Tapewire

Nasdaq · USD

OSW

ONESPAWORLD HOLDINGS Ltd

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Tapewire entity
4411
SEC CIK
0001758488
Parsed reports
279

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2024 Filed Feb 15, 2024 22:06 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 27,922 $14.64 $408,671.98
Disclosure

SEC source: 0000950170-24-015993 · ownership.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,789,289

F2 · kind: Each PSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.4800 to $14.7600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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February 14, 2024 Filed Feb 15, 2024 17:01 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 22,486 $14.64 $329,109.59
Disclosure

SEC source: 0000950170-24-015983 · ownership.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,978

F2 · kind: Each PSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.4800 to $14.7600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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February 14, 2024 Filed Feb 15, 2024 22:06 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 12,887 $14.64 $188,616.71
Disclosure

SEC source: 0000950170-24-015990 · ownership.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,854

F2 · kind: Each PSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.4800 to $14.7600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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February 13, 2024 Filed Feb 15, 2024 22:06 UTC
FLUXMAN LEONARD IDirector · See Remarks
GrantCommon Shares 210,944 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015993 · ownership.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,817,211

F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 6, 2022. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 6, 2024 and December 6, 2025.

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February 13, 2024 Filed Feb 15, 2024 17:01 UTC
LAZARUS STEPHENCFO and COO
GrantCommon Shares 84,935 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015983 · ownership.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,464

F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 6, 2022. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 6, 2024 and December 6, 2025.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:06 UTC
Bonner Susan ReardonChief Commercial Officer
GrantCommon Shares 48,680 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015990 · ownership.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,741

F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 6, 2022. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 6, 2024 and December 6, 2025.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:10 UTC Exercise / conversionWarrants · Derivative 33,333 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0000899243-24-000082 · doc4.xml · derivative · entry 4

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fusfield Family Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Shares · 33,333 shares

Expires 2025-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fusfield Family Irrevocable Trust ("Fusfield Trust"), and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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January 10, 2024 Filed Jan 12, 2024 16:10 UTC Disposition to issuerCommon Shares 13,533 $14.16 $191,627.28
Disclosure

SEC source: 0000899243-24-000082 · doc4.xml · nonDerivative · entry 2

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fusfield Family Irrevocable Trust

Disclosed balance after: 19,800

F1 · kind: On January 10, 2024, the Reporting Person exercised a warrant to purchase 33,333 Common Shares for $5.75 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 13,533 common shares to pay the exercise price.

F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fusfield Family Irrevocable Trust ("Fusfield Trust"), and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:10 UTC Exercise / conversionCommon Shares 33,333 $5.75 $191,664.75
Disclosure

SEC source: 0000899243-24-000082 · doc4.xml · nonDerivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fusfield Family Irrevocable Trust

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The reporting person has voting and dispositive power over the securities held by Fusfield Family Irrevocable Trust ("Fusfield Trust"), and therefore may be deemed to indirectly beneficially own the securities held by Fusfield Trust. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 01:15 UTC
FLUXMAN LEONARD IDirector · See Remarks
Tax withholdingCommon Shares 69,768 $13.94 $972,865.92
Disclosure

SEC source: 0000899243-24-000062 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,606,267

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units, such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.8300 to $14.0750. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 20:19 UTC
LAZARUS STEPHENCFO and COO
Tax withholdingCommon Shares 64,036 $13.94 $892,937.19
Disclosure

SEC source: 0000899243-24-000067 · doc4.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,529

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units, such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.8300 to $14.0750. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 01:15 UTC
Bonner Susan ReardonChief Commercial Officer
Tax withholdingCommon Shares 16,914 $13.94 $235,853.89
Disclosure

SEC source: 0000899243-24-000061 · doc4.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,061

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units, such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.8300 to $14.0750. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:15 UTC
FLUXMAN LEONARD IDirector · See Remarks
Exercise / conversionPerformance Stock Units · Derivative 171,875 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000062 · doc4.xml · derivative · entry 4

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 171,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:15 UTC
FLUXMAN LEONARD IDirector · See Remarks
Exercise / conversionCommon Shares 171,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-24-000062 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,676,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:23 UTC Exercise / conversionPerformance Stock Units · Derivative 166,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000068 · doc4.xml · derivative · entry 2

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 166,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches.

