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Nasdaq · USD

ORKA

Oruka Therapeutics, Inc.

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Tapewire entity
3781
SEC CIK
0000907654
Parsed reports
188

Last 12 months

Inside the activity.

0 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202605
Feb 202602
Mar 2026010
Apr 202603
May 2026016
Jun 2026015
Jul 2026012
Aug 2026015
Sep 2026023
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2024 Filed Jul 26, 2024 14:50 UTC PurchaseCommon Stock 17,800 $3.18 $56,595.10
Disclosure

SEC source: 0001437749-24-023533 · rdgdoc.xml · nonDerivative · entry 2

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 2,074,112

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serve as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 14:50 UTC PurchaseCommon Stock 165,000 $3.20 $528,000.00
Disclosure

SEC source: 0001437749-24-023533 · rdgdoc.xml · nonDerivative · entry 1

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 2,056,312

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serve as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 94,537 $3.45 $326,303.91
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 9

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,891,312

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 21,963 $3.46 $76,062.26
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 8

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,796,775

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 33,500 $3.46 $116,067.45
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 7

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,774,812

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 16,917 $3.43 $58,091.29
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 6

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,741,312

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 08, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 17,600 $3.54 $62,216.00
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 5

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,724,395

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 08, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 29,892 $3.41 $101,973.57
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 4

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,706,795

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 05, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 5,000 $3.41 $17,050.00
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 3

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,676,903

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 05, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 23,326 $3.43 $80,015.18
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 2

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,671,903

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 03, 2024 Filed Jul 12, 2024 23:38 UTC PurchaseCommon Stock 166,042 $3.55 $589,565.33
Disclosure

SEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 1

JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner

Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 1,648,577

F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 23:39 UTC
Ma-Weaver JacobDirector · 10% owner · See footnote 1
GrantStock option (right to buy) · Derivative 6,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001922140-24-000001 · primary_doc.xml · derivative · entry 1

Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See footnote 1

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common stock · 6,000 shares

Expires 2034-01-30

F1 · security: This Form 4 is filed by Jacob Ma-Weaver. Mr. Ma-Weaver, Funicular Funds, LP, and Cable Car Capital LLC may be deemed to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:25 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-24-002481 · doc4.xml · derivative · entry 1

Hove Anders D · CIK 0001365618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:25 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-24-002480 · doc4.xml · derivative · entry 2

MITCHELL DANIEL J · CIK 0001113661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:25 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-24-002479 · doc4.xml · derivative · entry 1

Flynn James P · CIK 0001955965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:25 UTC
CONWAY ROBERT EDirector · Chairman of the Board
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-24-002478 · doc4.xml · derivative · entry 2

CONWAY ROBERT E · CIK 0001184334 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:25 UTC
Grais LindaDirector
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-24-002477 · doc4.xml · derivative · entry 1

Grais Linda · CIK 0001413306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:25 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-24-002476 · doc4.xml · derivative · entry 1

Woosley Raymond L. · CIK 0001582095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:33 UTC
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
OtherPut Option · Derivative 300 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0000921895-22-003245 · form413392002_12192022.xml · derivative · entry 4

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-12-16

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:33 UTC
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
OtherPut Option · Derivative 14,200 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0000921895-22-003245 · form413392002_12192022.xml · derivative · entry 3

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 1,420,000 shares

Expires 2022-12-16

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:33 UTC
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
OtherCommon Stock 1,420,000 $2.50 $3,550,000.00
Disclosure

SEC source: 0000921895-22-003245 · form413392002_12192022.xml · nonDerivative · entry 1

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,452

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:33 UTC
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000921895-22-003245 · form413392002_12192022.xml · derivative · entry 2

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 6,000 shares

Expires 2032-12-15

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · derivative.exercise_date: Grant to Mr. Ma-Weaver of a stock option under the 2020 Equity Incentive Plan (the "Plan"), vesting in 12 equal monthly installments beginning as of December 15, 2022. If Mr. Ma-Weaver's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

F4 · derivative.underlying_shares: Pursuant to the terms of the Plan, the stock option may not be transferred. Upon vesting, Mr. Ma-Weaver intends on exercising the option and assigning the underlying shares to the Fund.

