Last 12 months
Inside the activity.
5 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2021 Filed Oct 25, 2021 22:18 UTC |
SHAPIRO MICHAEL H.CHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Unit · Derivative | 17,088 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-027604 · form4.xml · derivative · entry 1 SHAPIRO MICHAEL H. · CIK 0001524881 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,088 Underlying: Common Stock, $.0001 Par Value · 17,088 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on October 21, 2024. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on October 21, 2024. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 22:15 UTC |
DENNESS RICHARDCHIEF COMMERCIAL OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 40,383 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0001127602-21-027602 · form4.xml · derivative · entry 2 DENNESS RICHARD · CIK 0001746409 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,383 Underlying: Common Stock, $.0001 Par Value · 40,383 shares Expires 2031-10-21 Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 22:15 UTC |
DENNESS RICHARDCHIEF COMMERCIAL OFFICER
|
GrantRestricted Stock Unit · Derivative | 13,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-027602 · form4.xml · derivative · entry 1 DENNESS RICHARD · CIK 0001746409 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,981 Underlying: Common Stock, $.0001 Par Value · 13,981 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on October 21, 2024. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on October 21, 2024. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 23:43 UTC |
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
OtherCommon Stock, par value $0.0001 | 618,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-118022 · tm2127831-2_4seq1.xml · nonDerivative · entry 1 Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,341,872 F1 · kind: On September 17, 2021, (1) HC Group Holdings I, LLC ("HC I") distributed 618,299 shares of common stock to its equityholder, MDP HC Holdings, LLC ("MDP HC"), (2) MDP HC distributed 618,299 shares of common stock to its equityholders, Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A"), Madison Dearborn Capital Partners VI Executive-A, L.P. ("MDCP VI Executive-A") and Madison Dearborn Capital Partners VI-C, L.P. ("MDCP VI-C" and together with MDCP VI-A and MDCP VI Executive-A, the "MDP HC Equityholders"), and (3) the MDP HC Equityholders distributed 618,299 shares of common stock to their equityholder, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C"). Each of the foregoing distributions was for no consideration. F1 · price: On September 17, 2021, (1) HC Group Holdings I, LLC ("HC I") distributed 618,299 shares of common stock to its equityholder, MDP HC Holdings, LLC ("MDP HC"), (2) MDP HC distributed 618,299 shares of common stock to its equityholders, Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A"), Madison Dearborn Capital Partners VI Executive-A, L.P. ("MDCP VI Executive-A") and Madison Dearborn Capital Partners VI-C, L.P. ("MDCP VI-C" and together with MDCP VI-A and MDCP VI Executive-A, the "MDP HC Equityholders"), and (3) the MDP HC Equityholders distributed 618,299 shares of common stock to their equityholder, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C"). Each of the foregoing distributions was for no consideration. F2 · balance_after: Consists of (i) 37,247,092 shares of common stock held by HC I, (ii) 10,895 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 10,895 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 72,990 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC is the controlling equityholder of HC I. MDCP VI-A is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VIA& C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC is the controlling equityholder of HC I. MDCP VI-A is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VIA& C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| September 09, 2021 Filed Sep 11, 2021 01:18 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 9,200,000 | $26.90 | $247,480,000.00 |
DisclosureSEC source: 0001104659-21-114811 · tm2127396d2_4seq1.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,960,171 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of (i) 37,865,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"), (ii) 10,895 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 10,895 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 72,990 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VIA& C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VIA& C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| September 09, 2021 Filed Sep 11, 2021 01:09 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 9,200,000 | $26.90 | $247,480,000.00 |
DisclosureSEC source: 0001104659-21-114810 · tm2127396-3_4seq1.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,865,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 37,865,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| September 09, 2021 Filed Sep 11, 2021 01:06 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 9,200,000 | $26.90 | $247,480,000.00 |
DisclosureSEC source: 0001104659-21-114809 · tm2127396-1_4seq1.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,865,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 37,865,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 18:44 UTC |
Kumbhat SeemaChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 19,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-024059 · form4.xml · derivative · entry 1 Kumbhat Seema · CIK 0001875889 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,292 Underlying: Common Stock, $.0001 Par Value · 19,292 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on August 19, 2023. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on August 19, 2023. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:23 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 125,974 | $0.00 Strike: $20.03 | $0.00 |
DisclosureSEC source: 0001127602-21-024166 · form4.xml · derivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,974 Underlying: Common Stock, $.0001 Par Value · 125,974 shares Expires 2031-08-19 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:23 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
