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OSK

OSHKOSH CORP

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3573
SEC CIK
0000775158
Parsed reports
1,516

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 16, 2022 20:22 UTC
Hawkins Thomas PSVP, Government Relations
Exercise / conversionRestricted Stock Units · Derivative 261.108 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022279 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523.23

Underlying: Common Stock · 261.108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:22 UTC
Hawkins Thomas PSVP, Government Relations
Tax withholdingCommon Stock 118 $93.66 $11,051.88
Disclosure

SEC source: 0001062993-22-022279 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236.353

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:22 UTC
Hawkins Thomas PSVP, Government Relations
Exercise / conversionCommon Stock 261.108 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022279 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354.353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:12 UTC
McTague Emma MSVP and Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 514.121 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022276 · form4.xml · derivative · entry 3

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029.254

Underlying: Common Stock · 514.121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:12 UTC
McTague Emma MSVP and Chief HR Officer
Tax withholdingCommon Stock 242 $93.66 $22,665.72
Disclosure

SEC source: 0001062993-22-022276 · form4.xml · nonDerivative · entry 2

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558.345

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:12 UTC
McTague Emma MSVP and Chief HR Officer
Exercise / conversionCommon Stock 514.121 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022276 · form4.xml · nonDerivative · entry 1

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800.345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:12 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionRestricted Stock Units · Derivative 918.941 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022275 · form4.xml · derivative · entry 3

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838.892

Underlying: Common Stock · 918.941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:12 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 400 $93.66 $37,464.00
Disclosure

SEC source: 0001062993-22-022275 · form4.xml · nonDerivative · entry 2

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,726.542

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:12 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 918.941 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022275 · form4.xml · nonDerivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,126.542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:01 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 261.108 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022272 · form4.xml · derivative · entry 3

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523.23

Underlying: Common Stock · 261.108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:01 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Tax withholdingCommon Stock 123 $93.66 $11,520.18
Disclosure

SEC source: 0001062993-22-022272 · form4.xml · nonDerivative · entry 2

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,131.567

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:01 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Exercise / conversionCommon Stock 261.108 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022272 · form4.xml · nonDerivative · entry 1

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,254.567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:01 UTC
Nelson Bradley M.EVP & Pres. Commercial Segment
Exercise / conversionRestricted Stock Units · Derivative 446.313 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022271 · form4.xml · derivative · entry 3

Nelson Bradley M. · CIK 0001570383 · EVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894.652

Underlying: Common Stock · 446.313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:01 UTC
Nelson Bradley M.EVP & Pres. Commercial Segment
Tax withholdingCommon Stock 204 $93.66 $19,106.64
Disclosure

SEC source: 0001062993-22-022271 · form4.xml · nonDerivative · entry 2

Nelson Bradley M. · CIK 0001570383 · EVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,530.653

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:01 UTC
Nelson Bradley M.EVP & Pres. Commercial Segment
Exercise / conversionCommon Stock 446.313 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022271 · form4.xml · nonDerivative · entry 1

Nelson Bradley M. · CIK 0001570383 · EVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,734.653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 19:50 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 446.313 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022267 · form4.xml · derivative · entry 3

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894.652

Underlying: Common Stock · 446.313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 19:50 UTC
Khare AnupamSVP/Chief Information Officer
Tax withholdingCommon Stock 210 $93.66 $19,668.60
Disclosure

SEC source: 0001062993-22-022267 · form4.xml · nonDerivative · entry 2

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,589.77

Read SEC document
November 15, 2022 Filed Nov 16, 2022 19:50 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionCommon Stock 446.313 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022267 · form4.xml · nonDerivative · entry 1

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799.77

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 19:50 UTC
Verich John SSVP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 66.795 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022266 · form4.xml · derivative · entry 3

Verich John S · CIK 0001926053 · SVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135.615

Underlying: Common Stock · 66.795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 19:50 UTC
Verich John SSVP and Treasurer
Tax withholdingCommon Stock 32 $93.66 $2,997.12
Disclosure

SEC source: 0001062993-22-022266 · form4.xml · nonDerivative · entry 2

Verich John S · CIK 0001926053 · SVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460.474

F2 · balance_after: Amount includes a total of 977.59 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/16/2022. Between 5/3/2022 and 11/16/2022, the reporting person acquired 21.63 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 19:50 UTC
Verich John SSVP and Treasurer
Exercise / conversionCommon Stock 66.795 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022266 · form4.xml · nonDerivative · entry 1

Verich John S · CIK 0001926053 · SVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470.844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 20:19 UTC GrantCommon Stock 60.87 $92.69 $5,642.04
Disclosure

SEC source: 0001062993-22-022166 · form4.xml · nonDerivative · entry 1

Allman Keith J. · CIK 0001599376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,686.64

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 20:19 UTC GrantCommon Stock 125.76 $92.69 $11,656.69
Disclosure

SEC source: 0001062993-22-022165 · form4.xml · nonDerivative · entry 1

Palmer Duncan · CIK 0001411587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,634.97

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 20:12 UTC GrantCommon Stock 84.99 $92.69 $7,877.72
Disclosure

SEC source: 0001062993-22-022161 · form4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,578.67

