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ORI

OLD REPUBLIC INTERNATIONAL CORP

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Tapewire entity
1438
SEC CIK
0000074260
Parsed reports
367

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202602
Mar 202620
Apr 202600
May 202611
Jun 202600
Jul 202602
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2019 Filed Jan 28, 2019 21:45 UTC
ZUCARO ALDO CChairman & CEO
PurchaseCommon Stock 5,000 $19.87 $99,350.00
Disclosure

SEC source: 0000074260-19-000006 · primary_doc.xml · nonDerivative · entry 1

ZUCARO ALDO C · CIK 0001185444 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,080

Read SEC document
January 09, 2019 Filed Jan 10, 2019 18:15 UTC PurchaseCommon Stock 200 $20.91 $4,182.00
Disclosure

SEC source: 0000074260-19-000001 · primary_doc.xml · nonDerivative · entry 1

KOVALESKI CHARLES J · CIK 0001751885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186

F1 · date: Trade executed pursuant to a 10b5-1 plan.

Read SEC document
December 31, 2018 Filed Jan 28, 2019 20:58 UTC
MUELLER KARL WSr. VP / CFO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-19-000005 · primary_doc.xml · nonDerivative · entry 5

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESSOP

Disclosed balance after: 20,151

F2 · kind: No transactions to report related to this indirect ownership of 20,151 shares.

Read SEC document
December 15, 2018 Filed Jan 28, 2019 20:58 UTC
MUELLER KARL WSr. VP / CFO
OtherCommon Stock 45.535 $21.20 $965.34
Disclosure

SEC source: 0000074260-19-000005 · primary_doc.xml · nonDerivative · entry 4

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 4,995

F1 · kind: Dividend reinvestment purchase.

Read SEC document
December 15, 2018 Filed Jan 28, 2019 20:58 UTC
MUELLER KARL WSr. VP / CFO
OtherCommon Stock 54.194 $21.20 $1,148.91
Disclosure

SEC source: 0000074260-19-000005 · primary_doc.xml · nonDerivative · entry 2

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,014

F1 · kind: Dividend reinvestment purchase.

Read SEC document
October 12, 2018 Filed Oct 26, 2018 14:35 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000068 · primary_doc.xml · nonDerivative · entry 5

WALKER STEVEN R · CIK 0001364260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F4 · kind: No transactions to report related to this direct ownership of 12,000 shares.

Read SEC document
October 12, 2018 Filed Oct 26, 2018 14:35 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000068 · primary_doc.xml · nonDerivative · entry 4

WALKER STEVEN R · CIK 0001364260 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP/IRA

Disclosed balance after: 22,500

F3 · kind: No transactions to report related to this indirect ownership of 22,500 shares.

Read SEC document
October 12, 2018 Filed Oct 26, 2018 14:35 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000068 · primary_doc.xml · nonDerivative · entry 3

WALKER STEVEN R · CIK 0001364260 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 3,500

F2 · kind: No transactions to report related to this indirect ownership of 3,500 shares.

Read SEC document
October 12, 2018 Filed Oct 26, 2018 14:35 UTC SaleCommon Stock 1,000 $20.13 $20,130.00
Disclosure

SEC source: 0000074260-18-000068 · primary_doc.xml · nonDerivative · entry 2

WALKER STEVEN R · CIK 0001364260 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,000

F1 · kind: On October 12, 2018, Reporting Person placed a purchase order for shares of Issuer's common stock with his financial advisor and then cancelled that order in a second conversation that immediately followed. From that conversation, Reporting Person understood that the purchase order was being cancelled, but the order was instead filled and an offsetting sale order was placed that same day. The financial advisor did not inform Reporting Person that the initial purchase order had not been cancelled and that two offsetting transactions had occurred. Reporting Person became aware of the reportable transactions only upon receipt of brokerage confirmations. As a result, the filing of this Statement of Changes in Beneficial Ownership was delayed.

Read SEC document
October 12, 2018 Filed Oct 26, 2018 14:35 UTC PurchaseCommon Stock 1,000 $20.21 $20,210.00
Disclosure

SEC source: 0000074260-18-000068 · primary_doc.xml · nonDerivative · entry 1

WALKER STEVEN R · CIK 0001364260 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 23,000

F1 · kind: On October 12, 2018, Reporting Person placed a purchase order for shares of Issuer's common stock with his financial advisor and then cancelled that order in a second conversation that immediately followed. From that conversation, Reporting Person understood that the purchase order was being cancelled, but the order was instead filled and an offsetting sale order was placed that same day. The financial advisor did not inform Reporting Person that the initial purchase order had not been cancelled and that two offsetting transactions had occurred. Reporting Person became aware of the reportable transactions only upon receipt of brokerage confirmations. As a result, the filing of this Statement of Changes in Beneficial Ownership was delayed.

Read SEC document
September 15, 2018 Filed Jan 28, 2019 20:58 UTC
MUELLER KARL WSr. VP / CFO
OtherCommon Stock 42.637 $22.44 $956.77
Disclosure

SEC source: 0000074260-19-000005 · primary_doc.xml · nonDerivative · entry 3

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 4,949

F1 · kind: Dividend reinvestment purchase.

