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ORN

Orion Group Holdings Inc

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Tapewire entity
5724
SEC CIK
0001402829
Parsed reports
207

Last 12 months

Inside the activity.

5 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202603
Jun 202600
Jul 202640
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2024 Filed Dec 2, 2024 21:05 UTC
Earle Edward ChipmanEVP & GENERAL COUNSEL
Tax withholdingCommon Stock 5,001 $8.77 $43,858.77
Disclosure

SEC source: 0001415889-24-027986 · form4-12022024_041202.xml · nonDerivative · entry 1

Earle Edward Chipman · CIK 0001555362 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,234

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the November 27, 2024, vesting of a portion of the November 27,2023 restricted stock grant.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 09:49 UTC
Boone Travis JDirector · PRESIDENT & CEO
PurchaseCommon Stock 4,120 $6.01 $24,740.60
Disclosure

SEC source: 0001415889-24-023406 · form4-09162024_010901.xml · nonDerivative · entry 1

Boone Travis J · CIK 0001947439 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,299

Read SEC document
September 13, 2024 Filed Sep 16, 2024 13:00 UTC
Earle Edward ChipmanEVP & GENERAL COUNSEL
PurchaseCommon Stock 15,633 $6.05 $94,579.65
Disclosure

SEC source: 0001415889-24-023405 · form4-09162024_090901.xml · nonDerivative · entry 1

Earle Edward Chipman · CIK 0001555362 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,235

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.97 to $6.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 15, 2024 Filed Aug 16, 2024 08:04 UTC
Boone Travis JDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 55,540 $7.22 $400,998.80
Disclosure

SEC source: 0001415889-24-021419 · form4-08162024_120848.xml · nonDerivative · entry 1

Boone Travis J · CIK 0001947439 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,179

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the August 15, 2024 vesting of a portion of the August 15, 2022 restricted stock grant.

Read SEC document
August 08, 2024 Filed Aug 8, 2024 17:50 UTC
Boone Travis JDirector · PRESIDENT & CEO
PurchaseCommon Stock 3,700 $6.79 $25,137.80
Disclosure

SEC source: 0001415889-24-021006 · form4-08082024_090826.xml · nonDerivative · entry 1

Boone Travis J · CIK 0001947439 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,719

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.749 to $6.850, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 10:00 UTC PurchaseCommon Stock 10,000 $6.80 $67,988.00
Disclosure

SEC source: 0001415889-24-020799 · form4-08062024_060802.xml · nonDerivative · entry 1

Sullivan Mary E · CIK 0001370423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,187

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.785 to $6.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 20:09 UTC PurchaseCommon Stock 500 $8.47 $4,235.00
Disclosure

SEC source: 0001415889-24-020429 · form4-07312024_080717.xml · nonDerivative · entry 1

Smith Quentin P. Jr. · CIK 0001624976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,873

Read SEC document
May 20, 2024 Filed May 20, 2024 21:41 UTC SaleCommon Stock 40,000 $9.01 $360,216.00
Disclosure

SEC source: 0001415889-24-013800 · form4-05202024_090541.xml · nonDerivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,734

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.83 to $9.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 16, 2024 Filed May 20, 2024 17:36 UTC GrantCommon Stock 10,695 $9.35 $99,998.25
Disclosure

SEC source: 0001415889-24-013796 · form4-05202024_090559.xml · nonDerivative · entry 1

AMONETT THOMAS N · CIK 0001029695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,464

Read SEC document
May 16, 2024 Filed May 20, 2024 21:42 UTC GrantCommon Stock 10,695 $9.35 $99,998.25
Disclosure

SEC source: 0001415889-24-013802 · form4-05202024_090546.xml · nonDerivative · entry 1

Sullivan Mary E · CIK 0001370423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,187

Read SEC document
May 16, 2024 Filed May 20, 2024 21:41 UTC GrantCommon Stock 10,695 $9.35 $99,998.25
Disclosure

SEC source: 0001415889-24-013800 · form4-05202024_090541.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,734

Read SEC document
May 16, 2024 Filed May 20, 2024 21:39 UTC GrantCommon Stock 10,695 $9.35 $99,998.25
Disclosure

SEC source: 0001415889-24-013798 · form4-05202024_090554.xml · nonDerivative · entry 1

Caliel Michael J · CIK 0001368766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,695

