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ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2021 Filed Aug 7, 2025 18:17 UTC
Sicilia Michael D.President, Industries
OtherRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-020255 · form4.xml · derivative · entry 9

Sicilia Michael D. · CIK 0002071965 · President, Industries

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F5 · kind: Represents unvested restricted stock units ("RSUs") awarded prior to the Reporting Person becoming a Section 16 officer on June 2, 2025, which were inadvertently omitted from the Reporting Person's Form 3 filed with the Commission on June 12, 2025.

F9 · shares: Includes 50,000 unvested RSUs from a previous grant of 200,000 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.

F9 · derivative.exercise_date: Includes 50,000 unvested RSUs from a previous grant of 200,000 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.

F9 · derivative.expiration_date: Includes 50,000 unvested RSUs from a previous grant of 200,000 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.

Read SEC document
August 03, 2021 Filed Aug 7, 2025 20:07 UTC
Magouyrk Clayton M.President, OCI
OtherRestricted Stock Unit · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-020262 · form4.xml · derivative · entry 3

Magouyrk Clayton M. · CIK 0002071873 · President, OCI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F3 · kind: Represents unvested restricted stock units ("RSUs") awarded prior to the Reporting Person becoming a Section 16 officer on June 2, 2025, which were inadvertently omitted from the Reporting Person's Form 3 filed with the Commission on June 12, 2025.

F3 · shares: Represents unvested restricted stock units ("RSUs") awarded prior to the Reporting Person becoming a Section 16 officer on June 2, 2025, which were inadvertently omitted from the Reporting Person's Form 3 filed with the Commission on June 12, 2025.

F4 · derivative.exercise_date: Includes 62,500 unvested RSUs from a previous grant of 250,000 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.

F4 · derivative.expiration_date: Includes 62,500 unvested RSUs from a previous grant of 250,000 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 19:33 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 928.458 $87.63 $81,360.77
Disclosure

SEC source: 0001127602-21-022729 · form4.xml · derivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,180.949

Underlying: Common Stock · 928.458 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 29, 2021 ($87.63), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 29, 2021 ($87.63), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 29, 2021 ($87.63), the date on which dividends were paid on Oracle's common stock.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 19:33 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 176.302 $87.63 $15,449.34
Disclosure

SEC source: 0001127602-21-022729 · form4.xml · derivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,080.439

Underlying: Common Stock · 176.302 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 29, 2021 ($87.63), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 29, 2021 ($87.63), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on July 29, 2021 ($87.63), the date on which dividends were paid on Oracle's common stock.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 23:43 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 46,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021902 · form4.xml · derivative · entry 4

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 23:43 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 23,241 $87.76 $2,039,630.16
Disclosure

SEC source: 0001127602-21-021902 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433,769

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 23:43 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 46,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021902 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 19:43 UTC
Daley DorianEVP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021903 · form4.xml · derivative · entry 3

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 19:43 UTC
Daley DorianEVP and General Counsel
Tax withholdingCommon Stock 20,142 $87.76 $1,767,661.92
Disclosure

SEC source: 0001127602-21-021903 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 275,352

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 19:43 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021903 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 295,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 23:44 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 17,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021904 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 23:44 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 8,832 $87.76 $775,096.32
Disclosure

SEC source: 0001127602-21-021904 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,179

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 10, 2021 Filed Jul 13, 2021 23:44 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 17,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021904 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 23:13 UTC Exercise / conversionStock Option · Derivative 37,500 $0.00 Strike: $26.47 $0.00
Disclosure

SEC source: 0001127602-21-021643 · form4.xml · derivative · entry 4

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 23:13 UTC SaleCommon Stock 37,500 $80.04 $3,001,361.25
Disclosure

SEC source: 0001127602-21-021643 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,162

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on May 5, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 23:13 UTC Exercise / conversionCommon Stock 37,500 $26.47 $992,625.00
Disclosure

SEC source: 0001127602-21-021643 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:33 UTC
ELLISON LAWRENCE JOSEPHDirector · Executive Chairman · 10% owner · Chief Technology Officer
GrantStock Option · Derivative 2,500,000 $0.00 Strike: $51.13 $0.00
Disclosure

SEC source: 0001127602-21-021350 · form4.xml · derivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2025-07-20

F1 · balance_after: Represents 1/7 of the number of shares subject to a performance-based option that vested upon certification of a performance goal by the Compensation Committee.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:35 UTC
CATZ SAFRADirector · Chief Executive Officer
GrantStock Option · Derivative 2,500,000 $0.00 Strike: $51.13 $0.00
Disclosure

SEC source: 0001127602-21-021353 · form4.xml · derivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2025-07-20

F1 · balance_after: Represents 1/7 of the number of shares subject to a performance-based option that vested upon certification of a performance goal by the Compensation Committee.

