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ORCL

ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2016 Filed Jul 5, 2016 17:13 UTC
CATZ SAFRADirector · Chief Executive Officer
GrantStock Option · Derivative 2,250,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-16-057023 · form4.xml · derivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Common Stock · 2,250,000 shares

Expires 2021-06-30

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 13:14 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
GrantRestricted Stock Unit · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-057024 · form4.xml · derivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 13:14 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
GrantStock Option · Derivative 325,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-16-057024 · form4.xml · derivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2026-06-30

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 13:15 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
GrantStock Option · Derivative 2,250,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-16-057025 · form4.xml · derivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Common Stock · 2,250,000 shares

Expires 2021-06-30

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 17:16 UTC
Fowler John FEVP, Systems
GrantStock Option · Derivative 750,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-16-057026 · form4.xml · derivative · entry 1

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2026-06-30

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 17:20 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
GrantStock Option · Derivative 400,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-16-057032 · form4.xml · derivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2026-06-30

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 13:21 UTC
HURD MARK VDirector · Chief Executive Officer
GrantStock Option · Derivative 2,250,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-16-057033 · form4.xml · derivative · entry 1

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Common Stock · 2,250,000 shares

Expires 2021-06-30

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 13:22 UTC
Kurian ThomasPresident-Product Development
GrantStock Option · Derivative 2,000,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-16-057034 · form4.xml · derivative · entry 1

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2026-06-30

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
June 30, 2016 Filed Jul 5, 2016 17:23 UTC
West W CoreyController, EVP, CAO
GrantRestricted Stock Unit · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-057035 · form4.xml · derivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
June 23, 2016 Filed Jun 24, 2016 13:55 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-056292 · form4.xml · derivative · entry 4

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
June 23, 2016 Filed Jun 24, 2016 13:55 UTC SaleCommon Stock 25,000 $40.74 $1,018,397.50
Disclosure

SEC source: 0001127602-16-056292 · form4.xml · nonDerivative · entry 2

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.7373 and $40.7550. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 23, 2016 Filed Jun 24, 2016 13:55 UTC Exercise / conversionCommon Stock 25,000 $19.38 $484,500.00
Disclosure

SEC source: 0001127602-16-056292 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2016 Filed Jun 22, 2016 17:11 UTC Exercise / conversionStock Option · Derivative 75,000 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-056044 · form4.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
June 20, 2016 Filed Jun 22, 2016 17:11 UTC SaleCommon Stock 75,000 $40.00 $3,000,000.00
Disclosure

SEC source: 0001127602-16-056044 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

F1 · price: Sale of shares pursuant to an Amended Rule 10b5-1 Plan adopted on April 13, 2016.

Read SEC document
June 20, 2016 Filed Jun 22, 2016 17:11 UTC Exercise / conversionCommon Stock 75,000 $19.38 $1,453,500.00
Disclosure

SEC source: 0001127602-16-056044 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2016 Filed Jun 17, 2016 13:02 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-16-055784 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,125

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
June 15, 2016 Filed Jun 17, 2016 13:02 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-055784 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
June 15, 2016 Filed Jun 17, 2016 13:02 UTC SaleCommon Stock 3,750 $38.65 $144,937.50
Disclosure

SEC source: 0001127602-16-055784 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
June 15, 2016 Filed Jun 17, 2016 13:02 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-16-055784 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2016 Filed Jun 17, 2016 13:02 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-16-055784 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:23 UTC
BERG JEFFREYDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054359 · form4.xml · derivative · entry 3

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,219

Underlying: Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:23 UTC
BERG JEFFREYDirector
GrantRestricted Stock Unit · Derivative 9,845 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054359 · form4.xml · derivative · entry 2

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,845

Underlying: Common Stock · 9,845 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F3 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:23 UTC
BERG JEFFREYDirector
Exercise / conversionCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054359 · form4.xml · nonDerivative · entry 1

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Ownership

Disclosed balance after: 118,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: 5,000 shares are held indirectly by spouse; 34,633 shares are held in a GRAT and 78,666 are held in a Trust.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:27 UTC GrantRestricted Stock Unit · Derivative 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054361 · form4.xml · derivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 8,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054362 · form4.xml · derivative · entry 3

BINGHAM H RAYMOND · CIK 0001181467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

Underlying: Common Stock · 3,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:32 UTC GrantRestricted Stock Unit · Derivative 17,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054362 · form4.xml · derivative · entry 2

BINGHAM H RAYMOND · CIK 0001181467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,345

Underlying: Common Stock · 17,345 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:32 UTC Exercise / conversionCommon Stock 3,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054362 · form4.xml · nonDerivative · entry 1

BINGHAM H RAYMOND · CIK 0001181467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054369 · form4.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:48 UTC GrantRestricted Stock Unit · Derivative 13,829 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054369 · form4.xml · derivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,829

Underlying: Common Stock · 13,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:48 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054369 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:51 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054371 · form4.xml · derivative · entry 3

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:51 UTC GrantRestricted Stock Unit · Derivative 13,360 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054371 · form4.xml · derivative · entry 2

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,360

Underlying: Common Stock · 13,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 15:51 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054371 · form4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054374 · form4.xml · derivative · entry 3

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,219

Underlying: Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:04 UTC GrantRestricted Stock Unit · Derivative 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054374 · form4.xml · derivative · entry 2

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 8,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:04 UTC Exercise / conversionCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054374 · form4.xml · nonDerivative · entry 1

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054377 · form4.xml · derivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,219

Underlying: Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:06 UTC GrantRestricted Stock Unit · Derivative 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054377 · form4.xml · derivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 8,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:06 UTC Exercise / conversionCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054377 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054378 · form4.xml · derivative · entry 3

PANETTA LEON E · CIK 0001210527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,219

Underlying: Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:09 UTC GrantRestricted Stock Unit · Derivative 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054378 · form4.xml · derivative · entry 2

PANETTA LEON E · CIK 0001210527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 8,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:09 UTC Exercise / conversionCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054378 · form4.xml · nonDerivative · entry 1

PANETTA LEON E · CIK 0001210527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054379 · form4.xml · derivative · entry 4

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,219

Underlying: Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:10 UTC GrantRestricted Stock Unit · Derivative 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054379 · form4.xml · derivative · entry 3

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 8,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 12:10 UTC Exercise / conversionCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-054379 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2016 Filed May 17, 2016 14:46 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-052450 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
May 16, 2016 Filed May 17, 2016 14:46 UTC Exercise / conversionStock Option · Derivative 1,400 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-16-052450 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2016-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
May 16, 2016 Filed May 17, 2016 14:46 UTC SaleCommon Stock 3,275 $39.57 $129,591.75
Disclosure

SEC source: 0001127602-16-052450 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
May 16, 2016 Filed May 17, 2016 14:46 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-16-052450 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2016 Filed May 17, 2016 14:46 UTC Exercise / conversionCommon Stock 1,400 $14.02 $19,628.00
Disclosure

SEC source: 0001127602-16-052450 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.