Read SEC document
September 15, 2018 Filed Jan 28, 2019 20:58 UTC
MUELLER KARL WSr. VP / CFO
OtherCommon Stock 50.744 $22.44 $1,138.70
Disclosure

SEC source: 0000074260-19-000005 · primary_doc.xml · nonDerivative · entry 1

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,960

F1 · kind: Dividend reinvestment purchase.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 19:12 UTC
MUELLER KARL WSr. VP / CFO
Exercise / conversion2009 Employee Stock Option · Derivative 15,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0000074260-18-000062 · primary_doc.xml · derivative · entry 5

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 19:12 UTC
MUELLER KARL WSr. VP / CFO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000062 · primary_doc.xml · nonDerivative · entry 4

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 4,907

F2 · kind: No transactions to report related to this direct ownership of 4,907 shares.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 19:12 UTC
MUELLER KARL WSr. VP / CFO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000062 · primary_doc.xml · nonDerivative · entry 3

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESSOP

Disclosed balance after: 19,535

F1 · kind: No transactions to report related to this direct ownership of 19,535 shares.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 19:12 UTC
MUELLER KARL WSr. VP / CFO
SaleCommon Stock 9,879 $22.00 $217,338.00
Disclosure

SEC source: 0000074260-18-000062 · primary_doc.xml · nonDerivative · entry 2

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,908

Read SEC document
August 20, 2018 Filed Aug 22, 2018 19:12 UTC
MUELLER KARL WSr. VP / CFO
Exercise / conversionCommon Stock 15,000 $10.48 $157,200.00
Disclosure

SEC source: 0000074260-18-000062 · primary_doc.xml · nonDerivative · entry 1

MUELLER KARL W · CIK 0001305282 · Sr. VP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 20:33 UTC SaleCommon Stock 15,000 $21.27 $319,050.00
Disclosure

SEC source: 0000074260-18-000045 · primary_doc.xml · nonDerivative · entry 3

STEINER ARNOLD L · CIK 0001185440 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of the trusts for the benefit of Mr. Steiner's children

Disclosed balance after: 391,000

Read SEC document
June 13, 2018 Filed Jun 13, 2018 20:33 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000045 · primary_doc.xml · nonDerivative · entry 1

STEINER ARNOLD L · CIK 0001185440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,237

F1 · kind: No transactions to report related to this direct ownership of 270,237 shares.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 19:24 UTC
Smiddy Craig REx.VP/CEO OR General Ins. Cos.
OtherCommon Stock 9,854 $21.34 $210,284.36
Disclosure

SEC source: 0000074260-18-000048 · primary_doc.xml · nonDerivative · entry 2

Smiddy Craig R · CIK 0001584069 · Ex.VP/CEO OR General Ins. Cos.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESSOP

Disclosed balance after: 10,872

Read SEC document
June 13, 2018 Filed Jun 14, 2018 19:24 UTC
Smiddy Craig REx.VP/CEO OR General Ins. Cos.
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000048 · primary_doc.xml · nonDerivative · entry 1

Smiddy Craig R · CIK 0001584069 · Ex.VP/CEO OR General Ins. Cos.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

F1 · kind: No transactions to report related to this direct ownership of 6,720 shares.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC Exercise / conversion2014 Employee Stock Option · Derivative 35,500 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0000074260-18-000047 · primary_doc.xml · derivative · entry 4

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,500 shares

Expires 2018-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC SaleCommon Stock 35,500 $21.16 $751,180.00
Disclosure

SEC source: 0000074260-18-000047 · primary_doc.xml · nonDerivative · entry 3

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,099

F2 · price: Average sale price.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC Exercise / conversionCommon Stock 35,500 $16.06 $570,130.00
Disclosure

SEC source: 0000074260-18-000047 · primary_doc.xml · nonDerivative · entry 2

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000047 · primary_doc.xml · nonDerivative · entry 1

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRAs

Disclosed balance after: 40,587

F1 · kind: No transactions to report related to this indirect ownership of 40,587 shares.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:33 UTC SaleCommon Stock 25,000 $21.10 $527,500.00
Disclosure

SEC source: 0000074260-18-000045 · primary_doc.xml · nonDerivative · entry 2

STEINER ARNOLD L · CIK 0001185440 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of the trusts for the benefit of Mr. Steiner's children

Disclosed balance after: 406,000

Read SEC document
June 12, 2018 Filed Jun 14, 2018 13:04 UTC Exercise / conversion2013 Employee Stock Option · Derivative 35,000 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0000074260-18-000046 · primary_doc.xml · derivative · entry 7

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2018-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 13:04 UTC SaleCommon Stock 35,000 $21.31 $745,850.00
Disclosure

