Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2023 Filed Jul 28, 2023 23:40 UTC |
McLallen Walter FieldDirector
|
GrantCommon Shares | 8,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035631 · ownership.xml · nonDerivative · entry 1 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,848 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 23:50 UTC |
HEYER ANDREW RDirector
|
GrantCommon Shares | 12,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035643 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,924 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 23:44 UTC |
STIEFLER JEFFREY EDirector
|
GrantCommon Shares | 14,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035640 · ownership.xml · nonDerivative · entry 1 STIEFLER JEFFREY E · CIK 0001227965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,572 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 23:59 UTC |
Banikarim MaryamDirector
|
GrantCommon Shares | 12,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035648 · ownership.xml · nonDerivative · entry 1 Banikarim Maryam · CIK 0001515359 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,446 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 23:55 UTC |
Magliacano MarcDirector
|
GrantCommon Shares | 12,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035645 · ownership.xml · nonDerivative · entry 1 Magliacano Marc · CIK 0001770264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,035 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. F2 · shares: Marc Magliacano has entered into a Nominee and Indemnity Agreement, pursuant to which he has agreed that all equity awards granted to him for his service as director of the Issuer are held, from the date of grant, for the benefit of CP7 Nemo Investment, L.P. ("CP7 Nemo Investment"). CP7 Nemo Investment, together with CP7 Caledonia AIV GP, LLP, as the general partner of CP7 Nemo Investment (each of the foregoing, the "L Catterton Entities"), may be deemed to have shared beneficial ownership of the equity awards granted to and held by Mr. Magliacano. Solely for purposes of Section 16 of the Securities and Exchange Act of 1934, the L Catterton Entities may be deemed directors by deputization with respect to the Issuer. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 23:44 UTC |
POWELL STEPHEN W.Director
|
GrantCommon Shares | 18,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035639 · ownership.xml · nonDerivative · entry 1 POWELL STEPHEN W. · CIK 0001770759 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,837 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 23:42 UTC |
Hasiba AdamDirector
|
GrantCommon Shares | 8,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035636 · ownership.xml · nonDerivative · entry 1 Hasiba Adam · CIK 0001814687 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,833 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 16:15 UTC |
STEINER LEISURE LtdDirector
Nemo Investor Aggregator, LtdDirector
|
SaleCommon Shares | 3,200,000 | $10.29 | $32,928,000.00 |
DisclosureSEC source: 0000899243-23-016350 · doc4.xml · nonDerivative · entry 1 STEINER LEISURE Ltd · CIK 0001018946 · Director Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 7,960,760 F1 · kind: The reported securities were sold by Steiner Leisure Ltd. ("SLL") pursuant to Rule 144 under the Securities Act of 1933, as amended. F2 · ownership.nature: SLL is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Based upon the foregoing, each director of Nemo Investor Aggregator, Limited disclaims beneficial ownership of such shares. Read SEC document |
| June 06, 2023 Filed Jun 6, 2023 16:05 UTC |
STEINER LEISURE LtdDirector · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
|
SaleCommon Shares | 1,350,000 | $9.63 | $12,993,750.00 |
DisclosureSEC source: 0000950170-23-026623 · ownership.xml · nonDerivative · entry 1 STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 11,160,760 F1 · kind: The reported sale was effected pursuant to an exercise by the underwriters of their option to purchase additional common shares of OneSpaWorld Holdings, Ltd. (the "Issuer") in connection with a previously reported underwritten public offering (the "Secondary Offering") that originally closed on May 19, 2023. The common shares sold by Steiner Leisure Ltd. ("SLL") consisted of 1,350,000 voting shares of the Issuer and the sale of such additional common shares closed on June 6, 2023. F2 · price: This amount represents a public offering price of $10.00 per share of the Issuer, less an underwriting discount of $0.375 per share for shares sold in the Secondary Offering. F3 · ownership.nature: Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. F4 · ownership.nature: (Continued from footnote 3) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:22 UTC |
STEINER LEISURE LtdDirector · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
|
Exercise / conversionWarrants · Derivative | 4,004,999 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0000950170-23-023144 · ownership.xml · derivative · entry 4 STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Shares · 4,004,999 shares Expires 2025-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. F3 · ownership.nature: (Continued from footnote 2) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:22 UTC |
STEINER LEISURE LtdDirector · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
|
SaleCommon Shares | 8,970,000 | $9.63 | $86,336,250.00 |
