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ORCL

ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2020 Filed Jul 13, 2020 21:28 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 17,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021439 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,813

Underlying: Common Stock · 17,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 21:28 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 8,832 $57.53 $508,104.96
Disclosure

SEC source: 0001127602-20-021439 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,647

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 21:28 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 17,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021439 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionStock Option · Derivative 1,000,000 $0.00 Strike: $40.36 $0.00
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · derivative · entry 11

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The Reporting Person exercised the option on account of the July 2, 2020 expiration date.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
SaleCommon Stock 75,677 $55.77 $4,220,725.75
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 8

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,732,353

F5 · price: This transaction was executed in multiple trades at prices ranging from $55.725 to $55.845. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
SaleCommon Stock 924,323 $55.21 $51,032,427.42
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 7

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,808,030

F4 · price: This transaction was executed in multiple trades at prices ranging from $54.725 to $55.721. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 1,000,000 $40.36 $40,360,000.00
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 6

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,732,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionStock Option · Derivative 1,250,000 $0.00 Strike: $40.36 $0.00
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · derivative · entry 10

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,250,000 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The Reporting Person exercised the option on account of the July 2, 2020 expiration date.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
SaleCommon Stock 1,250,000 $54.94 $68,671,500.00
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 5

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,732,353

F3 · price: This transaction was executed in multiple trades at prices ranging from $54.505 to $55.405. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 1,250,000 $40.36 $50,450,000.00
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 4

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,982,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:05 UTC
Daley DorianEVP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 20,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020788 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:05 UTC
Daley DorianEVP and General Counsel
Tax withholdingCommon Stock 10,072 $54.76 $551,542.72
Disclosure

SEC source: 0001127602-20-020788 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 192,475

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:05 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 20,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020788 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 202,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:02 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020787 · form4.xml · derivative · entry 4

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:02 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 21,692 $54.76 $1,187,853.92
Disclosure

SEC source: 0001127602-20-020787 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,354,989

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:02 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020787 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:06 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020790 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:06 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 7,747 $54.76 $424,225.72
Disclosure

SEC source: 0001127602-20-020790 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,667

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:06 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020790 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionStock Option · Derivative 1,400,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · derivative · entry 9

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The Reporting Person exercised the option on account of July 1, 2020 expiration date.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
SaleCommon Stock 32,408 $54.90 $1,779,105.22
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 3

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,732,353

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.855 to $54.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
SaleCommon Stock 1,367,592 $54.47 $74,487,539.39
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,764,761

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.855 to $54.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:40 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 1,400,000 $21.55 $30,170,000.00
Disclosure

SEC source: 0001127602-20-020693 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140,132,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:05 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018063 · doc4.xml · derivative · entry 4

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:05 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 30,988 $54.18 $1,678,929.84
Disclosure

SEC source: 0000899243-20-018063 · doc4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332,931

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:05 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018063 · doc4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:07 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018066 · doc4.xml · derivative · entry 3

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:07 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Tax withholdingCommon Stock 12,395 $54.18 $671,561.10
Disclosure

SEC source: 0000899243-20-018066 · doc4.xml · nonDerivative · entry 2

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,947,121

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:07 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018066 · doc4.xml · nonDerivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,959,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2020 Filed Jun 30, 2020 21:09 UTC
Daley DorianEVP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018067 · doc4.xml · derivative · entry 5

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Common Stock · 42,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2020 Filed Jun 30, 2020 21:09 UTC
Daley DorianEVP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018067 · doc4.xml · derivative · entry 4

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2020 Filed Jun 30, 2020 21:09 UTC
Daley DorianEVP and General Counsel
Tax withholdingCommon Stock 40,458 $54.18 $2,192,014.44
Disclosure

SEC source: 0000899243-20-018067 · doc4.xml · nonDerivative · entry 3

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 182,234

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2020 Filed Jun 30, 2020 21:09 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018067 · doc4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 222,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2020 Filed Jun 30, 2020 21:09 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018067 · doc4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 180,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:09 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018068 · doc4.xml · derivative · entry 5

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:09 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 18,438 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018068 · doc4.xml · derivative · entry 4

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,875

Underlying: Common Stock · 18,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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June 27, 2020 Filed Jul 1, 2020 01:09 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 17,529 $54.18 $949,721.22
Disclosure

SEC source: 0000899243-20-018068 · doc4.xml · nonDerivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,789

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

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June 27, 2020 Filed Jul 1, 2020 01:09 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018068 · doc4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2020 Filed Jul 1, 2020 01:09 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 18,438 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018068 · doc4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 26, 2020 20:05 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionStock Option · Derivative 1,400,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-20-020464 · form4.xml · derivative · entry 7

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,000

Underlying: Common Stock · 1,400,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Reporting Person exercised the option on account of the July 1, 2020 expiration date.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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June 26, 2020 Filed Jun 26, 2020 20:05 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
SaleCommon Stock 1,400,000 $54.11 $75,747,140.00
Disclosure

SEC source: 0001127602-20-020464 · form4.xml · nonDerivative · entry 5

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,732,353

F3 · price: This transaction was executed in multiple trades at prices ranging from $53.64 to $54.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 26, 2020 Filed Jun 26, 2020 20:05 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionCommon Stock 1,400,000 $21.55 $30,170,000.00
Disclosure

SEC source: 0001127602-20-020464 · form4.xml · nonDerivative · entry 4

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140,132,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 22:11 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionStock Option · Derivative 400,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-20-020460 · form4.xml · derivative · entry 5

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 22:11 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
SaleCommon Stock 3,553 $54.56 $193,837.11
Disclosure

SEC source: 0001127602-20-020460 · form4.xml · nonDerivative · entry 3

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted July 10, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $54.55 to $54.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 22:11 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
SaleCommon Stock 396,447 $54.07 $21,437,514.72
Disclosure

SEC source: 0001127602-20-020460 · form4.xml · nonDerivative · entry 2

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,553

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted July 10, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.55 to $54.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 22:11 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionCommon Stock 400,000 $21.55 $8,620,000.00
Disclosure

SEC source: 0001127602-20-020460 · form4.xml · nonDerivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 22:23 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionStock Option · Derivative 700,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-20-020462 · form4.xml · derivative · entry 4

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 22:23 UTC
Screven EdwardChief Corporate Architect
SaleCommon Stock 700,000 $54.14 $37,897,370.00
Disclosure

SEC source: 0001127602-20-020462 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301,419

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 22:23 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 700,000 $21.55 $15,085,000.00
Disclosure

SEC source: 0001127602-20-020462 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:05 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
Exercise / conversionStock Option · Derivative 1,400,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-20-020464 · form4.xml · derivative · entry 6

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,000

Underlying: Common Stock · 1,400,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Reporting Person exercised the option on account of the July 1, 2020 expiration date.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.