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ORACLE CORP

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SEC CIK
0001341439
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1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2017 Filed Jan 18, 2017 16:02 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-17-001868 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 16:02 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-17-001868 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 16:02 UTC SaleCommon Stock 3,750 $39.09 $146,587.50
Disclosure

SEC source: 0001127602-17-001868 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 16:02 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-17-001868 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 16:02 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-17-001868 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 15:23 UTC Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-16-070796 · form4.xml · derivative · entry 4

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 15:23 UTC SaleCommon Stock 45,000 $38.72 $1,742,319.00
Disclosure

SEC source: 0001127602-16-070796 · form4.xml · nonDerivative · entry 2

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.69 to $38.745. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 15:23 UTC Exercise / conversionCommon Stock 45,000 $22.84 $1,027,800.00
Disclosure

SEC source: 0001127602-16-070796 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 16:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionStock Option · Derivative 4,950,000 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001127602-16-070700 · form4.xml · derivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050,000

Underlying: Common Stock · 4,950,000 shares

Expires 2017-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 16:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 4,950,000 $20.49 $101,425,500.00
Disclosure

SEC source: 0001127602-16-070700 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,053,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 02:41 UTC Exercise / conversionRestricted Stock Unit · Derivative 585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-070620 · form4.xml · derivative · entry 2

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 02:41 UTC Exercise / conversionCommon Stock 585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-070620 · form4.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:30 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-16-070244 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:30 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-070244 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:30 UTC SaleCommon Stock 3,750 $40.85 $153,187.50
Disclosure

SEC source: 0001127602-16-070244 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:30 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-16-070244 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:30 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-16-070244 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 12:00 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-16-067329 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 12:00 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-067329 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 12:00 UTC SaleCommon Stock 3,750 $39.06 $146,475.00
Disclosure

SEC source: 0001127602-16-067329 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 12:00 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-16-067329 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 12:00 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-16-067329 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2016 Filed Oct 27, 2016 15:11 UTC
Kurian ThomasPresident-Product Development
GrantPerformance Stock Unit · Derivative 1,623.528 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065347 · form4.xml · derivative · entry 1

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,272.591

Underlying: Common Stock · 1,623.528 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents PSUs distributed

F4 · price: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 27, 2016 ($40.93), the date on which dividends were paid on Oracle's common stock.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
October 26, 2016 Filed Oct 27, 2016 19:32 UTC
Fowler John FEVP, Systems
GrantPerformance Stock Unit · Derivative 246.626 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065358 · form4.xml · derivative · entry 1

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,235.049

Underlying: Common Stock · 246.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2016 ($38.31), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2016 ($38.31), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2016 ($38.31), the date on which dividends were paid on Oracle's common stock.

Read SEC document
October 26, 2016 Filed Oct 27, 2016 15:59 UTC Amendment
Kurian ThomasPresident-Product Development
GrantPerformance Stock Unit · Derivative 1,623.528 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065360 · form4a.xml · derivative · entry 1

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,272.591

Underlying: Common Stock · 1,623.528 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2016 ($38.31), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2016 ($38.31), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2016 ($38.31), the date on which dividends were paid on Oracle's common stock.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 15:45 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-16-064913 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 15:45 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-064913 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 15:45 UTC SaleCommon Stock 3,750 $38.42 $144,075.00
Disclosure

SEC source: 0001127602-16-064913 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 15:45 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-16-064913 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 15:45 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-16-064913 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:21 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064419 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:21 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 6,523 $38.87 $253,549.01
Disclosure

SEC source: 0001127602-16-064419 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,977

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:21 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064419 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2016 Filed Sep 23, 2016 15:51 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
SaleCommon Stock 16,065 $39.61 $636,321.80
Disclosure

SEC source: 0001127602-16-063124 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 25, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.5000 to $39.7405. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:57 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-16-062724 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:57 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-062724 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:57 UTC SaleCommon Stock 3,750 $40.16 $150,600.00
Disclosure

SEC source: 0001127602-16-062724 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:57 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-16-062724 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:57 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-16-062724 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 14:26 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-16-060323 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,375

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 14:26 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-16-060323 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Common Stock · 1,875 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

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August 15, 2016 Filed Aug 16, 2016 14:26 UTC SaleCommon Stock 3,750 $41.12 $154,200.00
Disclosure

SEC source: 0001127602-16-060323 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

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August 15, 2016 Filed Aug 16, 2016 14:26 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-16-060323 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2016 Filed Aug 16, 2016 14:26 UTC Exercise / conversionCommon Stock 1,875 $19.38 $36,337.50
Disclosure

SEC source: 0001127602-16-060323 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2016 Filed Aug 12, 2016 23:15 UTC
Fowler John FEVP, Systems
Exercise / conversionStock Option · Derivative 400,000 $0.00 Strike: $32.43 $0.00
Disclosure

SEC source: 0001127602-16-060203 · form4.xml · derivative · entry 6

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 400,000 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

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August 11, 2016 Filed Aug 12, 2016 23:15 UTC
Fowler John FEVP, Systems
SaleCommon Stock 400,000 $41.22 $16,489,360.00
Disclosure

SEC source: 0001127602-16-060203 · form4.xml · nonDerivative · entry 4

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,644.673

F2 · price: This transaction was executed in multiple trades at prices ranging from $41.19 to $41.275. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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August 11, 2016 Filed Aug 12, 2016 23:15 UTC
Fowler John FEVP, Systems
Exercise / conversionCommon Stock 400,000 $32.43 $12,972,000.00
Disclosure

SEC source: 0001127602-16-060203 · form4.xml · nonDerivative · entry 3

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,644.673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2016 Filed Aug 12, 2016 23:15 UTC
Fowler John FEVP, Systems
Exercise / conversionStock Option · Derivative 100,000 $0.00 Strike: $32.43 $0.00
Disclosure

SEC source: 0001127602-16-060203 · form4.xml · derivative · entry 5

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900,000

Underlying: Common Stock · 100,000 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

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August 10, 2016 Filed Aug 12, 2016 23:15 UTC
Fowler John FEVP, Systems
SaleCommon Stock 100,000 $40.97 $4,097,060.00
Disclosure

SEC source: 0001127602-16-060203 · form4.xml · nonDerivative · entry 2

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,644.673

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.93 to $41.0250. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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August 10, 2016 Filed Aug 12, 2016 23:15 UTC
Fowler John FEVP, Systems
Exercise / conversionCommon Stock 100,000 $32.43 $3,243,000.00
Disclosure

SEC source: 0001127602-16-060203 · form4.xml · nonDerivative · entry 1

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,644.673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.