DisclosureSEC source: 0000950170-23-023144 · ownership.xml · nonDerivative · entry 3 STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 12,510,760 F4 · kind: An aggregate of 8,970,000 common shares of the Issuer will be sold, subject to customary closing conditions, by SLL pursuant to an underwriting agreement, dated May 16, 2023, in connection with a registered, underwritten public offering (the "Secondary Offering") of common shares of the Issuer by SLL and certain other selling shareholders, which closes on May 19, 2023. The common shares being sold by SLL consists of 5,935,896 voting common shares of the Issuer and 3,034,104 non-voting common shares of the Issuer. Upon their sale to the underwriters in the Secondary Offering, the non-voting common shares of the Issuer being sold by the reporting person automatically convert into voting common shares of the Issuer. Following the Secondary Offering, SLL will convert all remaining non-voting shares into voting shares of the Issuer. F4 · balance_after: An aggregate of 8,970,000 common shares of the Issuer will be sold, subject to customary closing conditions, by SLL pursuant to an underwriting agreement, dated May 16, 2023, in connection with a registered, underwritten public offering (the "Secondary Offering") of common shares of the Issuer by SLL and certain other selling shareholders, which closes on May 19, 2023. The common shares being sold by SLL consists of 5,935,896 voting common shares of the Issuer and 3,034,104 non-voting common shares of the Issuer. Upon their sale to the underwriters in the Secondary Offering, the non-voting common shares of the Issuer being sold by the reporting person automatically convert into voting common shares of the Issuer. Following the Secondary Offering, SLL will convert all remaining non-voting shares into voting shares of the Issuer. F2 · ownership.nature: Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. F3 · ownership.nature: (Continued from footnote 2) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:22 UTC |
STEINER LEISURE LtdDirector · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
|
SaleCommon Shares | 1,882,049 | $12.24 | $23,036,279.76 |
DisclosureSEC source: 0000950170-23-023144 · ownership.xml · nonDerivative · entry 2 STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 21,480,760 F1 · kind: On May 16, 2023, Steiner Leisure Ltd. ("SLL") exercised a warrant to purchase 4,004,999 non-voting shares of OneSpaWorld Holdings Ltd. ("OSW" or the "Issuer") for $5.75 a share. SLL paid the exercise price on a cashless basis, resulting in OSW's withholding of 1,882,049 non-voting shares to pay the exercise price (the "Cashless Exercise"). Following the Cashless Exercise, SLL held 15,544,864 non-voting common shares of the Issuer and 5,935,896 voting common shares of the Issuer. F1 · balance_after: On May 16, 2023, Steiner Leisure Ltd. ("SLL") exercised a warrant to purchase 4,004,999 non-voting shares of OneSpaWorld Holdings Ltd. ("OSW" or the "Issuer") for $5.75 a share. SLL paid the exercise price on a cashless basis, resulting in OSW's withholding of 1,882,049 non-voting shares to pay the exercise price (the "Cashless Exercise"). Following the Cashless Exercise, SLL held 15,544,864 non-voting common shares of the Issuer and 5,935,896 voting common shares of the Issuer. F2 · ownership.nature: Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. F3 · ownership.nature: (Continued from footnote 2) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:22 UTC |
STEINER LEISURE LtdDirector · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
|
Exercise / conversionCommon Shares | 4,004,999 | $5.75 | $23,028,744.25 |
DisclosureSEC source: 0000950170-23-023144 · ownership.xml · nonDerivative · entry 1 STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 23,362,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On May 16, 2023, Steiner Leisure Ltd. ("SLL") exercised a warrant to purchase 4,004,999 non-voting shares of OneSpaWorld Holdings Ltd. ("OSW" or the "Issuer") for $5.75 a share. SLL paid the exercise price on a cashless basis, resulting in OSW's withholding of 1,882,049 non-voting shares to pay the exercise price (the "Cashless Exercise"). Following the Cashless Exercise, SLL held 15,544,864 non-voting common shares of the Issuer and 5,935,896 voting common shares of the Issuer. F2 · ownership.nature: Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. F3 · ownership.nature: (Continued from footnote 2) Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:30 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
Exercise / conversionWarrants (right to buy) · Derivative | 66,667 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0000899243-23-013286 · doc4.xml · derivative · entry 4 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Fluxman Family Holdings LLC Disclosed balance after: 0 Underlying: Common Shares · 66,667 shares Expires 2025-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:30 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
Exercise / conversionCommon Shares | 66,667 | $5.75 | $383,335.25 |
DisclosureSEC source: 0000899243-23-013286 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Fluxman Family Holdings LLC Disclosed balance after: 316,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:20 UTC |
McLallen Walter FieldDirector
|
SaleCommon Shares | 30,000 | $9.63 | $288,750.00 |
DisclosureSEC source: 0000950170-23-023141 · ownership.xml · nonDerivative · entry 1 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,444 F1 · kind: 30,000 common shares of the Issuer will be sold, subject to customary closing conditions, by Walter McLallen pursuant to an underwriting agreement, dated May 16, 2023, in connection with a registered, underwritten public offering of common shares of the Issuer by Mr. McLallen and certain other selling shareholders, which closes on May 19, 2023. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:17 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionWarrants (right to buy) · Derivative | 33,333 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0000950170-23-023140 · ownership.xml · derivative · entry 3 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 33,333 shares Expires 2025-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:17 UTC |
LAZARUS STEPHENCFO and COO
|
SaleCommon Shares | 15,665 | $12.24 | $191,739.60 |
