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ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2022 Filed Jan 21, 2022 01:02 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 1,462.309 $83.38 $121,927.32
Disclosure

SEC source: 0001127602-22-001781 · form4.xml · derivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,485.265

Underlying: Common Stock · 1,462.309 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on January 19, 2022 ($83.38), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on January 19, 2022 ($83.38), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on January 19, 2022 ($83.38), the date on which dividends were paid on Oracle's common stock.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 01:02 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 246.743 $83.38 $20,573.43
Disclosure

SEC source: 0001127602-22-001781 · form4.xml · derivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,538.625

Underlying: Common Stock · 246.743 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on January 19, 2022 ($83.38), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on January 19, 2022 ($83.38), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on January 19, 2022 ($83.38), the date on which dividends were paid on Oracle's common stock.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 15:23 UTC Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $42.02 $0.00
Disclosure

SEC source: 0001127602-21-031954 · form4.xml · derivative · entry 4

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2024-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 15:23 UTC SaleCommon Stock 30,000 $89.27 $2,678,016.00
Disclosure

SEC source: 0001127602-21-031954 · form4.xml · nonDerivative · entry 2

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,274

F1 · price: This transaction was executed in multiple trades at prices ranging from $89.24 to $89.3310. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 15:23 UTC Exercise / conversionCommon Stock 30,000 $42.02 $1,260,600.00
Disclosure

SEC source: 0001127602-21-031954 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 13:31 UTC
Daley DorianEVP and General Counsel
SaleCommon Stock 1,000 $90.18 $90,175.00
Disclosure

SEC source: 0001127602-21-031903 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 276,928

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $90.09 to $90.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 13:31 UTC
Daley DorianEVP and General Counsel
SaleCommon Stock 19,482 $89.67 $1,746,906.13
Disclosure

SEC source: 0001127602-21-031903 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 277,928

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.09 to $90.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 16:21 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 842.008 $96.98 $81,657.94
Disclosure

SEC source: 0001127602-21-027734 · form4.xml · derivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,022.956

Underlying: Common Stock · 842.008 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2021 ($96.98), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2021 ($96.98), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2021 ($96.98), the date on which dividends were paid on Oracle's common stock.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 16:21 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 211.443 $96.98 $20,505.74
Disclosure

SEC source: 0001127602-21-027734 · form4.xml · derivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,291.882

Underlying: Common Stock · 211.443 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2021 ($96.98), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2021 ($96.98), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on October 26, 2021 ($96.98), the date on which dividends were paid on Oracle's common stock.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 23:34 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
GiftCommon Stock 94,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027247 · form4.xml · nonDerivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,746,647

Read SEC document
October 14, 2021 Filed Oct 18, 2021 23:32 UTC PurchaseCommon Stock 1,127 $97.00 $109,319.00
Disclosure

SEC source: 0001127602-21-027246 · form4.xml · nonDerivative · entry 2

Fairhead Rona Alison · CIK 0001390276 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 3

Disclosed balance after: 3,694

Read SEC document
October 14, 2021 Filed Oct 18, 2021 23:32 UTC PurchaseCommon Stock 1,150 $95.06 $109,320.96
Disclosure

SEC source: 0001127602-21-027246 · form4.xml · nonDerivative · entry 1

Fairhead Rona Alison · CIK 0001390276 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 2

Disclosed balance after: 3,720

Read SEC document
September 27, 2021 Filed Sep 28, 2021 23:51 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionStock Option · Derivative 156,635 $0.00 Strike: $29.72 $0.00
Disclosure

SEC source: 0001127602-21-026015 · form4.xml · derivative · entry 3

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156,635 shares

Expires 2022-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 23:51 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
SaleCommon Stock 156,635 $90.03 $14,101,676.75
Disclosure

SEC source: 0001127602-21-026015 · form4.xml · nonDerivative · entry 2

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,841,002

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 22, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 23:51 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionCommon Stock 156,635 $29.72 $4,655,192.20
Disclosure

SEC source: 0001127602-21-026015 · form4.xml · nonDerivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,997,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 19:53 UTC
Daley DorianEVP and General Counsel
Exercise / conversionStock Option · Derivative 175,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001127602-21-026017 · form4.xml · derivative · entry 6

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,000 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 19:53 UTC
Daley DorianEVP and General Counsel
SaleCommon Stock 19,734 $91.19 $1,799,608.58
Disclosure

SEC source: 0001127602-21-026017 · form4.xml · nonDerivative · entry 4

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $91.14 to $91.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 19:53 UTC
Daley DorianEVP and General Counsel
SaleCommon Stock 109,418 $90.81 $9,935,887.50
Disclosure

SEC source: 0001127602-21-026017 · form4.xml · nonDerivative · entry 3

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,734

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $90.14 to $91.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 19:53 UTC
Daley DorianEVP and General Counsel
SaleCommon Stock 45,848 $89.77 $4,115,596.15
Disclosure

SEC source: 0001127602-21-026017 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,152

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.14 to $90.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 19:53 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 175,000 $40.93 $7,162,750.00
Disclosure

SEC source: 0001127602-21-026017 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:03 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionStock Option · Derivative 135,741 $0.00 Strike: $29.72 $0.00
Disclosure

SEC source: 0001127602-21-025854 · form4.xml · derivative · entry 6

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,635

Underlying: Common Stock · 135,741 shares

Expires 2022-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:03 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
SaleCommon Stock 135,741 $90.01 $12,217,477.30
Disclosure

