Last 12 months
Inside the activity.
0 purchase rows · 112 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 12 |
| Aug 2026 | 0 | 15 |
| Sep 2026 | 0 | 23 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2024 Filed Jul 26, 2024 14:50 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 17,800 | $3.18 | $56,595.10 |
DisclosureSEC source: 0001437749-24-023533 · rdgdoc.xml · nonDerivative · entry 2 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 2,074,112 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serve as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 24, 2024 Filed Jul 26, 2024 14:50 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 165,000 | $3.20 | $528,000.00 |
DisclosureSEC source: 0001437749-24-023533 · rdgdoc.xml · nonDerivative · entry 1 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 2,056,312 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serve as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 94,537 | $3.45 | $326,303.91 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 9 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,891,312 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 21,963 | $3.46 | $76,062.26 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 8 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,796,775 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 33,500 | $3.46 | $116,067.45 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 7 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,774,812 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 09, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 16,917 | $3.43 | $58,091.29 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 6 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,741,312 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 08, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 17,600 | $3.54 | $62,216.00 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 5 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,724,395 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 08, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 29,892 | $3.41 | $101,973.57 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 4 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,706,795 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 05, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 5,000 | $3.41 | $17,050.00 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 3 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,676,903 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 05, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 23,326 | $3.43 | $80,015.18 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 2 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,671,903 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| July 03, 2024 Filed Jul 12, 2024 23:38 UTC |
Janus Henderson Group Ltd.10% owner
|
PurchaseCommon Stock | 166,042 | $3.55 | $589,565.33 |
DisclosureSEC source: 0001437749-24-022708 · rdgdoc.xml · nonDerivative · entry 1 JANUS HENDERSON GROUP PLC · CIK 0001274173 · 10% owner Janus Henderson Biotech Innovation Master Fund Ltd · CIK 0002030299 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 1,648,577 F1 · ownership.nature: The securities reported are beneficially owned directly by Janus Henderson Biotech Innovation Master Fund Ltd. (the "Fund"). Janus Henderson Group plc has a 100% ownership stake in Janus Henderson Investors US LLC, which serves as the investment advisor to the Fund, and may therefore be deemed a beneficial owner of the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 23:39 UTC |
Ma-Weaver JacobDirector · 10% owner · See footnote 1
|
GrantStock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001922140-24-000001 · primary_doc.xml · derivative · entry 1 Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See footnote 1 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common stock · 6,000 shares Expires 2034-01-30 F1 · security: This Form 4 is filed by Jacob Ma-Weaver. Mr. Ma-Weaver, Funicular Funds, LP, and Cable Car Capital LLC may be deemed to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:25 UTC |
Hove Anders DDirector
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001209191-24-002481 · doc4.xml · derivative · entry 1 Hove Anders D · CIK 0001365618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2034-01-30 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:25 UTC |
MITCHELL DANIEL JDirector
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001209191-24-002480 · doc4.xml · derivative · entry 2 MITCHELL DANIEL J · CIK 0001113661 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2034-01-30 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:25 UTC |
Flynn James PDirector
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001209191-24-002479 · doc4.xml · derivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2034-01-30 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:25 UTC |
CONWAY ROBERT EDirector · Chairman of the Board
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001209191-24-002478 · doc4.xml · derivative · entry 2 CONWAY ROBERT E · CIK 0001184334 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2034-01-30 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:25 UTC |
Grais LindaDirector
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001209191-24-002477 · doc4.xml · derivative · entry 1 Grais Linda · CIK 0001413306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2034-01-30 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:25 UTC |
Woosley Raymond L.Director
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001209191-24-002476 · doc4.xml · derivative · entry 1 Woosley Raymond L. · CIK 0001582095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2034-01-30 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of January 30, 2024, subject to the Reporting Person continuing to provide Continuous Service (as defined in the 2020 Equity Incentive Plan) through such date. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 22:33 UTC |
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
|
OtherPut Option · Derivative | 300 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000921895-22-003245 · form413392002_12192022.xml · derivative · entry 4 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2022-12-16 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 22:33 UTC |
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
|
OtherPut Option · Derivative | 14,200 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000921895-22-003245 · form413392002_12192022.xml · derivative · entry 3 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 1,420,000 shares Expires 2022-12-16 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 22:33 UTC |