DisclosureSEC source: 0000950170-23-023140 · ownership.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 570,016 F1 · kind: On May 16, 2023, the Reporting Person exercised a warrant to purchase 33,333 common shares of OneSpaWorld Holdings Ltd. ("OSW" or the "Issuer") for $5.75 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in OSW's withholding of 15,665 common shares to pay the exercise price. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:17 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionCommon Shares | 33,333 | $5.75 | $191,664.75 |
DisclosureSEC source: 0000950170-23-023140 · ownership.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 18:13 UTC |
STEINER LEISURE LtdDirector · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
|
Disposition to issuerWarrants · Derivative | 1,486,520 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-011825 · doc4.xml · derivative · entry 2 STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Shares · 1,486,520 shares Expires 2024-03-19 F1 · kind: Steiner Leisure Ltd. exchanged 1,486,520 warrants for 260,141 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and Steiner Leisure Ltd. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: Steiner Leisure Ltd. exchanged 1,486,520 warrants for 260,141 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and Steiner Leisure Ltd. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F4 · derivative.exercise_date: The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. F2 · ownership.direct: Of the 19,357,810 common shares of the Issuer beneficially owned by the reporting person, 13,421,914 shares are non-voting common shares of the Issuer and 5,935,896 shares are voting common shares of the Issuer. Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. F3 · ownership.direct: (Continued from Footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. F2 · ownership.nature: Of the 19,357,810 common shares of the Issuer beneficially owned by the reporting person, 13,421,914 shares are non-voting common shares of the Issuer and 5,935,896 shares are voting common shares of the Issuer. Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. F3 · ownership.nature: (Continued from Footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 18:13 UTC |
STEINER LEISURE LtdDirector · 10% owner
Nemo Investor Aggregator, LtdDirector · 10% owner
|
GrantCommon Shares | 260,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011825 · doc4.xml · nonDerivative · entry 1 STEINER LEISURE Ltd · CIK 0001018946 · Director · 10% owner Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 19,357,810 F1 · kind: Steiner Leisure Ltd. exchanged 1,486,520 warrants for 260,141 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and Steiner Leisure Ltd. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: Steiner Leisure Ltd. exchanged 1,486,520 warrants for 260,141 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and Steiner Leisure Ltd. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · acquired: Steiner Leisure Ltd. exchanged 1,486,520 warrants for 260,141 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and Steiner Leisure Ltd. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · balance_after: Of the 19,357,810 common shares of the Issuer beneficially owned by the reporting person, 13,421,914 shares are non-voting common shares of the Issuer and 5,935,896 shares are voting common shares of the Issuer. Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. F3 · balance_after: (Continued from Footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. F2 · ownership.direct: Of the 19,357,810 common shares of the Issuer beneficially owned by the reporting person, 13,421,914 shares are non-voting common shares of the Issuer and 5,935,896 shares are voting common shares of the Issuer. Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. F3 · ownership.direct: (Continued from Footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. F2 · ownership.nature: Of the 19,357,810 common shares of the Issuer beneficially owned by the reporting person, 13,421,914 shares are non-voting common shares of the Issuer and 5,935,896 shares are voting common shares of the Issuer. Steiner Leisure Ltd is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. F3 · ownership.nature: (Continued from Footnote 2) Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, no director of Nemo Investor Aggregator, Limited exercises voting or dispositive control over any of the securities held by Steiner Leisure Ltd, even those in which he or she directly holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such shares. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 18:11 UTC |
HEYER STEVEN JDirector
|
Disposition to issuerWarrants · Derivative | 734,890 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-011823 · doc4.xml · derivative · entry 3 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 734,890 shares Expires 2024-03-19 F1 · kind: The reporting person exchanged 734,890 warrants for 128,605 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 734,890 warrants for 128,605 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F3 · derivative.exercise_date: The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 18:11 UTC |
HEYER STEVEN JDirector
|
GrantCommon Shares | 128,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011823 · doc4.xml · nonDerivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 941,855 F1 · kind: The reporting person exchanged 734,890 warrants for 128,605 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 734,890 warrants for 128,605 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · acquired: The reporting person exchanged 734,890 warrants for 128,605 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:19 UTC |
McLallen Walter FieldDirector
|
