Last 12 months
Inside the activity.
33 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 32 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2018 Filed Jul 25, 2018 10:52 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 500 | $5.39 | $2,695.00 |
DisclosureSEC source: 0001209191-18-043844 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,078,370 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 20, 2018 Filed Jul 23, 2018 10:39 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $5.89 | $58,900.00 |
DisclosureSEC source: 0001209191-18-043573 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,077,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 10:22 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $5.95 | $59,500.00 |
DisclosureSEC source: 0001209191-18-043406 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,067,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 10:44 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $6.05 | $60,500.00 |
DisclosureSEC source: 0001209191-18-043207 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,057,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 11:17 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 4,800 | $5.73 | $27,504.00 |
DisclosureSEC source: 0001209191-18-042714 · doc4.xml · nonDerivative · entry 5 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,047,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 11:17 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 200 | $5.73 | $1,145.50 |
DisclosureSEC source: 0001209191-18-042714 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,043,070 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 11:17 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 9,800 | $5.66 | $55,468.00 |
DisclosureSEC source: 0001209191-18-042714 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,042,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 11:17 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 200 | $5.66 | $1,131.00 |
DisclosureSEC source: 0001209191-18-042714 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,033,070 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 11:12 UTC |
Fishel Robert ScottDirector
|
PurchaseCommon Stock | 2,500 | $6.00 | $14,991.25 |
DisclosureSEC source: 0001209191-18-042414 · doc4.xml · nonDerivative · entry 1 Fishel Robert Scott · CIK 0001735476 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,060,728 F1 · ownership.nature: These securities are held by ALSAR Ltd. Partnership, of which Dr. Fishel is the President and CEO. The general partner of ALSAR Ltd. Partnership is SARAL Corporation. Dr. Fishel is the sole shareholder and the sole and exclusive beneficiary of SARAL Corporation. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 500 | $4.78 | $2,390.00 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 9 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,032,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 1,700 | $4.77 | $8,109.00 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 8 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,032,370 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 500 | $4.77 | $2,382.50 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 7 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,030,670 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 3,000 | $4.76 | $14,280.00 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 6 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,030,170 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 2,000 | $4.75 | $9,500.00 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 5 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,027,170 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 400 | $4.72 | $1,888.00 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,025,170 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 400 | $4.72 | $1,886.00 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,024,770 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 11:35 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 1,500 | $4.71 | $7,065.00 |
DisclosureSEC source: 0001209191-18-041405 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,024,370 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 10:23 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 6,000 | $4.72 | $28,320.00 |
DisclosureSEC source: 0001209191-18-040128 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,022,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 10:23 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 1,720 | $4.66 | $8,015.20 |
DisclosureSEC source: 0001209191-18-040128 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,016,870 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 11:09 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.75 | $47,500.00 |
DisclosureSEC source: 0001209191-18-039988 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,015,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 11:09 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.61 | $46,100.00 |
DisclosureSEC source: 0001209191-18-039988 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,005,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 10:54 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.75 | $47,500.00 |
DisclosureSEC source: 0001209191-18-039767 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,995,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 10:47 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.45 | $44,500.00 |
DisclosureSEC source: 0001209191-18-039350 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,985,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 10:41 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.60 | $46,000.00 |
DisclosureSEC source: 0001209191-18-039101 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,975,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 10:41 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.54 | $45,400.00 |
DisclosureSEC source: 0001209191-18-039101 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,965,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 10:41 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.48 | $44,800.00 |
DisclosureSEC source: 0001209191-18-039101 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,955,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:11 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039164 · doc4.xml · derivative · entry 1 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2028-06-20 F1 · derivative.exercise_date: The options were granted on June 21, 2018 and vest annually in four equal installments beginning on June 21, 2019. Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:16 UTC |
Yu Alice Lin-TsingDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039184 · doc4.xml · derivative · entry 1 Yu Alice Lin-Tsing · CIK 0001462564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-06-20 Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:16 UTC |
