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ORACLE CORP

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0001341439
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1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
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Aug 202600
Sep 202613
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2018 Filed Aug 3, 2018 20:09 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 257,810 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024647 · form4.xml · nonDerivative · entry 1

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:11 UTC
Kurian ThomasPresident-Product Development
GrantPerformance Stock Unit · Derivative 137,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024649 · form4.xml · derivative · entry 3

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,318.976

Underlying: Common Stock · 137,500 shares

Expires not disclosed

F3 · shares: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F3 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F3 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the first performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:11 UTC
Kurian ThomasPresident-Product Development
GrantPerformance Stock Unit · Derivative 137,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024649 · form4.xml · derivative · entry 2

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121,818.976

Underlying: Common Stock · 137,500 shares

Expires not disclosed

F2 · shares: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F2 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F2 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the second performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:11 UTC
Kurian ThomasPresident-Product Development
GrantPerformance Stock Unit · Derivative 137,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024649 · form4.xml · derivative · entry 1

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984,318.976

Underlying: Common Stock · 137,500 shares

Expires not disclosed

F1 · shares: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the third performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F1 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the third performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

F1 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of a performance target for the fiscal year ended May 31, 2018, as determined by the Compensation Committee on August 2, 2018. The earned amount vested immediately. The number of earned performance stock units represents 110% of the target number of performance stock units eligible to be earned for the third performance period. The performance goal measured year-over-year growth in Oracle's total revenues for its Cloud Software-as-a-Service and Platform-as-a-Service offerings on a U.S. GAAP basis. The reporting person has elected to defer settlement of this award.

Read SEC document
August 02, 2018 Filed Aug 15, 2018 18:36 UTC Amendment
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Tax withholdingCommon Stock 310,756 $47.90 $14,885,212.40
Disclosure

SEC source: 0001127602-18-025501 · form4a.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,543,469

F1 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

F2 · balance_after: This amendment is being filed to correct (1) the number of shares withheld for payment of tax liability upon vesting of performance stock units and (2) the number of shares of common stock owned by the reporting person. The original Form 4 inadvertently overstated the number of shares withheld and therefore understated the total number of shares of common stock owned by the reporting person.

Read SEC document
August 02, 2018 Filed Aug 15, 2018 22:40 UTC Amendment
CATZ SAFRADirector · Chief Executive Officer
Tax withholdingCommon Stock 336,987 $47.90 $16,141,677.30
Disclosure

SEC source: 0001127602-18-025502 · form4a.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,708

F1 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

F2 · balance_after: This amendment is being filed to correct (1) the number of shares withheld for payment of tax liability upon vesting of performance stock units and (2) the number of shares of common stock owned by the reporting person. The original Form 4 inadvertently understated the number of shares withheld and therefore overstated the total number of shares of common stock owned by the reporting person.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 19:13 UTC
Kurian ThomasPresident-Product Development
GrantPerformance Stock Unit · Derivative 3,361.094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024307 · form4.xml · derivative · entry 1

Kurian Thomas · CIK 0001468342 · President-Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,818.976

Underlying: Common Stock · 3,361.094 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2018 ($47.68), the date on which dividends were paid on Oracle's common stock.

F1 · shares: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2018 ($47.68), the date on which dividends were paid on Oracle's common stock.

F1 · price: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2018 ($47.68), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2018 ($47.68), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned performance stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2018 ($47.68), the date on which dividends were paid on Oracle's common stock.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:19 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023905 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:19 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 6,198 $48.67 $301,656.66
Disclosure

SEC source: 0001127602-18-023905 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,348

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:19 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023905 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 16:20 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 13,282 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023906 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 16:20 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 6,586 $48.67 $320,540.62
Disclosure

SEC source: 0001127602-18-023906 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,615

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 16:20 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 13,282 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023906 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 17:49 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001127602-18-023443 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 1,875 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 17:49 UTC Exercise / conversionStock Option · Derivative 1,875 $0.00 Strike: $19.59 $0.00
Disclosure

SEC source: 0001127602-18-023443 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 1,875 shares

Expires 2019-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 17:49 UTC SaleCommon Stock 3,750 $48.25 $180,929.63
Disclosure

SEC source: 0001127602-18-023443 · form4.xml · nonDerivative · entry 3

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,094

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.04 to $48.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 17:49 UTC Exercise / conversionCommon Stock 1,875 $22.57 $42,318.75
Disclosure

SEC source: 0001127602-18-023443 · form4.xml · nonDerivative · entry 2

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 17:49 UTC Exercise / conversionCommon Stock 1,875 $19.59 $36,731.25
Disclosure

SEC source: 0001127602-18-023443 · form4.xml · nonDerivative · entry 1

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 18:55 UTC Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001127602-18-023451 · form4.xml · derivative · entry 4

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 18:55 UTC SaleCommon Stock 45,000 $48.09 $2,164,261.50
Disclosure

SEC source: 0001127602-18-023451 · form4.xml · nonDerivative · entry 2

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,342

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.09 to $48.111. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 18:55 UTC Exercise / conversionCommon Stock 45,000 $22.57 $1,015,650.00
Disclosure

SEC source: 0001127602-18-023451 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 00:41 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 17,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023131 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,438

Underlying: Common Stock · 17,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 00:41 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 8,832 $46.73 $412,719.36
Disclosure

SEC source: 0001127602-18-023131 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,046

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 00:41 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 17,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023131 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 20:42 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023132 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,875

Underlying: Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 20:42 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 20,142 $46.73 $941,235.66
Disclosure

SEC source: 0001127602-18-023132 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,919

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 20:42 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023132 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 00:44 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 46,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023133 · form4.xml · derivative · entry 3

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,625

Underlying: Common Stock · 46,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 00:44 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 23,241 $46.73 $1,086,051.93
Disclosure

SEC source: 0001127602-18-023133 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212,345

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 00:44 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 46,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023133 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $30.11 $0.00
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · derivative · entry 9

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 50,000 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 05, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
SaleCommon Stock 50,000 $45.13 $2,256,255.00
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · nonDerivative · entry 6

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,436

F2 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on May 11, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.145. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 05, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 50,000 $30.11 $1,505,500.00
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · nonDerivative · entry 5

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:00 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022896 · form4.xml · derivative · entry 5

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:00 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022896 · form4.xml · derivative · entry 4

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:00 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 43,384 $44.06 $1,911,499.04
Disclosure

SEC source: 0001127602-18-022896 · form4.xml · nonDerivative · entry 3

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188,711

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:00 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022896 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:00 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022896 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 20,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · derivative · entry 8

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,313

Underlying: Common Stock · 20,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F5 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 20,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · derivative · entry 7

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Common Stock · 20,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F5 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 10,071 $44.06 $443,728.26
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · nonDerivative · entry 4

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,436

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 20,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · nonDerivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 10,072 $44.06 $443,772.32
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,195

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 20,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022897 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:23 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022898 · form4.xml · derivative · entry 5

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:23 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022898 · form4.xml · derivative · entry 4

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:23 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 12,091 $44.06 $532,729.46
Disclosure

SEC source: 0001127602-18-022898 · form4.xml · nonDerivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,066

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:23 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022898 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:23 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022898 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jul 11, 2018 21:38 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
GrantRestricted Stock Unit · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023134 · form4.xml · derivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 162,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.