Disposition to issuerWarrants · Derivative | 120,908 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-011828 · doc4.xml · derivative · entry 2 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 120,908 shares Expires 2024-03-19 F1 · kind: The reporting person exchanged 120,908 warrants for 21,158 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 120,908 warrants for 21,158 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · derivative.exercise_date: The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:19 UTC |
McLallen Walter FieldDirector
|
GrantCommon Shares | 21,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011828 · doc4.xml · nonDerivative · entry 1 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,444 F1 · kind: The reporting person exchanged 120,908 warrants for 21,158 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 120,908 warrants for 21,158 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · acquired: The reporting person exchanged 120,908 warrants for 21,158 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC |
HEYER ANDREW RDirector
|
Disposition to issuerWarrants · Derivative | 298,215 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · derivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Shares · 298,215 shares Expires 2024-03-19 F2 · kind: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · price: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F6 · derivative.exercise_date: The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. F4 · ownership.direct: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC |
HEYER ANDREW RDirector
|
Disposition to issuerWarrants · Derivative | 415,373 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · derivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 415,373 shares Expires 2024-03-19 F1 · kind: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F6 · derivative.exercise_date: The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC |
HEYER ANDREW RDirector
|
GrantCommon Shares | 52,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 533,128 F2 · kind: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · shares: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · price: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · acquired: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F3 · balance_after: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 57,219 common shares held by James Heyer Trust, (iv) 37,219 common shares held by Peter Justin Heyer Trust and (v) 57,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · balance_after: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 57,219 common shares held by James Heyer Trust, (iv) 37,219 common shares held by Peter Justin Heyer Trust and (v) 57,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.direct: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 57,219 common shares held by James Heyer Trust, (iv) 37,219 common shares held by Peter Justin Heyer Trust and (v) 57,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC |
HEYER ANDREW RDirector
|
GrantCommon Shares | 72,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554,318 F1 · kind: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · acquired: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. Read SEC document |
| February 16, 2023 Filed Feb 16, 2023 22:51 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 22,519 | $10.95 | $246,472.71 |
DisclosureSEC source: 0000899243-23-005271 · doc4.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,290 F2 · kind: Each PSU represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the PSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.84 to $11.06, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2023 Filed Feb 16, 2023 17:45 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 9,068 | $10.95 | $99,250.17 |
DisclosureSEC source: 0000899243-23-005266 · doc4.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,348 F2 · kind: Each PSU represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the PSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.84 to $11.06, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2023 Filed Feb 16, 2023 22:48 UTC |
Bonner Susan ReardonChief Commercial Officer
|
OtherCommon Shares | 4,056 | $10.95 | $44,393.33 |
DisclosureSEC source: 0000899243-23-005268 · doc4.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,901 F2 · kind: Each PSU represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the PSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.84 to $11.06, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2023 Filed May 19, 2023 00:30 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
SaleCommon Shares | 31,329 | $12.24 | $383,466.96 |
DisclosureSEC source: 0000899243-23-013286 · doc4.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Fluxman Family Holdings LLC Disclosed balance after: 285,338 F1 · kind: On May 16, 2023, Fluxman Family Holdings LLC ("Fluxman Holdings") exercised a warrant to purchase 66,667 common shares of OneSpaWorld Holdings Ltd. ("OSW" or the "Issuer) for $5.75 a share. Fluxman Holdings paid the exercise price on a cashless basis, resulting in OSW's withholding of 31,329 common shares to pay the exercise price. F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:51 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
GrantCommon Shares | 176,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005271 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689,809 F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 7, 2021. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 7, 2023 and December 7, 2024. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 17:45 UTC |
LAZARUS STEPHENCFO and COO
|
GrantCommon Shares | 71,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005266 · doc4.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,416 F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 7, 2021. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 7, 2023 and December 7, 2024. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:48 UTC |
