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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2017 Filed Aug 3, 2017 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
GrantPerformance Stock Unit · Derivative 70,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024924 · form4.xml · derivative · entry 7

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,312

Underlying: Common Stock · 70,312 shares

Expires not disclosed

F3 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionPerformance Stock Unit · Derivative 70,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024924 · form4.xml · derivative · entry 6

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents amount of performance stock units earned from awards granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
GrantPerformance Stock Unit · Derivative 70,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024924 · form4.xml · derivative · entry 5

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,312

Underlying: Common Stock · 70,312 shares

Expires not disclosed

F2 · shares: Represents amount of performance stock units earned from awards granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Tax withholdingCommon Stock 128,411 $50.16 $6,441,095.76
Disclosure

SEC source: 0001127602-17-024924 · form4.xml · nonDerivative · entry 4

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,221,417

F1 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 105,468 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024924 · form4.xml · nonDerivative · entry 3

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,349,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 70,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024924 · form4.xml · nonDerivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,244,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 70,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024924 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,174,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 105,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · derivative · entry 10

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
GrantPerformance Stock Unit · Derivative 105,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · derivative · entry 9

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,468

Underlying: Common Stock · 105,468 shares

Expires not disclosed

F4 · shares: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 70,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · derivative · entry 8

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
GrantPerformance Stock Unit · Derivative 70,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · derivative · entry 7

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,312

Underlying: Common Stock · 70,312 shares

Expires not disclosed

F3 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 85,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · derivative · entry 6

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
GrantPerformance Stock Unit · Derivative 85,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · derivative · entry 5

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,937

Underlying: Common Stock · 85,937 shares

Expires not disclosed

F2 · shares: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
Tax withholdingCommon Stock 136,564 $50.16 $6,850,050.24
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · nonDerivative · entry 4

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,044

F1 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 105,468 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · nonDerivative · entry 3

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 70,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · nonDerivative · entry 2

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 85,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024925 · form4.xml · nonDerivative · entry 1

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 105,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · derivative · entry 10

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
GrantPerformance Stock Unit · Derivative 105,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · derivative · entry 9

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,468

Underlying: Common Stock · 105,468 shares

Expires not disclosed

F4 · shares: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F4 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 70,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · derivative · entry 8

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
GrantPerformance Stock Unit · Derivative 70,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · derivative · entry 7

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,312

Underlying: Common Stock · 70,312 shares

Expires not disclosed

F3 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 85,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · derivative · entry 6

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
GrantPerformance Stock Unit · Derivative 85,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · derivative · entry 5

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,937

Underlying: Common Stock · 85,937 shares

Expires not disclosed

F2 · shares: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from awards granted on July 24, 2014 and October 5, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
Tax withholdingCommon Stock 136,564 $50.16 $6,850,050.24
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · nonDerivative · entry 4

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,013

F1 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 105,468 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · nonDerivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 70,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:07 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 85,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024926 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
Exercise / conversionPerformance Stock Unit · Derivative 23,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · derivative · entry 8

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,991.261

Underlying: Common Stock · 23,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F4 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F4 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
GrantPerformance Stock Unit · Derivative 23,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · derivative · entry 7

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,428.261

Underlying: Common Stock · 23,437 shares

Expires not disclosed

F4 · shares: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F4 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F4 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
Exercise / conversionPerformance Stock Unit · Derivative 23,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · derivative · entry 6

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,991.261

Underlying: Common Stock · 23,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
GrantPerformance Stock Unit · Derivative 23,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · derivative · entry 5

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,428.261

Underlying: Common Stock · 23,437 shares

Expires not disclosed

F3 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
GrantPerformance Stock Unit · Derivative 31,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · derivative · entry 4

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,991.261

Underlying: Common Stock · 31,250 shares

Expires not disclosed

F2 · shares: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F2 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F2 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of a performance target for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Engineered Systems and Storage products on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
Tax withholdingCommon Stock 24,459 $50.16 $1,226,863.44
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · nonDerivative · entry 3

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,059.673

F1 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
Exercise / conversionCommon Stock 23,437 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · nonDerivative · entry 2

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,518.673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:10 UTC
Fowler John FEVP, Systems
Exercise / conversionCommon Stock 23,437 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024927 · form4.xml · nonDerivative · entry 1

Fowler John F · CIK 0001374754 · EVP, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,081.673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 23:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024193 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 23:56 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 6,523 $50.80 $331,368.40
Disclosure

SEC source: 0001127602-17-024193 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,907

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 23:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024193 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 19:58 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 13,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024194 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,282

Underlying: Common Stock · 13,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 19:58 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 6,931 $50.80 $352,094.80
Disclosure

SEC source: 0001127602-17-024194 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,753

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 19:58 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 13,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024194 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 18:53 UTC
Kurian ThomasPresident-Product Development
GrantStock Option · Derivative 2,000,000 $0.00 Strike: $51.13 $0.00
Disclosure

SEC source: 0001127602-17-024016 · form4.xml · derivative · entry 1

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2027-07-20

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 18, 2017 Filed Jul 19, 2017 17:36 UTC
Kurian ThomasPresident-Product Development
Exercise / conversionStock Option · Derivative 750,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-17-023907 · form4.xml · derivative · entry 3

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200,000

Underlying: Common Stock · 750,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 18, 2017 Filed Jul 19, 2017 17:36 UTC
Kurian ThomasPresident-Product Development
SaleCommon Stock 750,000 $50.46 $37,843,275.00
Disclosure

SEC source: 0001127602-17-023907 · form4.xml · nonDerivative · entry 2

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,533

F1 · price: This transaction was executed in multiple trades at prices ranging from $50.20 to $50.6650. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 18, 2017 Filed Jul 19, 2017 17:36 UTC
Kurian ThomasPresident-Product Development
Exercise / conversionCommon Stock 750,000 $21.55 $16,162,500.00
Disclosure

SEC source: 0001127602-17-023907 · form4.xml · nonDerivative · entry 1

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 13:29 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001127602-17-023734 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 1,875 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 13:29 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.59 $0.00
Disclosure

SEC source: 0001127602-17-023734 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 1,875 shares

Expires 2019-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 13:29 UTC SaleCommon Stock 3,750 $50.30 $188,625.00
Disclosure

SEC source: 0001127602-17-023734 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 13:29 UTC Exercise / conversionCommon Stock 1,875 $22.84 $42,825.00
Disclosure

SEC source: 0001127602-17-023734 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 17, 2017 Filed Jul 18, 2017 13:29 UTC Exercise / conversionCommon Stock 1,875 $19.59 $36,731.25
Disclosure

SEC source: 0001127602-17-023734 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.