Read SEC document
June 29, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
Exercise / conversionStock Option · Derivative 150,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · derivative · entry 8

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 150,000 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
June 29, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
SaleCommon Stock 150,000 $78.21 $11,730,855.00
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · nonDerivative · entry 5

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $77.83 to $78.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 29, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 150,000 $40.93 $6,139,500.00
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · nonDerivative · entry 4

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:20 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020840 · form4.xml · derivative · entry 4

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:20 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 30,988 $78.46 $2,431,318.48
Disclosure

SEC source: 0001127602-21-020840 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410,135

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:20 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020840 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,441,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:21 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020841 · form4.xml · derivative · entry 5

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:21 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020841 · form4.xml · derivative · entry 4

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,438

Underlying: Common Stock · 18,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:21 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 18,386 $78.46 $1,442,565.56
Disclosure

SEC source: 0001127602-21-020841 · form4.xml · nonDerivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,198

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:21 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020841 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 23:21 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 18,437 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020841 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · derivative · entry 7

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 42,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · derivative · entry 6

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
Tax withholdingCommon Stock 41,214 $78.46 $3,233,650.44
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · nonDerivative · entry 3

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 254,869

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 296,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 19:23 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020842 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 253,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2021 Filed Jun 30, 2021 00:05 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020844 · form4.xml · derivative · entry 3

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

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June 27, 2021 Filed Jun 30, 2021 00:05 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Tax withholdingCommon Stock 11,612 $78.46 $911,077.52
Disclosure

SEC source: 0001127602-21-020844 · form4.xml · nonDerivative · entry 2

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,857,562

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

F2 · balance_after: The Reporting Person's previously filed Form 4s overreported the number of shares beneficially owned by him in that they included shares in which the Reporting Person has no pecuniary interest. This Form 4 reports the corrected amount.

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June 27, 2021 Filed Jun 30, 2021 00:05 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020844 · form4.xml · nonDerivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,869,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 18, 2021 Filed Jun 22, 2021 17:14 UTC
Daley DorianEVP and General Counsel
Exercise / conversionStock Option · Derivative 125,000 $0.00 Strike: $40.36 $0.00
Disclosure

SEC source: 0001127602-21-020507 · form4.xml · derivative · entry 4

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2025-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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June 18, 2021 Filed Jun 22, 2021 17:14 UTC
Daley DorianEVP and General Counsel
SaleCommon Stock 125,000 $76.38 $9,548,087.50
Disclosure

SEC source: 0001127602-21-020507 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 5, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.99 to $76.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 18, 2021 Filed Jun 22, 2021 17:14 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 125,000 $40.36 $5,045,000.00
Disclosure

SEC source: 0001127602-21-020507 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 18, 2021 Filed Jun 22, 2021 21:16 UTC Exercise / conversionStock Option · Derivative 37,500 $0.00 Strike: $26.47 $0.00
Disclosure

SEC source: 0001127602-21-020508 · form4.xml · derivative · entry 4

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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June 18, 2021 Filed Jun 22, 2021 21:16 UTC SaleCommon Stock 37,500 $76.66 $2,874,633.75
Disclosure

SEC source: 0001127602-21-020508 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,162

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 5, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.42 to $76.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 18, 2021 Filed Jun 22, 2021 21:16 UTC Exercise / conversionCommon Stock 37,500 $26.47 $992,625.00
Disclosure

SEC source: 0001127602-21-020508 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2021 Filed Jun 2, 2021 22:31 UTC
BERG JEFFREYDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-018808 · form4.xml · derivative · entry 4

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

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May 31, 2021 Filed Jun 2, 2021 22:31 UTC
BERG JEFFREYDirector
GrantRestricted Stock Unit · Derivative 4,445 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018808 · form4.xml · derivative · entry 3

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

Underlying: Common Stock · 4,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

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May 31, 2021 Filed Jun 2, 2021 22:31 UTC
BERG JEFFREYDirector
Exercise / conversionCommon Stock 6,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-018808 · form4.xml · nonDerivative · entry 1

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Berg Family Trust

Disclosed balance after: 202,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

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May 31, 2021 Filed Jun 2, 2021 22:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-018809 · form4.xml · derivative · entry 4

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

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May 31, 2021 Filed Jun 2, 2021 22:34 UTC GrantRestricted Stock Unit · Derivative 4,445 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018809 · form4.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

Underlying: Common Stock · 4,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

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May 31, 2021 Filed Jun 2, 2021 22:34 UTC Exercise / conversionCommon Stock 6,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-018809 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 22:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-018810 · form4.xml · derivative · entry 4

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted Stock Units vest 100% on first anniversary of grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.