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ORACLE CORP

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2805
SEC CIK
0001341439
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1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2019 Filed Sep 4, 2019 16:00 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 562,500 $40.36 $22,702,500.00
Disclosure

SEC source: 0001127602-19-027850 · form4.xml · nonDerivative · entry 2

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 16:00 UTC
HURD MARK VDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $24.14 $4,828,000.00
Disclosure

SEC source: 0001127602-19-027850 · form4.xml · nonDerivative · entry 1

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 00:11 UTC GrantRestricted Stock Unit · Derivative 5,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025748 · form4.xml · derivative · entry 1

Fairhead Rona Alison · CIK 0001390276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920

Underlying: Common Stock · 5,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the grant date.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 00:12 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 67.413 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025749 · form4.xml · derivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,756.411

Underlying: Common Stock · 67.413 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2019 ($56.30), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2019 ($56.30), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 31, 2019 ($56.30), the date on which dividends were paid on Oracle's common stock.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:58 UTC
HURD MARK VDirector · Chief Executive Officer
Tax withholdingCommon Stock 185,738 $56.30 $10,457,049.40
Disclosure

SEC source: 0001127602-19-025946 · form4.xml · nonDerivative · entry 3

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,755

F3 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:58 UTC
HURD MARK VDirector · Chief Executive Officer
GrantCommon Stock 187,311 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025946 · form4.xml · nonDerivative · entry 2

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,493

F2 · shares: Represents amount of performance stock units earned from awards granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2019, as determined by the Compensation Committee on July 31, 2019. The earned amount vested immediately. The number of earned performance stock units represents 133% of the target number of performance stock units eligible to be earned for the third performance period. The performance targets measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:58 UTC
HURD MARK VDirector · Chief Executive Officer
GrantCommon Stock 187,311 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025946 · form4.xml · nonDerivative · entry 1

HURD MARK V · CIK 0001223778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,182

F1 · shares: Represents amount of performance stock units earned from awards granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2019, as determined by the Compensation Committee on July 31, 2019. The earned amount vested immediately. The number of earned performance stock units represents 133% of the target number of performance stock units eligible to be earned for the fourth performance period. The performance targets measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Tax withholdingCommon Stock 185,738 $56.30 $10,457,049.40
Disclosure

SEC source: 0001127602-19-025948 · form4.xml · nonDerivative · entry 3

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,732,353

F3 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
GrantCommon Stock 187,311 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025948 · form4.xml · nonDerivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,918,091

F2 · shares: Represents amount of performance stock units earned from awards granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2019, as determined by the Compensation Committee on July 31, 2019. The earned amount vested immediately. The number of earned performance stock units represents 133% of the target number of performance stock units eligible to be earned for the third performance period. The performance targets measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:00 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
GrantCommon Stock 187,311 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025948 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,730,780

F1 · shares: Represents amount of performance stock units earned from awards granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2019, as determined by the Compensation Committee on July 31, 2019. The earned amount vested immediately. The number of earned performance stock units represents 133% of the target number of performance stock units eligible to be earned for the fourth performance period. The performance targets measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 31, 2019 Filed Aug 2, 2019 23:01 UTC
CATZ SAFRADirector · Chief Executive Officer
Tax withholdingCommon Stock 185,738 $56.30 $10,457,049.40
Disclosure

SEC source: 0001127602-19-025950 · form4.xml · nonDerivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,592

F3 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 23:01 UTC
CATZ SAFRADirector · Chief Executive Officer
GrantCommon Stock 187,311 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025950 · form4.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,330

F2 · shares: Represents amount of performance stock units earned from awards granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2019, as determined by the Compensation Committee on July 31, 2019. The earned amount vested immediately. The number of earned performance stock units represents 133% of the target number of performance stock units eligible to be earned for the third performance period. The performance targets measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 31, 2019 Filed Aug 2, 2019 23:01 UTC
CATZ SAFRADirector · Chief Executive Officer
GrantCommon Stock 187,311 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025950 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,019

F1 · shares: Represents amount of performance stock units earned from awards granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2019, as determined by the Compensation Committee on July 31, 2019. The earned amount vested immediately. The number of earned performance stock units represents 133% of the target number of performance stock units eligible to be earned for the fourth performance period. The performance targets measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 12, 2019 Filed Jul 15, 2019 19:19 UTC Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $26.47 $0.00
Disclosure

