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OSK

OSHKOSH CORP

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3573
SEC CIK
0000775158
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1,516

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2018 Filed Nov 14, 2018 22:01 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 462 $63.52 $29,346.24
Disclosure

SEC source: 0000775158-18-000138 · edgar.xml · nonDerivative · entry 2

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,808.761

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:01 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,442.782 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000138 · edgar.xml · nonDerivative · entry 1

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,270.761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:54 UTC
Sagehorn David M.Exec. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 5,195.68 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000137 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,195.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:54 UTC
Sagehorn David M.Exec. VP and CFO
Tax withholdingCommon Stock 2,442 $63.52 $155,115.84
Disclosure

SEC source: 0000775158-18-000137 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,464.078

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:54 UTC
Sagehorn David M.Exec. VP and CFO
Exercise / conversionCommon Stock 5,195.68 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000137 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,906.078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:53 UTC
Bryant John JEVP and Pres, Defense Segment
Exercise / conversionRestricted Stock Units · Derivative 912.162 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000136 · edgar.xml · derivative · entry 3

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 912.162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:53 UTC
Bryant John JEVP and Pres, Defense Segment
Tax withholdingCommon Stock 292 $63.52 $18,547.84
Disclosure

SEC source: 0000775158-18-000136 · edgar.xml · nonDerivative · entry 2

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,733.348

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:53 UTC
Bryant John JEVP and Pres, Defense Segment
Exercise / conversionCommon Stock 912.162 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000136 · edgar.xml · nonDerivative · entry 1

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025.348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:48 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Exercise / conversionRestricted Stock Units · Derivative 1,711.738 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000135 · edgar.xml · derivative · entry 3

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,711.738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:48 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Tax withholdingCommon Stock 524 $63.52 $33,284.48
Disclosure

SEC source: 0000775158-18-000135 · edgar.xml · nonDerivative · entry 2

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,304.374

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:48 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Exercise / conversionCommon Stock 1,711.738 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000135 · edgar.xml · nonDerivative · entry 1

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,828.374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:32 UTC
KIMMITT JOSEPH HExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,711.738 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000133 · edgar.xml · derivative · entry 3

KIMMITT JOSEPH H · CIK 0001255106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,711.738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:32 UTC
KIMMITT JOSEPH HExecutive Vice President
Tax withholdingCommon Stock 476 $63.52 $30,235.52
Disclosure

SEC source: 0000775158-18-000133 · edgar.xml · nonDerivative · entry 2

KIMMITT JOSEPH H · CIK 0001255106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,448.186

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:32 UTC
KIMMITT JOSEPH HExecutive Vice President
Exercise / conversionCommon Stock 1,711.738 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000133 · edgar.xml · nonDerivative · entry 1

KIMMITT JOSEPH H · CIK 0001255106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,924.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:31 UTC
Jones Wilson RDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 15,073.098 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000132 · edgar.xml · derivative · entry 3

Jones Wilson R · CIK 0001446669 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,073.098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:31 UTC
Jones Wilson RDirector · President and CEO
Tax withholdingCommon Stock 7,085 $63.52 $450,039.20
Disclosure

SEC source: 0000775158-18-000132 · edgar.xml · nonDerivative · entry 2

Jones Wilson R · CIK 0001446669 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,616.009

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:31 UTC
Jones Wilson RDirector · President and CEO
Exercise / conversionCommon Stock 15,073.098 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000132 · edgar.xml · nonDerivative · entry 1

Jones Wilson R · CIK 0001446669 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,701.009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:38 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 1,440 $62.60 $90,144.00
Disclosure

SEC source: 0000775158-18-000125 · edgar.xml · nonDerivative · entry 4

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,736.325

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:38 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 5,056 $62.60 $316,505.60
Disclosure

SEC source: 0000775158-18-000125 · edgar.xml · nonDerivative · entry 3

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,176.325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:38 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 1,153 $62.60 $72,177.80
Disclosure

SEC source: 0000775158-18-000125 · edgar.xml · nonDerivative · entry 2

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,120.325

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:38 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 4,048 $62.60 $253,404.80
Disclosure

SEC source: 0000775158-18-000125 · edgar.xml · nonDerivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,273.325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 1,174 $62.60 $73,492.40
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,578.368

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionCommon Stock 3,668 $62.60 $229,616.80
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,752.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 947 $62.60 $59,282.20
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,084.368

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionCommon Stock 2,958 $62.60 $185,170.80
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,031.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Jones Wilson RDirector · President and CEO
Tax withholdingCommon Stock 15,163 $62.60 $949,203.80
Disclosure

SEC source: 0000775158-18-000122 · edgar.xml · nonDerivative · entry 4

Jones Wilson R · CIK 0001446669 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,627.911

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Jones Wilson RDirector · President and CEO
Exercise / conversionCommon Stock 32,261 $62.60 $2,019,538.60
Disclosure

SEC source: 0000775158-18-000122 · edgar.xml · nonDerivative · entry 3

Jones Wilson R · CIK 0001446669 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,790.911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Jones Wilson RDirector · President and CEO
Tax withholdingCommon Stock 12,122 $62.60 $758,837.20
Disclosure

SEC source: 0000775158-18-000122 · edgar.xml · nonDerivative · entry 2

Jones Wilson R · CIK 0001446669 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,529.911

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Jones Wilson RDirector · President and CEO
Exercise / conversionCommon Stock 25,790 $62.60 $1,614,454.00
Disclosure