SEC source: 0001127602-21-025854 · form4.xml · nonDerivative · entry 4

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,841,002

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 22, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:03 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionCommon Stock 135,741 $29.72 $4,034,222.52
Disclosure

SEC source: 0001127602-21-025854 · form4.xml · nonDerivative · entry 3

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,976,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 01:03 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionStock Option · Derivative 107,624 $0.00 Strike: $29.72 $0.00
Disclosure

SEC source: 0001127602-21-025854 · form4.xml · derivative · entry 5

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,376

Underlying: Common Stock · 107,624 shares

Expires 2022-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 01:03 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
SaleCommon Stock 107,624 $90.01 $9,686,708.88
Disclosure

SEC source: 0001127602-21-025854 · form4.xml · nonDerivative · entry 2

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,841,002

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 22, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 01:03 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionCommon Stock 107,624 $29.72 $3,198,585.28
Disclosure

SEC source: 0001127602-21-025854 · form4.xml · nonDerivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,948,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Oct 5, 2021 22:43 UTC PurchaseCommon Stock 1,286 $85.12 $109,464.32
Disclosure

SEC source: 0001127602-21-026732 · form4.xml · nonDerivative · entry 1

Fairhead Rona Alison · CIK 0001390276 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 1

Disclosed balance after: 3,861

Read SEC document
August 05, 2021 Filed Aug 5, 2021 18:52 UTC GiftCommon Stock 1,387 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023189 · form4.xml · nonDerivative · entry 5

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,010

Read SEC document
August 05, 2021 Filed Aug 5, 2021 18:52 UTC GiftCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023189 · form4.xml · nonDerivative · entry 4

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,274

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:54 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023193 · form4.xml · derivative · entry 5

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:54 UTC
Screven EdwardChief Corporate Architect
Tax withholdingCommon Stock 24,790 $89.74 $2,224,654.60
Disclosure

SEC source: 0001127602-21-023193 · form4.xml · nonDerivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458,979

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:54 UTC
Screven EdwardChief Corporate Architect
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023193 · form4.xml · nonDerivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,483,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 18:55 UTC
Daley DorianEVP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023194 · form4.xml · derivative · entry 5

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 18:55 UTC
Daley DorianEVP and General Counsel
Tax withholdingCommon Stock 21,692 $89.74 $1,946,640.08
Disclosure

SEC source: 0001127602-21-023194 · form4.xml · nonDerivative · entry 2

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 297,410

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 18:55 UTC
Daley DorianEVP and General Counsel
Exercise / conversionCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023194 · form4.xml · nonDerivative · entry 1

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 319,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023195 · form4.xml · derivative · entry 4

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:56 UTC
West W CoreyController, EVP, CAO
Tax withholdingCommon Stock 12,395 $89.74 $1,112,327.30
Disclosure

SEC source: 0001127602-21-023195 · form4.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,784

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

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August 04, 2021 Filed Aug 5, 2021 22:56 UTC
West W CoreyController, EVP, CAO
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023195 · form4.xml · nonDerivative · entry 1

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 04, 2021 Filed Aug 5, 2021 22:57 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023196 · form4.xml · derivative · entry 4

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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August 04, 2021 Filed Aug 5, 2021 22:57 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Tax withholdingCommon Stock 10,560 $89.74 $947,654.40
Disclosure

SEC source: 0001127602-21-023196 · form4.xml · nonDerivative · entry 2

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,841,002

F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units.

F2 · balance_after: The Reporting Person's previously filed Form 4s overreported the number of shares beneficially owned by him in that they included shares in which the Reporting Person has no pecuniary interest. This Form 4 reports the corrected amount.

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August 04, 2021 Filed Aug 5, 2021 22:57 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023196 · form4.xml · nonDerivative · entry 1

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,851,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 18:52 UTC Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $42.02 $0.00
Disclosure

SEC source: 0001127602-21-023189 · form4.xml · derivative · entry 7

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2024-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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August 03, 2021 Filed Aug 5, 2021 18:52 UTC Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $33.78 $0.00
Disclosure

SEC source: 0001127602-21-023189 · form4.xml · derivative · entry 6

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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August 03, 2021 Filed Aug 5, 2021 18:52 UTC SaleCommon Stock 35,000 $87.88 $3,075,800.00
Disclosure

SEC source: 0001127602-21-023189 · form4.xml · nonDerivative · entry 3

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,724

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August 03, 2021 Filed Aug 5, 2021 18:52 UTC Exercise / conversionCommon Stock 15,000 $42.02 $630,300.00
Disclosure

SEC source: 0001127602-21-023189 · form4.xml · nonDerivative · entry 2

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 18:52 UTC Exercise / conversionCommon Stock 20,000 $33.78 $675,600.00
Disclosure

SEC source: 0001127602-21-023189 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:54 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023193 · form4.xml · derivative · entry 4

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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August 03, 2021 Filed Aug 5, 2021 18:55 UTC
Daley DorianEVP and General Counsel
GrantRestricted Stock Unit · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023194 · form4.xml · derivative · entry 4

Daley Dorian · CIK 0001414813 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

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August 03, 2021 Filed Aug 5, 2021 22:56 UTC
West W CoreyController, EVP, CAO
GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023195 · form4.xml · derivative · entry 3

West W Corey · CIK 0001393537 · Controller, EVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:57 UTC
HENLEY JEFFREYDirector · Executive Vice Chairman
GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023196 · form4.xml · derivative · entry 3

HENLEY JEFFREY · CIK 0001206100 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.