Bonner Susan ReardonChief Commercial Officer
|
GrantCommon Shares | 40,745 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005268 · doc4.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,957 F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 7, 2021. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 7, 2023 and December 7, 2024. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 22:04 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 14,536 | $11.06 | $160,708.56 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,628 F1 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 22:04 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 14,453 | $11.06 | $159,799.59 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 100,000 F6 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.19. The Reporting Person's spouse undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F6 · ownership.nature: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:04 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 35,547 | $11.01 | $391,425.79 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 114,453 F6 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.08. The Reporting Person's spouse undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F6 · ownership.nature: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:04 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 25,000 | $11.01 | $275,315.00 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 480,942 F3 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Heyer Investment Management, LLC on March 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.07. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.nature: Includes (i) 306,886 common shares of the Issuer (the "Common Shares") held by Heyer Investment Management, LLC, (ii) 44,764 Common Shares held by Harris Reid Trust, (iii) 49,764 Common Shares held by James Heyer Trust, (iv) 29,764 Common Shares by Peter Justin Heyer Trust and (v) 49,764 Common Shares held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F5 · ownership.nature: The Reporting Person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:04 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 35,464 | $11.01 | $390,479.92 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,164 F1 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.07. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 24, 2023 Filed Jan 27, 2023 01:13 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 20,374 | $10.32 | $210,298.39 |
DisclosureSEC source: 0001213900-23-005445 · ownership.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513,248 F2 · kind: Each Restricted Stock Unit ("RSU") and each PSU represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs and PSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.46, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 20:13 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 7,348 | $10.32 | $75,845.32 |
DisclosureSEC source: 0001213900-23-005446 · ownership.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,325 F2 · kind: Each Restricted Stock Unit ("RSUs") and each PSU represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs and PSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.46, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 23, 2023 Filed Jan 27, 2023 01:13 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
GrantCommon Shares | 26,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-005445 · ownership.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,533,622 F1 · shares: The reported securities are common shares received in connection with the vesting of Performance Stock Units ("PSUs"), which vested on January 23, 2023. Read SEC document |
| January 23, 2023 Filed Jan 26, 2023 20:13 UTC |
LAZARUS STEPHENCFO and COO
|
GrantCommon Shares | 9,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-005446 · ownership.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,673 F1 · shares: The reported securities are common shares received in connection with the vesting of Performance Stock Units ("PSUs"), which vested on January 23, 2023. Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 21:39 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 25,654 | $9.46 | $242,661.19 |
DisclosureSEC source: 0000899243-22-039381 · doc4.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507,297 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.44 to $9.59, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 16:39 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 9,253 | $9.46 | $87,524.13 |
DisclosureSEC source: 0000899243-22-039382 · doc4.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,181 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.44 to $9.59, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 21:38 UTC |
Bonner Susan ReardonChief Commercial Officer
|
OtherCommon Shares | 2,022 | $9.46 | $19,126.10 |
DisclosureSEC source: 0000899243-22-039380 · doc4.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,212 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.44 to $9.59, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or thestaff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:39 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 20,698 | $9.68 | $200,362.85 |
DisclosureSEC source: 0000899243-22-039381 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,951 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.85, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 16:39 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 7,463 | $9.68 | $72,244.08 |
DisclosureSEC source: 0000899243-22-039382 · doc4.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,434 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.85, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.