F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches.

F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:23 UTC Exercise / conversionCommon Shares 166,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-24-000068 · doc4.xml · nonDerivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches.

F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 100% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 1, 2020, grant date. Reporting at the time of the grant incorrectly indicated that the Performance Stock Units would vest in tranches.

F2 · balance_after: Reflects a 125,000 reduction in Common Share holdings to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 20:19 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionPerformance Stock Units · Derivative 78,875 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000067 · doc4.xml · derivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 78,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 20:19 UTC
LAZARUS STEPHENCFO and COO
Exercise / conversionCommon Shares 78,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-24-000067 · doc4.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the August 18, 2020, grant date.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:15 UTC
Bonner Susan ReardonChief Commercial Officer
Exercise / conversionPerformance Stock Units · Derivative 20,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000061 · doc4.xml · derivative · entry 3

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date.

F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date.

F1 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:15 UTC
Bonner Susan ReardonChief Commercial Officer
Exercise / conversionCommon Shares 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-24-000061 · doc4.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date.

F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one Common Share. 25% of the Performance Stock Units vested upon achieving certain stock price hurdle objectives during the six-year period following the October 13, 2020, grant date.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 22:30 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 45,807 $14.38 $658,590.14
Disclosure

SEC source: 0000950170-23-073385 · ownership.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,504,160

F1 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.3000 to $14.5000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 17:33 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 33,037 $14.38 $474,989.47
Disclosure

SEC source: 0000950170-23-073388 · ownership.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,690

F1 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.3000 to $14.5000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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December 22, 2023 Filed Dec 27, 2023 22:36 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 9,254 $14.38 $133,049.39
Disclosure

SEC source: 0000950170-23-073389 · ownership.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,142

F1 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.3000 to $14.5000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

Read SEC document
December 08, 2023 Filed Dec 9, 2023 02:19 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 40,933 $12.62 $516,615.39
Disclosure

SEC source: 0000950170-23-069166 · ownership.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,549,967

F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.6850. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

Read SEC document
December 08, 2023 Filed Dec 8, 2023 21:16 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 32,962 $12.62 $416,013.40
Disclosure

SEC source: 0000950170-23-069163 · ownership.xml · nonDerivative · entry 3

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 711,727

F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.6850. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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December 08, 2023 Filed Dec 9, 2023 02:17 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 7,002 $12.62 $88,372.24
Disclosure

SEC source: 0000950170-23-069164 · ownership.xml · nonDerivative · entry 3

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,396

F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.6850. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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December 07, 2023 Filed Dec 9, 2023 02:19 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 16,916 $12.49 $211,252.08
Disclosure

SEC source: 0000950170-23-069166 · ownership.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590,900

F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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December 07, 2023 Filed Dec 8, 2023 21:16 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 13,623 $12.49 $170,128.11
Disclosure

SEC source: 0000950170-23-069163 · ownership.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,189

F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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December 07, 2023 Filed Dec 9, 2023 02:17 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 2,894 $12.49 $36,141.14
Disclosure

SEC source: 0000950170-23-069164 · ownership.xml · nonDerivative · entry 2

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,398

F2 · kind: Each RSU represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F3 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

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December 06, 2023 Filed Dec 9, 2023 02:19 UTC
FLUXMAN LEONARD IDirector · See Remarks
GrantCommon Shares 104,520 $12.47 $1,303,364.40
Disclosure

SEC source: 0000950170-23-069166 · ownership.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,607,816

F1 · shares: The reported transaction involved a grant of the Issuer's Restricted Stock Units ("RSUs"), which vest in three equal annual installments on December 6 of each of 2024, 2025 and 2026 and settle one-for-one in common shares.