F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:30 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001209191-22-061923 · doc4.xml · derivative · entry 1

Woosley Raymond L. · CIK 0001582095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-12-15

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:24 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001209191-22-061919 · doc4.xml · derivative · entry 2

MITCHELL DANIEL J · CIK 0001113661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-12-15

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:24 UTC
Grais LindaDirector
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001209191-22-061908 · doc4.xml · derivative · entry 1

Grais Linda · CIK 0001413306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-12-15

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:20 UTC
CONWAY ROBERT EDirector · Chairman of the Board
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001209191-22-061901 · doc4.xml · derivative · entry 2

CONWAY ROBERT E · CIK 0001184334 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-12-15

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

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December 15, 2022 Filed Dec 19, 2022 21:23 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001209191-22-061911 · doc4.xml · derivative · entry 1

Hove Anders D · CIK 0001365618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-12-15

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:19 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001209191-22-061897 · doc4.xml · derivative · entry 1

Flynn James P · CIK 0001955965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-12-15

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 36 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested.

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December 08, 2022 Filed Dec 9, 2022 21:30 UTC
Keuer Thomas AChief Operating Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060498 · doc4.xml · nonDerivative · entry 1

Keuer Thomas A · CIK 0001290482 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,730

F1 · shares: Represents shares issued as restricted stock units (an "RSU") under the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest one year from December 8, 2022, subject to continuing employment with the Company through that date. In the event of a change in control of the Issuer or the grantee's involuntary termination without cause or by the grantee for good reason, 100% of the unvested RSUs shall become fully and immediately vested upon the closing date of such change in control or such involuntary termination date, respectively (to the extent such unvested RSUs have not yet then vested).

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December 08, 2022 Filed Dec 9, 2022 21:30 UTC
Dekker C. JeffreyChief Financial Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060497 · doc4.xml · nonDerivative · entry 1

Dekker C. Jeffrey · CIK 0001546840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Represents shares issued as restricted stock units (an "RSU") under the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest one year from December 8, 2022, subject to continuing employment with the Company through that date. In the event of a change in control of the Issuer or the grantee's involuntary termination without cause or by the grantee for good reason, 100% of the unvested RSUs shall become fully and immediately vested upon the closing date of such change in control or such involuntary termination date, respectively (to the extent such unvested RSUs have not yet then vested).

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July 01, 2022 Filed Jul 8, 2022 23:17 UTC
Funicular Funds, LP10% owner · See Footnote 1
OtherPut Option · Derivative 14,500 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0000921895-22-002200 · form413392002_07082022.xml · derivative · entry 4

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,000

Underlying: Common Stock · 1,450,000 shares

Expires 2022-12-16

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · shares: The reported transactions involved a transfer of 2,580,452 shares of the Issuer's Common Stock and European-style put options referencing an aggregate of 1,450,000 Shares by Funicular to the Fund in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise.

Read SEC document
July 01, 2022 Filed Jul 8, 2022 23:17 UTC
Funicular Funds, LP10% owner · See Footnote 1
OtherPut Option · Derivative 14,500 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0000921895-22-002200 · form413392002_07082022.xml · derivative · entry 3

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Funicular Fund

Disclosed balance after: 0

Underlying: Common Stock · 1,450,000 shares

Expires 2022-12-16

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · shares: The reported transactions involved a transfer of 2,580,452 shares of the Issuer's Common Stock and European-style put options referencing an aggregate of 1,450,000 Shares by Funicular to the Fund in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise.

F2 · ownership.nature: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
July 01, 2022 Filed Jul 8, 2022 23:17 UTC
Funicular Funds, LP10% owner · See Footnote 1
OtherCommon Stock 2,580,452 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-002200 · form413392002_07082022.xml · nonDerivative · entry 2

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580,452

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
July 01, 2022 Filed Jul 8, 2022 23:17 UTC
Funicular Funds, LP10% owner · See Footnote 1
OtherCommon Stock 2,580,452 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-002200 · form413392002_07082022.xml · nonDerivative · entry 1

Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Funicular Fund, LP

Disclosed balance after: 2,580,452

F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
June 15, 2022 Filed Jun 21, 2022 23:42 UTC
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0000921895-22-002055 · form413392002_06212022.xml · derivative · entry 2

Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-06-15

F1 · security: This Form 4 is filed by Jacob Ma-Weaver (the "Reporting Person"). The Reporting Person, the Funicular Fund (the "Fund") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Person, the Fund and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan (the Plan), vesting in 36 equal monthly installments from the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested.