Read SEC document
May 16, 2024 Filed May 20, 2024 21:40 UTC GrantCommon Stock 10,695 $9.35 $99,998.25
Disclosure

SEC source: 0001415889-24-013799 · form4-05202024_090513.xml · nonDerivative · entry 1

Smith Quentin P. Jr. · CIK 0001624976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,373

Read SEC document
May 16, 2024 Filed May 20, 2024 21:37 UTC GrantCommon Stock 10,695 $9.35 $99,998.25
Disclosure

SEC source: 0001415889-24-013797 · form4-05202024_090536.xml · nonDerivative · entry 1

FORAN MARGARET M · CIK 0001222368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,060

Read SEC document
May 02, 2024 Filed May 2, 2024 21:53 UTC PurchaseCommon Stock 1,400 $7.45 $10,430.00
Disclosure

SEC source: 0001415889-24-012066 · form4-05022024_090550.xml · nonDerivative · entry 1

Smith Quentin P. Jr. · CIK 0001624976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,678

Read SEC document
April 30, 2024 Filed Apr 30, 2024 16:35 UTC
Boone Travis JDirector · PRESIDENT & CEO
PurchaseCommon Stock 2,160 $6.98 $15,066.00
Disclosure

SEC source: 0001415889-24-011763 · form4-04302024_080456.xml · nonDerivative · entry 1

Boone Travis J · CIK 0001947439 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,019

Read SEC document
April 30, 2024 Filed Apr 30, 2024 20:37 UTC
Earle Edward ChipmanEVP & GENERAL COUNSEL
PurchaseCommon Stock 1,000 $7.03 $7,031.40
Disclosure

SEC source: 0001415889-24-011767 · form4-04302024_080420.xml · nonDerivative · entry 1

Earle Edward Chipman · CIK 0001555362 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,602

Read SEC document
April 30, 2024 Filed Apr 30, 2024 20:36 UTC PurchaseCommon Stock 4,000 $7.12 $28,480.00
Disclosure

SEC source: 0001415889-24-011765 · form4-04302024_080408.xml · nonDerivative · entry 1

Thanisch Gordon Scott · CIK 0001947836 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,811

Read SEC document
March 20, 2024 Filed Mar 22, 2024 16:16 UTC
Boone Travis JDirector · PRESIDENT & CEO
GrantCommon Stock 80,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008950 · form4-03222024_080310.xml · nonDerivative · entry 1

Boone Travis J · CIK 0001947439 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,859

F1 · price: This grant of restricted stock vests in three equal annual installments beginning on March 20, 2025.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:19 UTC GrantCommon Stock 29,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008951 · form4-03222024_080312.xml · nonDerivative · entry 1

Thanisch Gordon Scott · CIK 0001947836 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,811

F1 · price: This grant of restricted stock vests in three equal annual installments beginning on March 20, 2025.

Read SEC document
March 07, 2024 Filed Mar 7, 2024 22:13 UTC PurchaseCommon Stock 4,578 $7.18 $32,870.04
Disclosure

SEC source: 0001415889-24-007196 · form4-03072024_100350.xml · nonDerivative · entry 2

Caliel Michael J · CIK 0001368766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,000

Read SEC document
March 06, 2024 Filed Mar 7, 2024 22:13 UTC PurchaseCommon Stock 2,430 $7.07 $17,180.10
Disclosure

SEC source: 0001415889-24-007196 · form4-03072024_100350.xml · nonDerivative · entry 1

Caliel Michael J · CIK 0001368766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,422

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $7.07 to $7.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 17:52 UTC
Boone Travis JDirector · PRESIDENT & CEO
PurchaseCommon Stock 12,000 $7.01 $84,120.00
Disclosure

SEC source: 0001415889-24-006349 · form4-03042024_100343.xml · nonDerivative · entry 1

Boone Travis J · CIK 0001947439 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,557

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.91 to $7.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 22:55 UTC
Earle Edward ChipmanEVP & GENERAL COUNSEL
PurchaseCommon Stock 8,000 $6.88 $55,040.00
Disclosure

SEC source: 0001415889-24-006356 · form4-03042024_100356.xml · nonDerivative · entry 1

Earle Edward Chipman · CIK 0001555362 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,602

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.84 to $7.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 01:38 UTC SaleCommon Stock 30,000 $4.86 $145,800.00
Disclosure

SEC source: 0001415889-23-015561 · form4-11292023_011139.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,039