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December 06, 2023 Filed Dec 8, 2023 21:16 UTC
LAZARUS STEPHENCFO and COO
GrantCommon Shares 42,085 $12.47 $524,799.95
Disclosure

SEC source: 0000950170-23-069163 · ownership.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,812

F1 · shares: The reported transaction involved a grant of the Issuer's Restricted Stock Units ("RSUs"), which vest in three equal annual installments on December 6 of each of 2024, 2025 and 2026 and settle one-for-one in common shares.

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December 06, 2023 Filed Dec 9, 2023 02:17 UTC
Bonner Susan ReardonChief Commercial Officer
GrantCommon Shares 30,072 $12.47 $374,997.84
Disclosure

SEC source: 0000950170-23-069164 · ownership.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,292

F1 · shares: The reported transaction involved a grant of the Issuer's Restricted Stock Units ("RSUs"), which vest in three equal annual installments on December 6 of each of 2024, 2025 and 2026 and settle one-for-one in common shares.

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November 30, 2023 Filed Dec 4, 2023 16:15 UTC
Nemo Investor Aggregator, LtdDirector · 10% owner
SaleCommon Shares 789,046 $11.46 $9,042,467.16
Disclosure

SEC source: 0000950170-23-067758 · ownership.xml · nonDerivative · entry 2

STEINER LEISURE Ltd · CIK 0001018946 · Director

Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,804,575

F3 · kind: The reported securities were repurchased by the Issuer in a private transaction.

F2 · ownership.nature: SLL is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Based upon the foregoing, each director of Nemo Investor Aggregator, Limited disclaims beneficial ownership of such shares.

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November 30, 2023 Filed Dec 4, 2023 16:15 UTC
Nemo Investor Aggregator, LtdDirector · 10% owner
SaleCommon Shares 2,367,139 $11.46 $27,127,412.94
Disclosure

SEC source: 0000950170-23-067758 · ownership.xml · nonDerivative · entry 1

STEINER LEISURE Ltd · CIK 0001018946 · Director

Nemo Investor Aggregator, Ltd · CIK 0001770497 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,593,621

F1 · kind: The reported securities were sold by Steiner Leisure Ltd. ("SLL") pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · ownership.nature: SLL is controlled by Nemo Investor Aggregator, Limited, a Cayman Islands exempted company. Nemo Investor Aggregator, Limited is governed by a board of directors consisting of seven directors. Each director has one vote, and the approval of a majority of the directors is required to approve an action of Nemo Investor Aggregator, Limited. Based upon the foregoing, each director of Nemo Investor Aggregator, Limited disclaims beneficial ownership of such shares.

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October 16, 2023 Filed Oct 18, 2023 18:15 UTC
Bonner Susan ReardonChief Commercial Officer
OtherCommon Shares 12,920 $10.29 $132,913.21
Disclosure

SEC source: 0000950170-23-053947 · ownership.xml · nonDerivative · entry 1

Bonner Susan Reardon · CIK 0001828192 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,220

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of the RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.1850 to $10.3350. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range.

F4 · balance_after: Includes an additional 29,239 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions.

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September 11, 2023 Filed Sep 12, 2023 20:20 UTC SaleCommon Shares 25,000 $11.61 $290,325.00
Disclosure

SEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 3

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 462,128

F3 · shares: Reflects 25,000 Common Shares sold by Heyer Investment Management, LLC.

F2 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5100 to $11.7100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range.

F4 · ownership.nature: Includes (i) 304,252 Common Shares held by Heyer Investment Management, LLC, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F5 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 11, 2023 Filed Sep 12, 2023 20:20 UTC SaleCommon Shares 20,000 $11.61 $232,260.00
Disclosure

SEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,270

F2 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5100 to $11.7100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range.