F4 · derivative.underlying_shares: Pursuant to the terms of the Plan, the stock option may not be transferred. Upon vesting, the Reporting Person intends on exercising the option and assigning the underlying shares to the Fund.

Read SEC document
May 25, 2022 Filed May 25, 2022 21:12 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 64,851 $2.32 $150,739.66
Disclosure

SEC source: 0000921895-22-001792 · form413392002_05252022.xml · nonDerivative · entry 3

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580,452

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2550 to $2.3450, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:12 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 18,110 $2.29 $41,383.16
Disclosure

SEC source: 0000921895-22-001792 · form413392002_05252022.xml · nonDerivative · entry 2

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515,601

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2850 to $2.2950, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 23, 2022 Filed May 25, 2022 21:12 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 2,301 $2.30 $5,280.80
Disclosure

SEC source: 0000921895-22-001792 · form413392002_05252022.xml · nonDerivative · entry 1

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497,491

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 19, 2022 Filed May 20, 2022 22:01 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 1 $2.25 $2.25
Disclosure

SEC source: 0000921895-22-001755 · form413392002_05202022.xml · nonDerivative · entry 2

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495,190

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:01 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 13,072 $2.30 $30,125.73
Disclosure

SEC source: 0000921895-22-001755 · form413392002_05202022.xml · nonDerivative · entry 1

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495,189

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2850 to $2.3050, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 16, 2022 Filed May 16, 2022 23:31 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 42,914 $2.30 $98,646.41
Disclosure

SEC source: 0000921895-22-001688 · form413392002_05162022.xml · nonDerivative · entry 3

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482,117

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2400 to $2.3050, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 13, 2022 Filed May 16, 2022 23:31 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 14,000 $2.29 $32,118.80
Disclosure

SEC source: 0000921895-22-001688 · form413392002_05162022.xml · nonDerivative · entry 2

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439,203

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2550 to $2.3050, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 12, 2022 Filed May 16, 2022 23:31 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 27,922 $2.27 $63,377.36
Disclosure

SEC source: 0000921895-22-001688 · form413392002_05162022.xml · nonDerivative · entry 1

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425,203

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2650 to $2.2950, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 11, 2022 Filed May 11, 2022 22:38 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 24,596 $2.29 $56,201.86
Disclosure

SEC source: 0000921895-22-001599 · form413392002_05112022.xml · nonDerivative · entry 2

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,397,281

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 10, 2022 Filed May 11, 2022 22:38 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 20,979 $2.28 $47,926.53
Disclosure

SEC source: 0000921895-22-001599 · form413392002_05112022.xml · nonDerivative · entry 1

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,372,685

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2750 to $2.2850, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

Read SEC document
May 09, 2022 Filed May 9, 2022 21:44 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 49,221 $2.27 $111,721.83
Disclosure

SEC source: 0000921895-22-001519 · form413392002_05092022.xml · nonDerivative · entry 3

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,351,706

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2650 to $2.2750, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

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May 06, 2022 Filed May 9, 2022 21:44 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 57,998 $2.28 $132,392.03
Disclosure

SEC source: 0000921895-22-001519 · form413392002_05092022.xml · nonDerivative · entry 2

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302,485

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2600 to $2.2850, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

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May 05, 2022 Filed May 9, 2022 21:44 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 16,903 $2.27 $38,449.25
Disclosure

SEC source: 0000921895-22-001519 · form413392002_05092022.xml · nonDerivative · entry 1

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,244,487

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2650 to $2.2750, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

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May 02, 2022 Filed May 2, 2022 23:03 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 1,259 $2.32 $2,914.59
Disclosure

SEC source: 0000921895-22-001438 · form413392002_05022022.xml · nonDerivative · entry 3

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,227,584

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

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April 29, 2022 Filed May 2, 2022 23:03 UTC
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
PurchaseCommon Stock 8,974 $2.30 $20,643.79
Disclosure

SEC source: 0000921895-22-001438 · form413392002_05022022.xml · nonDerivative · entry 2

Funicular Fund, LP · CIK 0001752618 · See Footnote 1

Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226,325

F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2750 to $2.3150, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.