Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2024 Filed Feb 15, 2024 22:06 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 27,922 | $14.64 | $408,671.98 |
DisclosureSEC source: 0000950170-24-015993 · ownership.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,789,289 F2 · kind: Each PSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.4800 to $14.7600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 17:01 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 22,486 | $14.64 | $329,109.59 |
DisclosureSEC source: 0000950170-24-015983 · ownership.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 755,978 F2 · kind: Each PSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.4800 to $14.7600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 22:06 UTC |
Bonner Susan ReardonChief Commercial Officer
|
OtherCommon Shares | 12,887 | $14.64 | $188,616.71 |
DisclosureSEC source: 0000950170-24-015990 · ownership.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,854 F2 · kind: Each PSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.4800 to $14.7600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 22:06 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
GrantCommon Shares | 210,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-015993 · ownership.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,817,211 F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 6, 2022. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 6, 2024 and December 6, 2025. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 17:01 UTC |
LAZARUS STEPHENCFO and COO
|
GrantCommon Shares | 84,935 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-015983 · ownership.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778,464 F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 6, 2022. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 6, 2024 and December 6, 2025. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 22:06 UTC |
Bonner Susan ReardonChief Commercial Officer
|
GrantCommon Shares | 48,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-015990 · ownership.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,741 F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 6, 2022. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 6, 2024 and December 6, 2025. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:10 UTC |
FUSFIELD GLENNDirector
|
Exercise / conversionWarrants · Derivative | 33,333 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0000899243-24-000082 · doc4.xml · derivative · entry 4 FUSFIELD GLENN · CIK 0001128759 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Fusfield Family Irrevocable Trust Disclosed balance after: 0 Underlying: Common Shares · 33,333 shares Expires 2025-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fusfield Family Irrevocable Trust ("Fusfield Trust"), and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:10 UTC |
FUSFIELD GLENNDirector
|
Disposition to issuerCommon Shares | 13,533 | $14.16 | $191,627.28 |
DisclosureSEC source: 0000899243-24-000082 · doc4.xml · nonDerivative · entry 2 FUSFIELD GLENN · CIK 0001128759 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Fusfield Family Irrevocable Trust Disclosed balance after: 19,800 F1 · kind: On January 10, 2024, the Reporting Person exercised a warrant to purchase 33,333 Common Shares for $5.75 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 13,533 common shares to pay the exercise price. F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fusfield Family Irrevocable Trust ("Fusfield Trust"), and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:10 UTC |
FUSFIELD GLENNDirector
|
Exercise / conversionCommon Shares | 33,333 | $5.75 | $191,664.75 |
DisclosureSEC source: 0000899243-24-000082 · doc4.xml · nonDerivative · entry 1 FUSFIELD GLENN · CIK 0001128759 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Fusfield Family Irrevocable Trust Disclosed balance after: 33,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fusfield Family Irrevocable Trust ("Fusfield Trust"), and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 01:15 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
Tax withholdingCommon Shares | 69,768 | $13.94 | $972,865.92 |
DisclosureSEC source: 0000899243-24-000062 · doc4.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,606,267 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units, such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.8300 to $14.0750. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 20:19 UTC |
LAZARUS STEPHENCFO and COO
|
Tax withholdingCommon Shares | 64,036 | $13.94 | $892,937.19 |
DisclosureSEC source: 0000899243-24-000067 · doc4.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 693,529 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units, such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.8300 to $14.0750. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 01:15 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Tax withholdingCommon Shares | 16,914 | $13.94 | $235,853.89 |
DisclosureSEC source: 0000899243-24-000061 · doc4.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,061 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units, such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.8300 to $14.0750. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 01:15 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
Exercise / conversionPerformance Stock Units · Derivative | 171,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000062 · doc4.xml · derivative · entry 4 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 171,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 01:15 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
Exercise / conversionCommon Shares | 171,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000062 · doc4.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,676,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 01:23 UTC |
FUSFIELD GLENNDirector
|
Exercise / conversionPerformance Stock Units · Derivative | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000068 · doc4.xml · derivative · entry 2 FUSFIELD GLENN · CIK 0001128759 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 166,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches. F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches. F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 01:23 UTC |
FUSFIELD GLENNDirector
|
Exercise / conversionCommon Shares | 166,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000068 · doc4.xml · nonDerivative · entry 1 FUSFIELD GLENN · CIK 0001128759 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches. F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches. F2 · balance_after: Reflects a 125,000 reduction in Common Share holdings to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 20:19 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionPerformance Stock Units · Derivative | 78,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000067 · doc4.xml · derivative · entry 3 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 78,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 20:19 UTC |