PFENNIGER RICHARD C JRDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039182 · doc4.xml · derivative · entry 1 PFENNIGER RICHARD C JR · CIK 0001200796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-06-20 Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:15 UTC |
PAGANELLI JOHN ADirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039179 · doc4.xml · derivative · entry 1 PAGANELLI JOHN A · CIK 0001236687 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-06-20 Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:15 UTC |
KRASNO RICHARD MDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039178 · doc4.xml · derivative · entry 1 KRASNO RICHARD M · CIK 0001215060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-06-20 Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:14 UTC |
LERNER RICHARD ADirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039175 · doc4.xml · derivative · entry 1 LERNER RICHARD A · CIK 0001316274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-06-20 Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:14 UTC |
Fishel Robert ScottDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039174 · doc4.xml · derivative · entry 1 Fishel Robert Scott · CIK 0001735476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-06-20 Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:13 UTC |
Logal AdamSr. Vice President, CFO
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039173 · doc4.xml · derivative · entry 1 Logal Adam · CIK 0001356197 · Sr. Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-06-20 F1 · derivative.exercise_date: The options were granted on June 21, 2018 and vest annually in four equal installments beginning on June 21, 2019. Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:13 UTC |
Rubin Steven DDirector · Executive VP-Administration
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039171 · doc4.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director · Executive VP-Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-06-20 F1 · derivative.exercise_date: The options were granted on June 21, 2018 and vest annually in four equal installments beginning on June 21, 2019. Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 20:12 UTC |
HSIAO JANE PH DDirector · Vice Chairman & CTO
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001209191-18-039168 · doc4.xml · derivative · entry 1 HSIAO JANE PH D · CIK 0001188834 · Director · Vice Chairman & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2028-06-20 F1 · derivative.exercise_date: The options were granted on June 21, 2018 and vest annually in four equal installments beginning on June 21, 2019. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 10:19 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.35 | $43,500.00 |
DisclosureSEC source: 0001209191-18-038718 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,945,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 10:19 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.28 | $42,800.00 |
DisclosureSEC source: 0001209191-18-038718 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,935,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 10:25 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.34 | $43,400.00 |
DisclosureSEC source: 0001209191-18-038449 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,925,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 10:25 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 4,042 | $4.33 | $17,501.86 |
DisclosureSEC source: 0001209191-18-038449 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,915,150 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 10:25 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 257 | $4.33 | $1,111.53 |
DisclosureSEC source: 0001209191-18-038449 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,911,108 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 10:10 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.42 | $44,200.00 |
DisclosureSEC source: 0001209191-18-038218 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,910,851 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 10:17 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.22 | $42,200.00 |
DisclosureSEC source: 0001209191-18-037137 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,900,851 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 22:05 UTC |
Logal AdamSr. Vice President, CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001209191-18-037294 · doc4.xml · derivative · entry 3 Logal Adam · CIK 0001356197 · Sr. Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2018-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on June 9, 2011 and vest in four equal installments beginning on June 9, 2012. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 22:05 UTC |
Logal AdamSr. Vice President, CFO
|
Tax withholdingCommon Stock | 63,946 | $4.26 | $272,409.96 |
DisclosureSEC source: 0001209191-18-037294 · doc4.xml · nonDerivative · entry 2 Logal Adam · CIK 0001356197 · Sr. Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,912 F1 · shares: Represents the number of shares withheld by the Company at the direction of the reporting person for payment of the exercise price and tax liability in connection with the exercise of the stock option. No shares of Common stock were sold by the reporting person in connection with this transaction. The reporting person has retained the net number of shares issued upon the exercise of the option, less the amount retained to pay the associated tax liability (11,054 of shares). F2 · price: Closing market price of the Company's common stock on the transaction date. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 22:05 UTC |
Logal AdamSr. Vice President, CFO
|
Exercise / conversionCommon Stock | 75,000 | $3.43 | $257,250.00 |
DisclosureSEC source: 0001209191-18-037294 · doc4.xml · nonDerivative · entry 1 Logal Adam · CIK 0001356197 · Sr. Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 11:37 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.04 | $40,400.00 |
DisclosureSEC source: 0001209191-18-036562 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,890,851 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 11:11 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.08 | $40,800.00 |
DisclosureSEC source: 0001209191-18-036205 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,880,851 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 11:11 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.05 | $40,500.00 |
DisclosureSEC source: 0001209191-18-036205 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,870,851 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 11:11 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.02 | $40,200.00 |
DisclosureSEC source: 0001209191-18-036205 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,860,851 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.