SEC source: 0000775158-18-000122 · edgar.xml · nonDerivative · entry 1

Jones Wilson R · CIK 0001446669 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,651.911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 20:27 UTC
Messina Robert SSenior VP, Engineering & Tech.
Tax withholdingCommon Stock 1,000 $62.60 $62,600.00
Disclosure

SEC source: 0000775158-18-000128 · edgar.xml · nonDerivative · entry 4

Messina Robert S · CIK 0001642147 · Senior VP, Engineering & Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,676.878

F3 · balance_after: Amount includes a total of 911.55 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through October 17, 2018. Between February 15, 2018 and October 17, 2018, the reporting person acquired 32.82 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 20:27 UTC
Messina Robert SSenior VP, Engineering & Tech.
Exercise / conversionCommon Stock 3,122 $62.60 $195,437.20
Disclosure

SEC source: 0000775158-18-000128 · edgar.xml · nonDerivative · entry 3

Messina Robert S · CIK 0001642147 · Senior VP, Engineering & Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,644.058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 20:27 UTC
Messina Robert SSenior VP, Engineering & Tech.
Tax withholdingCommon Stock 798 $62.60 $49,954.80
Disclosure

SEC source: 0000775158-18-000128 · edgar.xml · nonDerivative · entry 2

Messina Robert S · CIK 0001642147 · Senior VP, Engineering & Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,522.058

Read SEC document
October 16, 2018 Filed Oct 17, 2018 20:27 UTC
Messina Robert SSenior VP, Engineering & Tech.
Exercise / conversionCommon Stock 2,491 $62.60 $155,936.60
Disclosure

SEC source: 0000775158-18-000128 · edgar.xml · nonDerivative · entry 1

Messina Robert S · CIK 0001642147 · Senior VP, Engineering & Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,320.058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC
Sagehorn David M.Exec. VP and CFO
Tax withholdingCommon Stock 5,218 $62.60 $326,646.80
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,710.398

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC
Sagehorn David M.Exec. VP and CFO
Exercise / conversionCommon Stock 11,101 $62.60 $694,922.60
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,928.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC
Sagehorn David M.Exec. VP and CFO
Tax withholdingCommon Stock 4,196 $62.60 $262,669.60
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,827.398

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC
Sagehorn David M.Exec. VP and CFO
Exercise / conversionCommon Stock 8,926 $62.60 $558,767.60
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,023.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:39 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Tax withholdingCommon Stock 1,123 $62.60 $70,299.80
Disclosure

SEC source: 0000775158-18-000126 · edgar.xml · nonDerivative · entry 4

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,116.636

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:39 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Exercise / conversionCommon Stock 3,668 $62.60 $229,616.80
Disclosure

SEC source: 0000775158-18-000126 · edgar.xml · nonDerivative · entry 3

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,239.636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:39 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Tax withholdingCommon Stock 906 $62.60 $56,715.60
Disclosure

SEC source: 0000775158-18-000126 · edgar.xml · nonDerivative · entry 2

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,571.636

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:39 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Exercise / conversionCommon Stock 2,958 $62.60 $185,170.80
Disclosure

SEC source: 0000775158-18-000126 · edgar.xml · nonDerivative · entry 1

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,477.636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:37 UTC
KIMMITT JOSEPH HExecutive Vice President
Tax withholdingCommon Stock 1,105 $62.60 $69,173.00
Disclosure

SEC source: 0000775158-18-000124 · edgar.xml · nonDerivative · entry 4

KIMMITT JOSEPH H · CIK 0001255106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,212.448

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October 16, 2018 Filed Oct 17, 2018 19:37 UTC
KIMMITT JOSEPH HExecutive Vice President
Exercise / conversionCommon Stock 3,668 $62.60 $229,616.80
Disclosure

SEC source: 0000775158-18-000124 · edgar.xml · nonDerivative · entry 3

KIMMITT JOSEPH H · CIK 0001255106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,317.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

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October 16, 2018 Filed Oct 17, 2018 19:37 UTC
KIMMITT JOSEPH HExecutive Vice President
Tax withholdingCommon Stock 891 $62.60 $55,776.60
Disclosure

SEC source: 0000775158-18-000124 · edgar.xml · nonDerivative · entry 2

KIMMITT JOSEPH H · CIK 0001255106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,649.448

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:37 UTC
KIMMITT JOSEPH HExecutive Vice President
Exercise / conversionCommon Stock 2,958 $62.60 $185,170.80
Disclosure

SEC source: 0000775158-18-000124 · edgar.xml · nonDerivative · entry 1

KIMMITT JOSEPH H · CIK 0001255106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,540.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

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October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,000 $62.60 $62,600.00
Disclosure

SEC source: 0000775158-18-000121 · edgar.xml · nonDerivative · entry 4

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,827.979

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 3,122 $62.60 $195,437.20
Disclosure

SEC source: 0000775158-18-000121 · edgar.xml · nonDerivative · entry 3

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,827.979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 798 $62.60 $49,954.80
Disclosure

SEC source: 0000775158-18-000121 · edgar.xml · nonDerivative · entry 2

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,705.979

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:30 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,491 $62.60 $155,936.60
Disclosure

SEC source: 0000775158-18-000121 · edgar.xml · nonDerivative · entry 1

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,503.979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

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September 11, 2018 Filed Sep 13, 2018 18:40 UTC GrantCommon Stock 825 $70.40 $58,080.00
Disclosure

SEC source: 0000775158-18-000120 · edgar.xml · nonDerivative · entry 1

Rowland Sandra E. · CIK 0001629360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.