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ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2013 Filed Oct 23, 2013 18:31 UTC
Kurian ThomasEVP-Product Development
SaleCommon Stock 355,151 $33.12 $11,760,825.37
Disclosure

SEC source: 0001127602-13-029679 · form4.xml · nonDerivative · entry 2

Kurian Thomas · CIK 0001468342 · EVP-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,327

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.10 to $33.205. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2013 Filed Oct 23, 2013 18:31 UTC
Kurian ThomasEVP-Product Development
Exercise / conversionCommon Stock 355,151 $21.04 $7,472,377.04
Disclosure

SEC source: 0001127602-13-029679 · form4.xml · nonDerivative · entry 1

Kurian Thomas · CIK 0001468342 · EVP-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2013 Filed Oct 17, 2013 12:00 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001127602-13-029392 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common Stock · 1,250 shares

Expires 2015-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
October 15, 2013 Filed Oct 17, 2013 12:00 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001127602-13-029392 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 1,250 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
October 15, 2013 Filed Oct 17, 2013 12:00 UTC SaleCommon Stock 2,500 $33.18 $82,950.00
Disclosure

SEC source: 0001127602-13-029392 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 13, 2010.

Read SEC document
October 15, 2013 Filed Oct 17, 2013 12:00 UTC Exercise / conversionCommon Stock 1,250 $12.85 $16,062.50
Disclosure

SEC source: 0001127602-13-029392 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2013 Filed Oct 17, 2013 12:00 UTC Exercise / conversionCommon Stock 1,250 $11.40 $14,250.00
Disclosure

SEC source: 0001127602-13-029392 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2013 Filed Oct 4, 2013 14:05 UTC
ELLISON LAWRENCE JOSEPHDirector · Chief Executive Officer · 10% owner
GiftCommon Stock 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-028938 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,434,580

F1 · price: Bonafide gift to the Lawrence Ellison Foundation.

Read SEC document
September 27, 2013 Filed Sep 30, 2013 16:37 UTC
Kurian ThomasEVP-Product Development
Exercise / conversionStock Option · Derivative 400,000 $0.00 Strike: $21.04 $0.00
Disclosure

SEC source: 0001127602-13-028018 · form4.xml · derivative · entry 3

Kurian Thomas · CIK 0001468342 · EVP-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,000

Underlying: Common Stock · 400,000 shares

Expires 2019-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
September 27, 2013 Filed Sep 30, 2013 16:37 UTC
Kurian ThomasEVP-Product Development
SaleCommon Stock 400,000 $33.79 $13,517,920.00
Disclosure

SEC source: 0001127602-13-028018 · form4.xml · nonDerivative · entry 2

Kurian Thomas · CIK 0001468342 · EVP-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,327

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.65 to $33.93. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 27, 2013 Filed Sep 30, 2013 16:37 UTC
Kurian ThomasEVP-Product Development
Exercise / conversionCommon Stock 400,000 $21.04 $8,416,000.00
Disclosure

SEC source: 0001127602-13-028018 · form4.xml · nonDerivative · entry 1

Kurian Thomas · CIK 0001468342 · EVP-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2013 Filed Sep 26, 2013 12:11 UTC
Daley DorianSVP, Gen'l Counsel, Secretary
Exercise / conversionStock Option · Derivative 100,000 $0.00 Strike: $20.73 $0.00
Disclosure

SEC source: 0001127602-13-027813 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2018-07-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
September 25, 2013 Filed Sep 26, 2013 12:11 UTC
Daley DorianSVP, Gen'l Counsel, Secretary
SaleCommon Stock 100,000 $33.93 $3,393,490.00
Disclosure

SEC source: 0001127602-13-027813 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 16, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $33.75 to $34.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 25, 2013 Filed Sep 26, 2013 12:11 UTC
Daley DorianSVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 100,000 $20.73 $2,073,000.00
Disclosure

SEC source: 0001127602-13-027813 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 18:06 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001127602-13-027378 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 1,250 shares

Expires 2015-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 18:06 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001127602-13-027378 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,250 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 18:06 UTC SaleCommon Stock 2,500 $32.89 $82,225.00
Disclosure

SEC source: 0001127602-13-027378 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 13, 2010.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 18:06 UTC Exercise / conversionCommon Stock 1,250 $12.85 $16,062.50
Disclosure

SEC source: 0001127602-13-027378 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 18:06 UTC Exercise / conversionCommon Stock 1,250 $11.40 $14,250.00
Disclosure

SEC source: 0001127602-13-027378 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 22:15 UTC Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001127602-13-027379 · form4.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 22:15 UTC SaleCommon Stock 30,000 $33.00 $990,000.00
Disclosure

SEC source: 0001127602-13-027379 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 3, 2013.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 22:15 UTC Exercise / conversionCommon Stock 30,000 $11.40 $342,000.00
Disclosure

SEC source: 0001127602-13-027379 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 16:10 UTC
HURD MARK VDirector · President
Exercise / conversionStock Option · Derivative 500,000 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001127602-13-026569 · form4.xml · derivative · entry 3

HURD MARK V · CIK 0001223778 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400,000

Underlying: Common Stock · 500,000 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 16:10 UTC
HURD MARK VDirector · President
SaleCommon Stock 500,000 $32.23 $16,112,650.00
Disclosure

SEC source: 0001127602-13-026569 · form4.xml · nonDerivative · entry 2

HURD MARK V · CIK 0001223778 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on December 24, 2012.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.02 to $32.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 16:10 UTC
HURD MARK VDirector · President
Exercise / conversionCommon Stock 500,000 $24.14 $12,070,000.00
Disclosure

SEC source: 0001127602-13-026569 · form4.xml · nonDerivative · entry 1

HURD MARK V · CIK 0001223778 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2013 Filed Aug 16, 2013 13:53 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001127602-13-025352 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 1,250 shares

Expires 2015-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
August 15, 2013 Filed Aug 16, 2013 13:53 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001127602-13-025352 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,250 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
August 15, 2013 Filed Aug 16, 2013 13:53 UTC SaleCommon Stock 2,500 $33.24 $83,100.00
Disclosure

SEC source: 0001127602-13-025352 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 13, 2010.