LAZARUS STEPHENCFO and COO
|
Exercise / conversionCommon Shares | 78,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000067 · doc4.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 757,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 01:15 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000061 · doc4.xml · derivative · entry 3 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date. F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date. F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 01:15 UTC |
Bonner Susan ReardonChief Commercial Officer
|
Exercise / conversionCommon Shares | 20,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000061 · doc4.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date. F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:30 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 45,807 | $14.38 | $658,590.14 |
DisclosureSEC source: 0000950170-23-073385 · ownership.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,504,160 F1 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.3000 to $14.5000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 17:33 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 33,037 | $14.38 | $474,989.47 |
DisclosureSEC source: 0000950170-23-073388 · ownership.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,690 F1 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.3000 to $14.5000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:36 UTC |
Bonner Susan ReardonChief Commercial Officer
|
OtherCommon Shares | 9,254 | $14.38 | $133,049.39 |
DisclosureSEC source: 0000950170-23-073389 · ownership.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,142 F1 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.3000 to $14.5000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 08, 2023 Filed Dec 9, 2023 02:19 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 40,933 | $12.62 | $516,615.39 |
DisclosureSEC source: 0000950170-23-069166 · ownership.xml · nonDerivative · entry 3 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,549,967 F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.6850. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 08, 2023 Filed Dec 8, 2023 21:16 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 32,962 | $12.62 | $416,013.40 |
DisclosureSEC source: 0000950170-23-069163 · ownership.xml · nonDerivative · entry 3 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711,727 F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.6850. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 08, 2023 Filed Dec 9, 2023 02:17 UTC |
Bonner Susan ReardonChief Commercial Officer
|
OtherCommon Shares | 7,002 | $12.62 | $88,372.24 |
DisclosureSEC source: 0000950170-23-069164 · ownership.xml · nonDerivative · entry 3 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,396 F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.6850. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 07, 2023 Filed Dec 9, 2023 02:19 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 16,916 | $12.49 | $211,252.08 |
DisclosureSEC source: 0000950170-23-069166 · ownership.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,590,900 F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 21:16 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 13,623 | $12.49 | $170,128.11 |
DisclosureSEC source: 0000950170-23-069163 · ownership.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 744,189 F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 07, 2023 Filed Dec 9, 2023 02:17 UTC |
Bonner Susan ReardonChief Commercial Officer
|
OtherCommon Shares | 2,894 | $12.49 | $36,141.14 |
DisclosureSEC source: 0000950170-23-069164 · ownership.xml · nonDerivative · entry 2 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,398 F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 02:19 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
GrantCommon Shares | 104,520 | $12.47 | $1,303,364.40 |
DisclosureSEC source: 0000950170-23-069166 · ownership.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,607,816 F1 · shares: The reported transaction involved a grant of the Issuer's Restricted Stock Units ("RSUs"), which vest in three equal annual installments on December 6 of each of 2024, 2025 and 2026 and settle one-for-one in common shares. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 21:16 UTC |
LAZARUS STEPHENCFO and COO
|
GrantCommon Shares | 42,085 | $12.47 | $524,799.95 |
DisclosureSEC source: 0000950170-23-069163 · ownership.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 757,812 F1 · shares: The reported transaction involved a grant of the Issuer's Restricted Stock Units ("RSUs"), which vest in three equal annual installments on December 6 of each of 2024, 2025 and 2026 and settle one-for-one in common shares. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 02:17 UTC |
Bonner Susan ReardonChief Commercial Officer
|
GrantCommon Shares | 30,072 | $12.47 | $374,997.84 |
DisclosureSEC source: 0000950170-23-069164 · ownership.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,292 F1 · shares: The reported transaction involved a grant of the Issuer's Restricted Stock Units ("RSUs"), which vest in three equal annual installments on December 6 of each of 2024, 2025 and 2026 and settle one-for-one in common shares. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 16:15 UTC |
STEINER LEISURE LtdDirector
Nemo Investor Aggregator, LtdDirector · 10% owner
|
SaleCommon Shares | 789,046 | $11.46 | $9,042,467.16 |
DisclosureSEC source: 0000950170-23-067758 · ownership.xml · nonDerivative · entry 2 STEINER LEISURE Ltd · CIK 0001018946 · Director Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,804,575 F3 · kind: The reported securities were repurchased by the Issuer in a private transaction. F2 · ownership.nature: SLL is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Based upon the foregoing, each director of Nemo Investor Aggregator, Limited disclaims beneficial ownership of such shares. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 16:15 UTC |
STEINER LEISURE LtdDirector
Nemo Investor Aggregator, LtdDirector · 10% owner
|
SaleCommon Shares | 2,367,139 | $11.46 | $27,127,412.94 |
DisclosureSEC source: 0000950170-23-067758 · ownership.xml · nonDerivative · entry 1 STEINER LEISURE Ltd · CIK 0001018946 · Director Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,593,621 F1 · kind: The reported securities were sold by Steiner Leisure Ltd. ("SLL") pursuant to Rule 144 under the Securities Act of 1933, as amended. F2 · ownership.nature: SLL is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Based upon the foregoing, each director of Nemo Investor Aggregator, Limited disclaims beneficial ownership of such shares. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 18:15 UTC |
