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ORCL

ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2019 Filed Jun 28, 2019 18:48 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 20,142 $56.66 $1,141,245.72
Disclosure

SEC source: 0001127602-19-023078 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,402

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 18:48 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023078 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:50 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023079 · form4.xml · derivative · entry 3

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:50 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 30,988 $56.66 $1,755,780.08
Disclosure

SEC source: 0001127602-19-023079 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,243,857

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:50 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023079 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:53 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023080 · form4.xml · derivative · entry 4

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,313

Underlying: Common Stock · 18,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:53 UTC
West W CoreyController, EVP, CAO
GrantRestricted Stock Unit · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023080 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:53 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 9,142 $56.66 $517,985.72
Disclosure

SEC source: 0001127602-19-023080 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,643

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:53 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 18,437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023080 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 22:55 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023081 · form4.xml · derivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 16:16 UTC Exercise / conversionStock Option · Derivative 75,000 $0.00 Strike: $34.22 $0.00
Disclosure

SEC source: 0001127602-19-022754 · form4.xml · derivative · entry 6

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2021-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 16:16 UTC SaleCommon Stock 75,000 $57.01 $4,275,810.00
Disclosure

SEC source: 0001127602-19-022754 · form4.xml · nonDerivative · entry 4

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,796

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on March 29, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.0350. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 16:16 UTC Exercise / conversionCommon Stock 75,000 $34.22 $2,566,500.00
Disclosure

SEC source: 0001127602-19-022754 · form4.xml · nonDerivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 12:18 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionStock Option · Derivative 100,000 $0.00 Strike: $32.43 $0.00
Disclosure

SEC source: 0001127602-19-022757 · form4.xml · derivative · entry 4

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 12:18 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
SaleCommon Stock 57,482 $57.08 $3,281,153.03
Disclosure

SEC source: 0001127602-19-022757 · form4.xml · nonDerivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,919

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 14, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $56.95 to $57.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 12:18 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
SaleCommon Stock 42,518 $56.70 $2,410,736.59
Disclosure

SEC source: 0001127602-19-022757 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,401

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.95 to $56.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 12:18 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 100,000 $32.43 $3,243,000.00
Disclosure

SEC source: 0001127602-19-022757 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 18:31 UTC
West W CoreyController, EVP, CAO
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $32.43 $0.00
Disclosure

SEC source: 0001127602-19-022786 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 18:31 UTC
West W CoreyController, EVP, CAO
SaleCommon Stock 50,000 $56.25 $2,812,500.00
Disclosure

SEC source: 0001127602-19-022786 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,348

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted April 16, 2019.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 18:31 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 50,000 $32.43 $1,621,500.00
Disclosure

SEC source: 0001127602-19-022786 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 12:15 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 562,500 $0.00 Strike: $40.36 $0.00
Disclosure

SEC source: 0001127602-19-022752 · form4.xml · derivative · entry 5

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687,500

Underlying: Common Stock · 562,500 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 12:15 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 200,000 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001127602-19-022752 · form4.xml · derivative · entry 4

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 200,000 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 12:15 UTC
HURD MARK VDirector · Chief Executive Officer
SaleCommon Stock 787,500 $56.29 $44,326,721.25
Disclosure

SEC source: 0001127602-19-022752 · form4.xml · nonDerivative · entry 3

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,871

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on March 29, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $56.07 to $56.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 12:15 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 562,500 $40.36 $22,702,500.00
Disclosure

SEC source: 0001127602-19-022752 · form4.xml · nonDerivative · entry 2

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 12:15 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $24.14 $4,828,000.00
Disclosure

SEC source: 0001127602-19-022752 · form4.xml · nonDerivative · entry 1

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 16:16 UTC Exercise / conversionStock Option · Derivative 75,000 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001127602-19-022754 · form4.xml · derivative · entry 5

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 16:16 UTC SaleCommon Stock 75,000 $56.29 $4,221,600.00
Disclosure

SEC source: 0001127602-19-022754 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,796

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on March 29, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $56.07 to $56.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 16:16 UTC Exercise / conversionCommon Stock 75,000 $22.57 $1,692,750.00
Disclosure

SEC source: 0001127602-19-022754 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 9,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020723 · form4.xml · derivative · entry 6

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020723 · form4.xml · derivative · entry 5

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:30 UTC GrantRestricted Stock Unit · Derivative 9,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020723 · form4.xml · derivative · entry 4

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,189

Underlying: Common Stock · 9,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:30 UTC Exercise / conversionCommon Stock 9,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020723 · form4.xml · nonDerivative · entry 2

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:30 UTC Exercise / conversionCommon Stock 2,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020723 · form4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 12,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020724 · form4.xml · derivative · entry 5

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020724 · form4.xml · derivative · entry 4

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:31 UTC GrantRestricted Stock Unit · Derivative 11,857 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020724 · form4.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,857

Underlying: Common Stock · 11,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:31 UTC Exercise / conversionCommon Stock 12,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020724 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:31 UTC Exercise / conversionCommon Stock 2,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020724 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:40 UTC
BERG JEFFREYDirector
Exercise / conversionRestricted Stock Unit · Derivative 9,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020726 · form4.xml · derivative · entry 5

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F3 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

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May 31, 2019 Filed Jun 4, 2019 20:40 UTC
BERG JEFFREYDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020726 · form4.xml · derivative · entry 4

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

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May 31, 2019 Filed Jun 4, 2019 20:40 UTC
BERG JEFFREYDirector
GrantRestricted Stock Unit · Derivative 9,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020726 · form4.xml · derivative · entry 3

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,189

Underlying: Common Stock · 9,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F3 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:40 UTC
BERG JEFFREYDirector
Exercise / conversionCommon Stock 9,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020726 · form4.xml · nonDerivative · entry 2

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Ownership

Disclosed balance after: 196,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · ownership.nature: 5,000 shares are held indirectly by spouse; 86,283 shares are held in a GRAT and 105,533 are held in a Trust.

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May 31, 2019 Filed Jun 4, 2019 20:40 UTC
BERG JEFFREYDirector
Exercise / conversionCommon Stock 1,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020726 · form4.xml · nonDerivative · entry 1

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Ownership

Disclosed balance after: 186,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · ownership.nature: 5,000 shares are held indirectly by spouse; 86,283 shares are held in a GRAT and 105,533 are held in a Trust.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020728 · form4.xml · derivative · entry 5

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020728 · form4.xml · derivative · entry 4

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:43 UTC GrantRestricted Stock Unit · Derivative 11,857 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020728 · form4.xml · derivative · entry 3

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,857

Underlying: Common Stock · 11,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:43 UTC Exercise / conversionCommon Stock 11,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020728 · form4.xml · nonDerivative · entry 2

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:43 UTC Exercise / conversionCommon Stock 1,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020728 · form4.xml · nonDerivative · entry 1

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,561 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020731 · form4.xml · derivative · entry 5

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-020731 · form4.xml · derivative · entry 4

GARCIA-MOLINA HECTOR · CIK 0001206101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.