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
|
OtherCommon Stock | 1,420,000 | $2.50 | $3,550,000.00 |
DisclosureSEC source: 0000921895-22-003245 · form413392002_12192022.xml · nonDerivative · entry 1 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,452 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:33 UTC |
Funicular Funds, LP10% owner · See Footnote 1
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000921895-22-003245 · form413392002_12192022.xml · derivative · entry 2 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 6,000 shares Expires 2032-12-15 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · derivative.exercise_date: Grant to Mr. Ma-Weaver of a stock option under the 2020 Equity Incentive Plan (the "Plan"), vesting in 12 equal monthly installments beginning as of December 15, 2022. If Mr. Ma-Weaver's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. F4 · derivative.underlying_shares: Pursuant to the terms of the Plan, the stock option may not be transferred. Upon vesting, Mr. Ma-Weaver intends on exercising the option and assigning the underlying shares to the Fund. F2 · ownership.direct: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:30 UTC |
Woosley Raymond L.Director
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-22-061923 · doc4.xml · derivative · entry 1 Woosley Raymond L. · CIK 0001582095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:24 UTC |
MITCHELL DANIEL JDirector
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-22-061919 · doc4.xml · derivative · entry 2 MITCHELL DANIEL J · CIK 0001113661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:24 UTC |
Grais LindaDirector
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-22-061908 · doc4.xml · derivative · entry 1 Grais Linda · CIK 0001413306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:20 UTC |
CONWAY ROBERT EDirector · Chairman of the Board
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-22-061901 · doc4.xml · derivative · entry 2 CONWAY ROBERT E · CIK 0001184334 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:23 UTC |
Hove Anders DDirector
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-22-061911 · doc4.xml · derivative · entry 1 Hove Anders D · CIK 0001365618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 12 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:19 UTC |
Flynn James PDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-22-061897 · doc4.xml · derivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan, vesting in 36 equal monthly installments beginning as of December 15, 2022. If the Reporting Person's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:30 UTC |
Keuer Thomas AChief Operating Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060498 · doc4.xml · nonDerivative · entry 1 Keuer Thomas A · CIK 0001290482 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,730 F1 · shares: Represents shares issued as restricted stock units (an "RSU") under the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest one year from December 8, 2022, subject to continuing employment with the Company through that date. In the event of a change in control of the Issuer or the grantee's involuntary termination without cause or by the grantee for good reason, 100% of the unvested RSUs shall become fully and immediately vested upon the closing date of such change in control or such involuntary termination date, respectively (to the extent such unvested RSUs have not yet then vested). Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:30 UTC |
Dekker C. JeffreyChief Financial Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060497 · doc4.xml · nonDerivative · entry 1 Dekker C. Jeffrey · CIK 0001546840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Represents shares issued as restricted stock units (an "RSU") under the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest one year from December 8, 2022, subject to continuing employment with the Company through that date. In the event of a change in control of the Issuer or the grantee's involuntary termination without cause or by the grantee for good reason, 100% of the unvested RSUs shall become fully and immediately vested upon the closing date of such change in control or such involuntary termination date, respectively (to the extent such unvested RSUs have not yet then vested). Read SEC document |
| July 01, 2022 Filed Jul 8, 2022 23:17 UTC |
Funicular Funds, LP10% owner · See Footnote 1
|
OtherPut Option · Derivative | 14,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000921895-22-002200 · form413392002_07082022.xml · derivative · entry 4 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,000 Underlying: Common Stock · 1,450,000 shares Expires 2022-12-16 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: The reported transactions involved a transfer of 2,580,452 shares of the Issuer's Common Stock and European-style put options referencing an aggregate of 1,450,000 Shares by Funicular to the Fund in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise. Read SEC document |
| July 01, 2022 Filed Jul 8, 2022 23:17 UTC |
Funicular Funds, LP10% owner · See Footnote 1
|
OtherPut Option · Derivative | 14,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000921895-22-002200 · form413392002_07082022.xml · derivative · entry 3 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 10b5-1 filing: Not disclosed Ownership: Indirect · By the Funicular Fund Disclosed balance after: 0 Underlying: Common Stock · 1,450,000 shares Expires 2022-12-16 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: The reported transactions involved a transfer of 2,580,452 shares of the Issuer's Common Stock and European-style put options referencing an aggregate of 1,450,000 Shares by Funicular to the Fund in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise. F2 · ownership.nature: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| July 01, 2022 Filed Jul 8, 2022 23:17 UTC |
Funicular Funds, LP10% owner · See Footnote 1
|
OtherCommon Stock | 2,580,452 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-002200 · form413392002_07082022.xml · nonDerivative · entry 2 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580,452 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 01, 2022 Filed Jul 8, 2022 23:17 UTC |
Funicular Funds, LP10% owner · See Footnote 1
|
OtherCommon Stock | 2,580,452 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-002200 · form413392002_07082022.xml · nonDerivative · entry 1 Funicular Funds, LP · CIK 0001937147 · 10% owner · See Footnote 1 10b5-1 filing: Not disclosed Ownership: Indirect · By the Funicular Fund, LP Disclosed balance after: 2,580,452 F1 · security: This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| June 15, 2022 Filed Jun 21, 2022 23:42 UTC |