Read SEC document
August 15, 2013 Filed Aug 16, 2013 13:53 UTC Exercise / conversionCommon Stock 1,250 $12.85 $16,062.50
Disclosure

SEC source: 0001127602-13-025352 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2013 Filed Aug 16, 2013 13:53 UTC Exercise / conversionCommon Stock 1,250 $11.40 $14,250.00
Disclosure

SEC source: 0001127602-13-025352 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2013 Filed Aug 7, 2013 16:37 UTC Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001127602-13-024644 · form4.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
August 06, 2013 Filed Aug 7, 2013 16:37 UTC SaleCommon Stock 30,000 $33.00 $990,000.00
Disclosure

SEC source: 0001127602-13-024644 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 3, 2013.

Read SEC document
August 06, 2013 Filed Aug 7, 2013 16:37 UTC Exercise / conversionCommon Stock 30,000 $11.40 $342,000.00
Disclosure

SEC source: 0001127602-13-024644 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2013 Filed Jul 19, 2013 13:24 UTC
CATZ SAFRADirector · President
Exercise / conversionStock Option · Derivative 1,000,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-13-023107 · form4.xml · derivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
July 17, 2013 Filed Jul 19, 2013 13:24 UTC
CATZ SAFRADirector · President
SaleCommon Stock 1,000,000 $32.22 $32,220,700.00
Disclosure

SEC source: 0001127602-13-023107 · form4.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 11, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.15 to $32.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 17, 2013 Filed Jul 19, 2013 13:24 UTC
CATZ SAFRADirector · President
Exercise / conversionCommon Stock 1,000,000 $12.34 $12,340,000.00
Disclosure

SEC source: 0001127602-13-023107 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2013 Filed Jul 18, 2013 17:07 UTC
CATZ SAFRADirector · President
Exercise / conversionStock Option · Derivative 1,100,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-13-023074 · form4.xml · derivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,100,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
July 16, 2013 Filed Jul 18, 2013 17:07 UTC
CATZ SAFRADirector · President
SaleCommon Stock 1,100,000 $32.08 $35,289,210.00
Disclosure

SEC source: 0001127602-13-023074 · form4.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 11, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.00 to $32.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 16, 2013 Filed Jul 18, 2013 17:07 UTC
CATZ SAFRADirector · President
Exercise / conversionCommon Stock 1,100,000 $12.34 $13,574,000.00
Disclosure

SEC source: 0001127602-13-023074 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 12:30 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001127602-13-022964 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 1,250 shares

Expires 2015-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 12:30 UTC Exercise / conversionStock Option · Derivative 1,250 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001127602-13-022964 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 1,250 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 12:30 UTC SaleCommon Stock 2,500 $31.54 $78,850.00
Disclosure

SEC source: 0001127602-13-022964 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 13, 2010.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 12:30 UTC Exercise / conversionCommon Stock 1,250 $12.85 $16,062.50
Disclosure

SEC source: 0001127602-13-022964 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2013 Filed Jul 17, 2013 12:30 UTC Exercise / conversionCommon Stock 1,250 $11.40 $14,250.00
Disclosure

SEC source: 0001127602-13-022964 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2013 Filed Jul 17, 2013 16:50 UTC
CATZ SAFRADirector · President
Exercise / conversionStock Option · Derivative 860,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-13-022971 · form4.xml · derivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100,000

Underlying: Common Stock · 860,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

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July 15, 2013 Filed Jul 17, 2013 16:50 UTC
CATZ SAFRADirector · President
SaleCommon Stock 860,000 $32.01 $27,531,094.00
Disclosure

SEC source: 0001127602-13-022971 · form4.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 11, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.00 to $32.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 15, 2013 Filed Jul 17, 2013 16:50 UTC
CATZ SAFRADirector · President
Exercise / conversionCommon Stock 860,000 $12.34 $10,612,400.00
Disclosure

SEC source: 0001127602-13-022971 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 11, 2013 Filed Jul 12, 2013 23:01 UTC
CATZ SAFRADirector · President
Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-13-022738 · form4.xml · derivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960,000

Underlying: Common Stock · 40,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

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July 11, 2013 Filed Jul 12, 2013 23:01 UTC
CATZ SAFRADirector · President
Exercise / conversionCommon Stock 40,000 $32.00 $1,280,000.00
Disclosure

SEC source: 0001127602-13-022738 · form4.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 11, 2013.

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July 11, 2013 Filed Jul 12, 2013 23:01 UTC
CATZ SAFRADirector · President
Exercise / conversionCommon Stock 40,000 $12.34 $493,600.00
Disclosure

SEC source: 0001127602-13-022738 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.