Read SEC document
November 27, 2023 Filed Nov 28, 2023 14:59 UTC
Earle Edward ChipmanEVP & GENERAL COUNSEL
GrantCommon Stock 61,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-015519 · form4-11282023_021141.xml · nonDerivative · entry 1

Earle Edward Chipman · CIK 0001555362 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,602

F1 · price: This grant of restricted stock vests in three equal annual installments beginning on November 27, 2024.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 16:33 UTC Tax withholdingCommon Stock 16,299 $4.80 $78,235.20
Disclosure

SEC source: 0001415889-23-013283 · form4-09142023_040908.xml · nonDerivative · entry 1

Thanisch Gordon Scott · CIK 0001947836 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,610

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the September 12, 2023 vesting of a portion of the September 12, 2022 restricted stock grant

Read SEC document
September 06, 2023 Filed Sep 7, 2023 18:52 UTC SaleCommon Stock 15,000 $4.76 $71,400.00
Disclosure

SEC source: 0001415889-23-013060 · form4-09072023_060941.xml · nonDerivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,039

Read SEC document
September 06, 2023 Filed Sep 7, 2023 18:52 UTC SaleCommon Stock 15,000 $4.74 $71,100.00
Disclosure

SEC source: 0001415889-23-013060 · form4-09072023_060941.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,039

Read SEC document
August 29, 2023 Filed Aug 30, 2023 22:14 UTC PurchaseCommon Stock 20,000 $4.60 $91,930.00
Disclosure

SEC source: 0001415889-23-012813 · form4-08302023_100842.xml · nonDerivative · entry 1

Thanisch Gordon Scott · CIK 0001947836 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,909

Read SEC document
August 18, 2023 Filed Aug 21, 2023 10:33 UTC
Buchler Peter R.EVP, GENERAL COUNSEL · CORPORATE SECRETARY
Tax withholdingCommon Stock 10,450 $3.32 $34,694.00
Disclosure

SEC source: 0001415889-23-012422 · form4-08212023_020839.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP, GENERAL COUNSEL · CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,670

F1 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the reporting person due to the August 18, 2023 vesting of a portion of the May 21, 2020 performance-based stock grant.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 10:56 UTC
Boone Travis JDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 55,540 $3.42 $189,946.80
Disclosure

SEC source: 0001415889-23-012347 · form4-08172023_020805.xml · nonDerivative · entry 1

Boone Travis J · CIK 0001947439 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,557

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the August 15, 2023 vesting of a portion of the August 15, 2022 restricted stock grant.

Read SEC document
June 14, 2023 Filed Jun 14, 2023 22:31 UTC PurchaseCommon Stock 1,000 $2.66 $2,660.00
Disclosure

SEC source: 0001415889-23-009805 · form4-06142023_100632.xml · nonDerivative · entry 2

Smith Quentin P. Jr. · CIK 0001624976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,278

Read SEC document
June 13, 2023 Filed Jun 14, 2023 22:31 UTC PurchaseCommon Stock 1,000 $2.60 $2,600.00
Disclosure

SEC source: 0001415889-23-009805 · form4-06142023_100632.xml · nonDerivative · entry 1

Smith Quentin P. Jr. · CIK 0001624976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,278

Read SEC document
May 22, 2023 Filed May 22, 2023 19:25 UTC
Buchler Peter R.EVP, GENERAL COUNSEL · CORPORATE SECRETARY
Tax withholdingCommon Stock 2,452 $2.53 $6,203.56
Disclosure

SEC source: 0001415889-23-008545 · form4-05222023_110518.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · EVP, GENERAL COUNSEL · CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,120

F2 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the May 22, 2023, vesting of a portion of the May 21, 2020, restricted stock grant.

Read SEC document
May 19, 2023 Filed May 22, 2023 19:25 UTC
Buchler Peter R.EVP, GENERAL COUNSEL · CORPORATE SECRETARY
Tax withholdingCommon Stock 3,889 $2.63 $10,228.07
Disclosure

SEC source: 0001415889-23-008545 · form4-05222023_110518.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP, GENERAL COUNSEL · CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,572

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the May 19, 2023, vesting of a portion of the May 19, 2021, restricted stock grant.

Read SEC document
May 18, 2023 Filed May 22, 2023 06:00 UTC GrantCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008445 · form4-05222023_060502.xml · nonDerivative · entry 1

AMONETT THOMAS N · CIK 0001029695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,769

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 18, 2023.