SEC source: 0001127602-19-024558 · form4.xml · derivative · entry 6

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 19:19 UTC Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $34.22 $0.00
Disclosure

SEC source: 0001127602-19-024558 · form4.xml · derivative · entry 5

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2021-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 19:19 UTC SaleCommon Stock 90,000 $59.52 $5,357,070.00
Disclosure

SEC source: 0001127602-19-024558 · form4.xml · nonDerivative · entry 3

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,310

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.315 to $59.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 19:19 UTC Exercise / conversionCommon Stock 45,000 $26.47 $1,191,150.00
Disclosure

SEC source: 0001127602-19-024558 · form4.xml · nonDerivative · entry 2

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 19:19 UTC Exercise / conversionCommon Stock 45,000 $34.22 $1,539,900.00
Disclosure

SEC source: 0001127602-19-024558 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 18:59 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024399 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 18:59 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 20,142 $59.60 $1,200,463.20
Disclosure

SEC source: 0001127602-19-024399 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,367

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 18:59 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024399 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 23:01 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 46,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024400 · form4.xml · derivative · entry 3

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 46,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 23:01 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 23,241 $59.60 $1,385,163.60
Disclosure

SEC source: 0001127602-19-024400 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,607

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 23:01 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 46,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024400 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 23:03 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 17,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024401 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 17,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 23:03 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 8,832 $59.60 $526,387.20
Disclosure

SEC source: 0001127602-19-024401 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,380

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 23:03 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 17,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024401 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 16:30 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 20,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024019 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 16:30 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 10,072 $58.01 $584,276.72
Disclosure

SEC source: 0001127602-19-024019 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,884

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 16:30 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 20,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024019 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 20:32 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024020 · form4.xml · derivative · entry 3

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 20:32 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 21,692 $58.01 $1,258,352.92
Disclosure

SEC source: 0001127602-19-024020 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287,973

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 20:32 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024020 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 20:36 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024021 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 20:36 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 7,747 $58.01 $449,403.47
Disclosure

SEC source: 0001127602-19-024021 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,399

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 20:36 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024021 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionStock Option · Derivative 100,000 $0.00 Strike: $32.43 $0.00
Disclosure

SEC source: 0001127602-19-023781 · form4.xml · derivative · entry 6

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:56 UTC
West W CoreyController, EVP, CAO
SaleCommon Stock 100,000 $58.00 $5,800,180.00
Disclosure

SEC source: 0001127602-19-023781 · form4.xml · nonDerivative · entry 4

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,521

F2 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted April 16, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $58.00 to $58.035. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 01, 2019 Filed Jul 2, 2019 22:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 100,000 $32.43 $3,243,000.00
Disclosure

SEC source: 0001127602-19-023781 · form4.xml · nonDerivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2019 Filed Jul 2, 2019 22:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023781 · form4.xml · derivative · entry 5

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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June 30, 2019 Filed Jul 2, 2019 22:56 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 7,747 $56.97 $441,346.59
Disclosure

SEC source: 0001127602-19-023781 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,521

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

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June 30, 2019 Filed Jul 2, 2019 22:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023781 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2019 Filed Jul 2, 2019 23:00 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023782 · form4.xml · derivative · entry 3

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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June 30, 2019 Filed Jul 2, 2019 23:00 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 21,692 $56.97 $1,235,793.24
Disclosure

SEC source: 0001127602-19-023782 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265,915

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

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June 30, 2019 Filed Jul 2, 2019 23:00 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023782 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2019 Filed Jul 2, 2019 19:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 20,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023784 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,313

Underlying: Common Stock · 20,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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June 30, 2019 Filed Jul 2, 2019 19:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 10,071 $56.97 $573,744.87
Disclosure

SEC source: 0001127602-19-023784 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,643

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

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June 30, 2019 Filed Jul 2, 2019 19:08 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 20,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023784 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 27, 2019 Filed Jun 28, 2019 18:48 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
GrantRestricted Stock Unit · Derivative 170,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023078 · form4.xml · derivative · entry 4

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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June 27, 2019 Filed Jun 28, 2019 18:48 UTC
Daley DorianEVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023078 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,875

Underlying: Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.