SEC source: 0000074260-18-000046 · primary_doc.xml · nonDerivative · entry 5

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,099

F2 · price: Average sale price

Read SEC document
June 12, 2018 Filed Jun 14, 2018 13:04 UTC Exercise / conversionCommon Stock 35,000 $12.57 $439,950.00
Disclosure

SEC source: 0000074260-18-000046 · primary_doc.xml · nonDerivative · entry 4

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 13:04 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000046 · primary_doc.xml · nonDerivative · entry 1

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRAs

Disclosed balance after: 40,587

F1 · kind: No transactions to report related to this indirect ownership of 40,587 shares.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 13:04 UTC Exercise / conversion2012 Employee Stock Option · Derivative 31,500 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0000074260-18-000046 · primary_doc.xml · derivative · entry 6

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,500 shares

Expires 2018-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 13:04 UTC SaleCommon Stock 31,500 $21.50 $677,250.00
Disclosure

SEC source: 0000074260-18-000046 · primary_doc.xml · nonDerivative · entry 3

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,099

F2 · price: Average sale price

Read SEC document
June 11, 2018 Filed Jun 14, 2018 13:04 UTC Exercise / conversionCommon Stock 31,500 $10.80 $340,200.00
Disclosure

SEC source: 0000074260-18-000046 · primary_doc.xml · nonDerivative · entry 2

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 18:58 UTC Exercise / conversion2011 Employee Stock Option · Derivative 22,500 $0.00 Strike: $12.33 $0.00
Disclosure

SEC source: 0000074260-18-000044 · primary_doc.xml · derivative · entry 4

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2018-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 18:58 UTC SaleCommon Stock 22,500 $21.35 $480,375.00
Disclosure

SEC source: 0000074260-18-000044 · primary_doc.xml · nonDerivative · entry 3

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,099

F2 · price: Average sales price.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 18:58 UTC Exercise / conversionCommon Stock 22,500 $12.33 $277,425.00
Disclosure

SEC source: 0000074260-18-000044 · primary_doc.xml · nonDerivative · entry 2

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 18:58 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000044 · primary_doc.xml · nonDerivative · entry 1

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 40,587

F1 · kind: No transactions to report related to this indirect ownership of 40,587 shares.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 17:27 UTC Exercise / conversion2010 Employee Stock Option · Derivative 15,400 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0000074260-18-000043 · primary_doc.xml · derivative · entry 6

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,400 shares

Expires 2018-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 17:27 UTC Exercise / conversion2009 Employee Stock Option · Derivative 9,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0000074260-18-000043 · primary_doc.xml · derivative · entry 5

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2018-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 17:27 UTC SaleCommon Stock 24,400 $21.35 $520,940.00
Disclosure

SEC source: 0000074260-18-000043 · primary_doc.xml · nonDerivative · entry 4

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,099

F2 · price: Average sale price.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 17:27 UTC Exercise / conversionCommon Stock 15,400 $12.08 $186,032.00
Disclosure

SEC source: 0000074260-18-000043 · primary_doc.xml · nonDerivative · entry 3

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 17:27 UTC Exercise / conversionCommon Stock 9,000 $10.48 $94,320.00
Disclosure

SEC source: 0000074260-18-000043 · primary_doc.xml · nonDerivative · entry 2

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 17:27 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000043 · primary_doc.xml · nonDerivative · entry 1

LEROY SPENCER III · CIK 0001185436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 40,587

F1 · kind: No transactions to report related to this indirect ownership of 40,857 shares.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:28 UTC
BOONE CHARLES SSr. VP/Treasurer
Exercise / conversion2010 Employee Stock Option · Derivative 11,500 $12.08 Strike: $12.08 $138,920.00
Disclosure

SEC source: 0000074260-18-000042 · primary_doc.xml · derivative · entry 9

BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:28 UTC
BOONE CHARLES SSr. VP/Treasurer
Exercise / conversion2009 Employee Stock Option · Derivative 12,500 $10.48 Strike: $10.48 $131,000.00
Disclosure

SEC source: 0000074260-18-000042 · primary_doc.xml · derivative · entry 8

BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:28 UTC
BOONE CHARLES SSr. VP/Treasurer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 7

BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ORI BSP

Disclosed balance after: 6,442

F3 · kind: No transactions to report related to this indirect ownership of 6,442 shares.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:28 UTC
BOONE CHARLES SSr. VP/Treasurer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 6

BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESSOP

Disclosed balance after: 57,443

F2 · kind: No transactions to report related to this indirect ownership of 57,443 shares.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:28 UTC
BOONE CHARLES SSr. VP/Treasurer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 5

BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,000

F1 · kind: No transactions to report related to this indirect ownership of 9,000 shares.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:28 UTC
BOONE CHARLES SSr. VP/Treasurer
SaleCommon Stock 11,500 $21.26 $244,490.00
Disclosure

SEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 4

BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Read SEC document
May 25, 2018 Filed May 30, 2018 19:28 UTC
BOONE CHARLES SSr. VP/Treasurer
Exercise / conversionCommon Stock 11,500 $12.08 $138,920.00
Disclosure

SEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 3

BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.