Read SEC document
May 18, 2023 Filed May 22, 2023 06:00 UTC GrantCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008447 · form4-05222023_060507.xml · nonDerivative · entry 1

Daerr Richard L. · CIK 0001420297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,629

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 18, 2023.

Read SEC document
May 18, 2023 Filed May 22, 2023 10:00 UTC GrantCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008449 · form4-05222023_060512.xml · nonDerivative · entry 1

Sullivan Mary E · CIK 0001370423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,492

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 18, 2023.

Read SEC document
May 18, 2023 Filed May 22, 2023 10:00 UTC GrantCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008451 · form4-05222023_060517.xml · nonDerivative · entry 1

Smith Quentin P. Jr. · CIK 0001624976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,278

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 18, 2023.

Read SEC document
May 18, 2023 Filed May 22, 2023 10:00 UTC GrantCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008448 · form4-05222023_060510.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,039

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 18, 2023.

Read SEC document
May 18, 2023 Filed May 22, 2023 10:00 UTC GrantCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008450 · form4-05222023_060514.xml · nonDerivative · entry 1

FORAN MARGARET M · CIK 0001222368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,365

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 18, 2023.

Read SEC document
May 18, 2023 Filed May 22, 2023 10:00 UTC GrantCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008446 · form4-05222023_060505.xml · nonDerivative · entry 1

Caliel Michael J · CIK 0001368766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,992

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 18, 2023.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 16:19 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 1,906 $2.77 $5,279.62
Disclosure

SEC source: 0001567619-23-004505 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,461

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on March 2, 2023.

Read SEC document
March 01, 2023 Filed Mar 8, 2023 02:26 UTC Amendment Tax withholdingCommon Stock 60,970 $2.74 $167,057.80
Disclosure

SEC source: 0001567619-23-004646 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,948

F1 · security: On March 7, 2023, Mr. Shanfelter filed a Form 4 to report the vesting of 250,896 restricted stock units into shares of common stock and corresponding withholding of shares of common stock to satisfy tax withholding obligations. This amendment to the Form 4 is being filed to amend the second row in Table I, to reflect 60,970 shares of common stock withheld to satisfy tax withholding obligations, with respect to the foregoing transaction resulting in Mr. Shanfelter's current beneficial ownership of 492,948 shares. The first line of Table I and the first line of Table II remains unchanged.

F2 · shares: Reflects a reduction of shares of time vested restricted stock units, withheld to cover taxes payable by the reporting person due to the March 1, 2023 vesting of the May 19, 2022 time vested restricted stock unit grant.

Read SEC document
March 01, 2023 Filed Mar 7, 2023 16:43 UTC Exercise / conversionTime Vested Restricted Stock Units · Derivative 250,896 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004557 · doc1.xml · derivative · entry 3

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Executive Chairman on March 1, 2023.

F3 · derivative.exercise_price: Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Executive Chairman.

F3 · derivative.exercise_date: Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Executive Chairman.

F3 · derivative.expiration_date: Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Executive Chairman.

F1 · derivative.underlying: Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Executive Chairman on March 1, 2023.

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March 01, 2023 Filed Mar 7, 2023 16:43 UTC Tax withholdingCommon Stock 62,061 $2.74 $170,047.14
Disclosure

SEC source: 0001567619-23-004557 · doc1.xml · nonDerivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,857

F2 · shares: Reflects a reduction of shares of time vested restricted stock units, withheld to cover taxes payable by the reporting person due to the March 1, 2023 vesting of the May 19, 2022 time vested restricted stock unit grant.

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March 01, 2023 Filed Mar 7, 2023 16:43 UTC Exercise / conversionCommon Stock 250,896 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004557 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Executive Chairman on March 1, 2023.

F1 · price: Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Executive Chairman on March 1, 2023.

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November 16, 2022 Filed Nov 18, 2022 21:57 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 24,254 $2.31 $56,026.74
Disclosure

SEC source: 0001567619-22-020649 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,367

F2 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of the November 16, 2022, restricted stock grant.

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November 16, 2022 Filed Nov 18, 2022 21:57 UTC
Buchler Peter R.EVP and General Counsel
GrantCommon Stock 64,935 $2.31 $149,999.85
Disclosure

SEC source: 0001567619-22-020649 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,621

F1 · shares: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, November 16, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.