Issuer. Steiner Leisure is controlled by Nemo Parent, Inc., an international business company incorporated under the laws of the Commonwealth of the Bahamas. Nemo Parent, Inc. is 100% owned by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited.

F3 · ownership.nature: (Continued from footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares.

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June 28, 2021 Filed Jun 30, 2021 20:44 UTC SaleCommon Shares 125,000 $9.10 $1,137,037.50
Disclosure

SEC source: 0000899243-21-026761 · doc4.xml · nonDerivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fusfield Family Irrevocable Trust

Disclosed balance after: 6,648

F1 · kind: 125,000 common shares of the Issuer (the "Common Shares") were sold by Fusfield Family Irrevocable Trust (the "Fusfield Trust") in connection with a registered, underwritten public offering of common shares of the Issuer by certain selling shareholders, which closed on June 28, 2021. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(5) on June 25, 2021.

F2 · ownership.direct: The reporting person has voting and dispositive power over the securities held by Fusfield Trust, and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 28, 2021 Filed Jun 30, 2021 20:44 UTC SaleCommon Shares 15,000 $9.10 $136,444.50
Disclosure

SEC source: 0000899243-21-026762 · doc4.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,336

F1 · kind: 15,000 common shares of the Issuer (the "Common Shares") were sold by the reporting person in connection with a registered, underwritten public offering of common shares of the Issuer by certain selling shareholders, which closed on June 28, 2021. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(5) on June 25, 2021.

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June 28, 2021 Filed Jun 30, 2021 20:47 UTC SaleCommon Shares 25,000 $9.10 $227,407.50
Disclosure

SEC source: 0000899243-21-026764 · doc4.xml · nonDerivative · entry 1

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stiefler Trust U/T/D 5/31/07

Disclosed balance after: 63,676

F1 · kind: 25,000 common shares of the Issuer (the "Common Shares") were sold by Stiefler Trust U/T/D 5/31/07 (the "Stiefler Trust") in connection with a registered, underwritten public offering of common shares of the Issuer by certain selling shareholders, which closed on June 28, 2021. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(5) on June 25, 2021.

F2 · balance_after: Includes (i) 25,000 Common Shares held directly by the reporting person and (ii) 38,676 Common Shares held by Stiefler Trust. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Includes (i) 25,000 Common Shares held directly by the reporting person and (ii) 38,676 Common Shares held by Stiefler Trust. The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.