Bonner Susan ReardonChief Commercial Officer
|
OtherCommon Shares | 12,920 | $10.29 | $132,913.21 |
DisclosureSEC source: 0000950170-23-053947 · ownership.xml · nonDerivative · entry 1 Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,220 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of the RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.1850 to $10.3350. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. F4 · balance_after: Includes an additional 29,239 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:20 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 25,000 | $11.61 | $290,325.00 |
DisclosureSEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 462,128 F3 · shares: Reflects 25,000 Common Shares sold by Heyer Investment Management, LLC. F2 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5100 to $11.7100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. F4 · ownership.nature: Includes (i) 304,252 Common Shares held by Heyer Investment Management, LLC, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F5 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:20 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 20,000 | $11.61 | $232,260.00 |
DisclosureSEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 568,270 F2 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5100 to $11.7100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 20:20 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 30,000 | $11.64 | $349,284.00 |
DisclosureSEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 588,270 F1 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.6350 to $11.6600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 22:27 UTC |
McLallen Walter FieldDirector
|
SaleCommon Shares | 25,000 | $11.45 | $286,250.00 |
DisclosureSEC source: 0000950170-23-047090 · ownership.xml · nonDerivative · entry 1 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,422 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.40 to $11.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 16:25 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 6,000 | $11.20 | $67,190.40 |
DisclosureSEC source: 0000950170-23-045675 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 487,128 F1 · shares: Reflects 6,000 Common Shares sold by Harris Reid Heyer Trust. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.23. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: Includes (i) 329,252 Common Shares held by Heyer Investment Management, LLC, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 16:51 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 68,919 | $10.93 | $753,146.83 |
DisclosureSEC source: 0000950170-23-044067 · ownership.xml · nonDerivative · entry 2 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,503,296 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F5 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $10.820 and $11.130. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 12:45 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 54,957 | $10.93 | $600,575.59 |
DisclosureSEC source: 0000950170-23-044063 · ownership.xml · nonDerivative · entry 2 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 715,727 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F5 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $10.820 and $11.130. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:51 UTC |
FLUXMAN LEONARD IDirector · See Remarks
|
OtherCommon Shares | 25,496 | $11.09 | $282,842.43 |
DisclosureSEC source: 0000950170-23-044067 · ownership.xml · nonDerivative · entry 1 FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,572,215 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F3 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.015 and $11.360. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request. F4 · balance_after: Reflects a 69,579 reduction in Common Share holdings to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 12:45 UTC |
LAZARUS STEPHENCFO and COO
|
OtherCommon Shares | 20,861 | $11.09 | $231,423.59 |
DisclosureSEC source: 0000950170-23-044063 · ownership.xml · nonDerivative · entry 1 LAZARUS STEPHEN · CIK 0001253436 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 770,684 F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer. F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs. F3 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.015 and $11.360. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request. F4 · balance_after: Includes an additional 221,529 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 01:25 UTC |
McLallen Walter FieldDirector
|
SaleCommon Shares | 8,658 | $11.95 | $103,463.10 |
DisclosureSEC source: 0000899243-23-018162 · doc4.xml · nonDerivative · entry 2 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,422 F3 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.95 and $11.97. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request. Read SEC document |
| August 11, 2023 Filed Aug 16, 2023 01:25 UTC |
McLallen Walter FieldDirector
|
SaleCommon Shares | 25,000 | $11.83 | $295,750.00 |
DisclosureSEC source: 0000899243-23-018162 · doc4.xml · nonDerivative · entry 1 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,080 F1 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.80 and $11.85. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request. F2 · balance_after: Includes an additional 34,232 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 01:14 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 5,000 | $12.01 | $60,062.00 |
DisclosureSEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 493,128 F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 01:14 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 20,000 | $12.01 | $240,200.00 |
DisclosureSEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 498,128 F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.000 to $12.005. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 01:14 UTC |
HEYER ANDREW RDirector
|
SaleCommon Shares | 15,000 | $11.70 | $175,500.00 |
DisclosureSEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 518,128 F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.73. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote and in footnote 5. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 26, 2023 Filed Jul 29, 2023 00:01 UTC |
FUSFIELD GLENNDirector
|
GrantCommon Shares | 8,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035650 · ownership.xml · nonDerivative · entry 1 FUSFIELD GLENN · CIK 0001128759 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,696 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.