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September 08, 2023 Filed Sep 12, 2023 20:20 UTC SaleCommon Shares 30,000 $11.64 $349,284.00
Disclosure

SEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,270

F1 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.6350 to $11.6600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range.

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September 05, 2023 Filed Sep 7, 2023 22:27 UTC SaleCommon Shares 25,000 $11.45 $286,250.00
Disclosure

SEC source: 0000950170-23-047090 · ownership.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,422

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.40 to $11.53. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range.

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August 29, 2023 Filed Aug 31, 2023 16:25 UTC SaleCommon Shares 6,000 $11.20 $67,190.40
Disclosure

SEC source: 0000950170-23-045675 · ownership.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 487,128

F1 · shares: Reflects 6,000 Common Shares sold by Harris Reid Heyer Trust.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.23. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range.

F3 · ownership.nature: Includes (i) 329,252 Common Shares held by Heyer Investment Management, LLC, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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August 22, 2023 Filed Aug 23, 2023 16:51 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 68,919 $10.93 $753,146.83
Disclosure

SEC source: 0000950170-23-044067 · ownership.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,503,296

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F5 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $10.820 and $11.130. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request.

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August 22, 2023 Filed Aug 23, 2023 12:45 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 54,957 $10.93 $600,575.59
Disclosure

SEC source: 0000950170-23-044063 · ownership.xml · nonDerivative · entry 2

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,727

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F5 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $10.820 and $11.130. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request.

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August 21, 2023 Filed Aug 23, 2023 16:51 UTC
FLUXMAN LEONARD IDirector · See Remarks
OtherCommon Shares 25,496 $11.09 $282,842.43
Disclosure

SEC source: 0000950170-23-044067 · ownership.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572,215

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.015 and $11.360. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request.

F4 · balance_after: Reflects a 69,579 reduction in Common Share holdings to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions.

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August 21, 2023 Filed Aug 23, 2023 12:45 UTC
LAZARUS STEPHENCFO and COO
OtherCommon Shares 20,861 $11.09 $231,423.59
Disclosure

SEC source: 0000950170-23-044063 · ownership.xml · nonDerivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,684

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.015 and $11.360. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request.

F4 · balance_after: Includes an additional 221,529 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions.

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August 14, 2023 Filed Aug 16, 2023 01:25 UTC SaleCommon Shares 8,658 $11.95 $103,463.10
Disclosure

SEC source: 0000899243-23-018162 · doc4.xml · nonDerivative · entry 2

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,422

F3 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.95 and $11.97. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request.

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August 11, 2023 Filed Aug 16, 2023 01:25 UTC SaleCommon Shares 25,000 $11.83 $295,750.00
Disclosure

SEC source: 0000899243-23-018162 · doc4.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,080

F1 · price: The price reported represents the volume-weighted average price of the transactions reported here. Sale prices for the transaction reported range between $11.80 and $11.85. Full information regarding the number of Common Shares of the Issuer purchased at each separate price will be provided to the SEC, the Issuer or its shareholders upon request.

F2 · balance_after: Includes an additional 34,232 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions.

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August 08, 2023 Filed Aug 10, 2023 01:14 UTC SaleCommon Shares 5,000 $12.01 $60,062.00
Disclosure

SEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 3

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 493,128

F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust.

F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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August 08, 2023 Filed Aug 10, 2023 01:14 UTC SaleCommon Shares 20,000 $12.01 $240,200.00
Disclosure

SEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 498,128

F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.000 to $12.005.

F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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August 07, 2023 Filed Aug 10, 2023 01:14 UTC SaleCommon Shares 15,000 $11.70 $175,500.00
Disclosure

SEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 518,128

F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.73. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote and in footnote 5.

F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities").

F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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July 26, 2023 Filed Jul 29, 2023 00:01 UTC GrantCommon Shares 8,404 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-035650 · ownership.xml · nonDerivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,696

F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.