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 20:12 UTC GrantCommon Stock 26.62 $92.69 $2,467.41
Disclosure

SEC source: 0001062993-22-022162 · form4.xml · nonDerivative · entry 1

SHIELY JOHN S · CIK 0001093033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,141.41

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 20:05 UTC GrantCommon Stock 38.4 $92.69 $3,559.30
Disclosure

SEC source: 0001062993-22-022158 · form4.xml · nonDerivative · entry 1

Metcalf-Kupres Kimberley · CIK 0001577394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,834.84

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 20:05 UTC GrantCommon Stock 8.17 $92.69 $757.28
Disclosure

SEC source: 0001062993-22-022157 · form4.xml · nonDerivative · entry 1

DAVIS DOUGLAS LEE · CIK 0001781000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056.56

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 19:55 UTC GrantCommon Stock 20.17 $92.69 $1,869.56
Disclosure

SEC source: 0001062993-22-022153 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,075.39

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 19:55 UTC GrantCommon Stock 4.73 $92.69 $438.42
Disclosure

SEC source: 0001062993-22-022152 · form4.xml · nonDerivative · entry 1

Perkins David G · CIK 0001926821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189.63

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:43 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 421 $77.81 $32,758.01
Disclosure

SEC source: 0001062993-22-020959 · form4.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,966.603

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:43 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionCommon Stock 894 $77.81 $69,562.14
Disclosure

SEC source: 0001062993-22-020959 · form4.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,387.603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:43 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 949 $77.81 $73,841.69
Disclosure

SEC source: 0001062993-22-020959 · form4.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,493.603

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:43 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionCommon Stock 2,018 $77.81 $157,020.58
Disclosure

SEC source: 0001062993-22-020959 · form4.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,442.603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:47 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Tax withholdingCommon Stock 216 $77.81 $16,806.96
Disclosure

SEC source: 0001062993-22-020953 · form4.xml · nonDerivative · entry 4

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,993.459

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:47 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Exercise / conversionCommon Stock 458 $77.81 $35,636.98
Disclosure

SEC source: 0001062993-22-020953 · form4.xml · nonDerivative · entry 3

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:47 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Tax withholdingCommon Stock 482 $77.81 $37,504.42
Disclosure

SEC source: 0001062993-22-020953 · form4.xml · nonDerivative · entry 2

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,751.459

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:47 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Exercise / conversionCommon Stock 1,025 $77.81 $79,755.25
Disclosure

SEC source: 0001062993-22-020953 · form4.xml · nonDerivative · entry 1

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,233.459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:36 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 559 $77.81 $43,495.79
Disclosure

SEC source: 0001062993-22-020956 · form4.xml · nonDerivative · entry 4

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,207.601

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:36 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 1,285 $77.81 $99,985.85
Disclosure

SEC source: 0001062993-22-020956 · form4.xml · nonDerivative · entry 3

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,766.601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:36 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 1,240 $77.81 $96,484.40
Disclosure

SEC source: 0001062993-22-020956 · form4.xml · nonDerivative · entry 2

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,481.601

Read SEC document
October 17, 2022 Filed Oct 19, 2022 17:36 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 2,850 $77.81 $221,758.50
Disclosure

SEC source: 0001062993-22-020956 · form4.xml · nonDerivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,721.601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 451 $77.81 $35,092.31
Disclosure

SEC source: 0001062993-22-020950 · form4.xml · nonDerivative · entry 4

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,097.892

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 959 $77.81 $74,619.79
Disclosure

SEC source: 0001062993-22-020950 · form4.xml · nonDerivative · entry 3

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,548.892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.

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October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,009 $77.81 $78,510.29
Disclosure

SEC source: 0001062993-22-020950 · form4.xml · nonDerivative · entry 2

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,589.892

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,146 $77.81 $166,980.26
Disclosure

SEC source: 0001062993-22-020950 · form4.xml · nonDerivative · entry 1

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,598.892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Bryant John JEVP and Pres, Defense Segment
Tax withholdingCommon Stock 451 $77.81 $35,092.31
Disclosure

SEC source: 0001062993-22-020951 · form4.xml · nonDerivative · entry 4

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,074.427

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Bryant John JEVP and Pres, Defense Segment
Exercise / conversionCommon Stock 959 $77.81 $74,619.79
Disclosure

SEC source: 0001062993-22-020951 · form4.xml · nonDerivative · entry 3

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,525.427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Bryant John JEVP and Pres, Defense Segment
Tax withholdingCommon Stock 1,009 $77.81 $78,510.29
Disclosure

SEC source: 0001062993-22-020951 · form4.xml · nonDerivative · entry 2

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,566.427

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:33 UTC
Bryant John JEVP and Pres, Defense Segment
Exercise / conversionCommon Stock 2,146 $77.81 $166,980.26
Disclosure

SEC source: 0001062993-22-020951 · form4.xml · nonDerivative · entry 1

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575.427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:22 UTC
Khare AnupamSVP/Chief Information Officer
Tax withholdingCommon Stock 359 $77.81 $27,933.79
Disclosure

SEC source: 0001062993-22-020947 · form4.xml · nonDerivative · entry 4

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,353.457

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.