Ma-Weaver JacobDirector · 10% owner · See Footnote 1
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000921895-22-002055 · form413392002_06212022.xml · derivative · entry 2 Ma-Weaver Jacob · CIK 0001922140 · Director · 10% owner · See Footnote 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2032-06-15 F1 · security: This Form 4 is filed by Jacob Ma-Weaver (the "Reporting Person"). The Reporting Person, the Funicular Fund (the "Fund") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Person, the Fund and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan (the Plan), vesting in 36 equal monthly installments from the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested. F4 · derivative.underlying_shares: Pursuant to the terms of the Plan, the stock option may not be transferred. Upon vesting, the Reporting Person intends on exercising the option and assigning the underlying shares to the Fund. Read SEC document |
| May 25, 2022 Filed May 25, 2022 21:12 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 64,851 | $2.32 | $150,739.66 |
DisclosureSEC source: 0000921895-22-001792 · form413392002_05252022.xml · nonDerivative · entry 3 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580,452 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2550 to $2.3450, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 24, 2022 Filed May 25, 2022 21:12 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 18,110 | $2.29 | $41,383.16 |
DisclosureSEC source: 0000921895-22-001792 · form413392002_05252022.xml · nonDerivative · entry 2 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,515,601 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2850 to $2.2950, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:12 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 2,301 | $2.30 | $5,280.80 |
DisclosureSEC source: 0000921895-22-001792 · form413392002_05252022.xml · nonDerivative · entry 1 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497,491 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 19, 2022 Filed May 20, 2022 22:01 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 1 | $2.25 | $2.25 |
DisclosureSEC source: 0000921895-22-001755 · form413392002_05202022.xml · nonDerivative · entry 2 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,495,190 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:01 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 13,072 | $2.30 | $30,125.73 |
DisclosureSEC source: 0000921895-22-001755 · form413392002_05202022.xml · nonDerivative · entry 1 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,495,189 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2850 to $2.3050, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 16, 2022 Filed May 16, 2022 23:31 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 42,914 | $2.30 | $98,646.41 |
DisclosureSEC source: 0000921895-22-001688 · form413392002_05162022.xml · nonDerivative · entry 3 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,482,117 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2400 to $2.3050, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 13, 2022 Filed May 16, 2022 23:31 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 14,000 | $2.29 | $32,118.80 |
DisclosureSEC source: 0000921895-22-001688 · form413392002_05162022.xml · nonDerivative · entry 2 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439,203 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2550 to $2.3050, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 12, 2022 Filed May 16, 2022 23:31 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 27,922 | $2.27 | $63,377.36 |
DisclosureSEC source: 0000921895-22-001688 · form413392002_05162022.xml · nonDerivative · entry 1 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,425,203 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2650 to $2.2950, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 11, 2022 Filed May 11, 2022 22:38 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 24,596 | $2.29 | $56,201.86 |
DisclosureSEC source: 0000921895-22-001599 · form413392002_05112022.xml · nonDerivative · entry 2 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,397,281 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:38 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 20,979 | $2.28 | $47,926.53 |
DisclosureSEC source: 0000921895-22-001599 · form413392002_05112022.xml · nonDerivative · entry 1 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,372,685 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2750 to $2.2850, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 09, 2022 Filed May 9, 2022 21:44 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 49,221 | $2.27 | $111,721.83 |
DisclosureSEC source: 0000921895-22-001519 · form413392002_05092022.xml · nonDerivative · entry 3 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,351,706 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2650 to $2.2750, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 06, 2022 Filed May 9, 2022 21:44 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 57,998 | $2.28 | $132,392.03 |
DisclosureSEC source: 0000921895-22-001519 · form413392002_05092022.xml · nonDerivative · entry 2 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,302,485 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2600 to $2.2850, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 05, 2022 Filed May 9, 2022 21:44 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 16,903 | $2.27 | $38,449.25 |
DisclosureSEC source: 0000921895-22-001519 · form413392002_05092022.xml · nonDerivative · entry 1 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,244,487 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2650 to $2.2750, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| May 02, 2022 Filed May 2, 2022 23:03 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 1,259 | $2.32 | $2,914.59 |
DisclosureSEC source: 0000921895-22-001438 · form413392002_05022022.xml · nonDerivative · entry 3 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,227,584 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
| April 29, 2022 Filed May 2, 2022 23:03 UTC |
Funicular Fund, LPSee Footnote 1
Ma-Weaver JacobSee Footnote 1
|
PurchaseCommon Stock | 8,974 | $2.30 | $20,643.79 |
DisclosureSEC source: 0000921895-22-001438 · form413392002_05022022.xml · nonDerivative · entry 2 Funicular Fund, LP · CIK 0001752618 · See Footnote 1 Ma-Weaver Jacob · CIK 0001922140 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,226,325 F1 · security: This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2750 to $2.3150, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.direct: Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.