GrantRestricted Stock Unit · Derivative | 45,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-024166 · form4.xml · derivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,393 Underlying: Common Stock, $.0001 Par Value · 45,393 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on August 19, 2025. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on August 19, 2025. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 20:37 UTC Amendment |
Booker HarrietCHIEF OPERATING OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 125,974 | $0.00 Strike: $22.03 | $0.00 |
DisclosureSEC source: 0001127602-21-024240 · form4a.xml · derivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,974 Underlying: Common Stock, $.0001 Par Value · 125,974 shares Expires 2031-08-19 F1 · derivative.exercise_price: The original Form 4 filed on August 23, 2021 is amended by this Form 4 amendment to correctly reflect the exercise price of $22.03. No other changes have been made to the original Form 4. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 20:05 UTC |
KRAEMER HARRY M JANSEN JRDirector
|
PurchaseCommon Stock, par value $0.0001 | 44,742 | $21.47 | $960,498.89 |
DisclosureSEC source: 0001104659-21-107326 · tm2124220-5_4seq1.xml · nonDerivative · entry 2 KRAEMER HARRY M JANSEN JR · CIK 0001082877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,410 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.30 to $21.77. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:05 UTC |
KRAEMER HARRY M JANSEN JRDirector
|
PurchaseCommon Stock, par value $0.0001 | 5,258 | $21.45 | $112,809.34 |
DisclosureSEC source: 0001104659-21-107326 · tm2124220-5_4seq1.xml · nonDerivative · entry 1 KRAEMER HARRY M JANSEN JR · CIK 0001082877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,668 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.18 to $21.55. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 20:14 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 20,700,000 | $20.25 | $419,175,000.00 |
DisclosureSEC source: 0001104659-21-101454 · tm2124220-3_4.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 47,065,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 47,065,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 20:12 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 20,700,000 | $20.25 | $419,175,000.00 |
DisclosureSEC source: 0001104659-21-101451 · tm2124220-2_4seq1.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 47,160,171 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of (i) 47,065,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"), (ii) 10,895 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 10,895 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 72,990 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 20:10 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 20,700,000 | $20.25 | $419,175,000.00 |
DisclosureSEC source: 0001104659-21-101447 · tm2124220-1_4seq1.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 47,065,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 47,065,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| August 01, 2021 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · derivative · entry 12 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: Fully vested. F4 · derivative.expiration_date: Fully vested. Read SEC document |
| August 01, 2021 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Tax withholdingCommon Stock | 1,281 | $20.72 | $26,542.32 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 6 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,657 Read SEC document |
| August 01, 2021 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Exercise / conversionCommon Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 5 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:33 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 17,250,000 | $20.00 | $345,000,000.00 |
DisclosureSEC source: 0001104659-21-080799 · tm2119372-3_4seq1.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 67,765,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 67,765,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr.Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr.Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:33 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 17,250,000 | $20.00 | $345,000,000.00 |
DisclosureSEC source: 0001104659-21-080798 · tm2119372-2_4seq1.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 67,860,171 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of (i) 67,765,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"), (ii) 10,895 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 10,895 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 72,990 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:31 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 17,250,000 | $20.00 | $345,000,000.00 |
DisclosureSEC source: 0001104659-21-080797 · tm2119372-1_4seq1.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 67,765,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 67,765,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:09 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
GrantCommon Stock, par value $0.0001 | 14,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-074150 · tm2117815-7_4seq1.xml · nonDerivative · entry 1 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,249 F1 · shares: The reporting person received an award of restricted stock units on May 26, 2021. The number of restricted stock units granted was calculated to reflect $257,500 of value based on the closing price of the issuer's common stock on May 19, 2021, the date of the annual meeting at which directors were elected. F2 · ownership.direct: Timothy P. Sullivan disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:08 UTC |
Sahney NitinDirector
|
GrantCommon Stock, par value $0.0001 | 13,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-074148 · tm2117815-6_4seq1.xml · nonDerivative · entry 1 Sahney Nitin · CIK 0001505567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,236 F1 · shares: The reporting person received an award of restricted stock units on May 26, 2021. The number of restricted stock units granted was calculated to reflect $241,000 of value based on the closing price of the issuer's common stock on May 19, 2021, the date of the annual meeting at which directors were elected. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:08 UTC |
ARLOTTA JOHNDirector
|
GrantCommon Stock, par value $0.0001 | 13,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-074147 · tm2117815-5_4seq1.xml · nonDerivative · entry 1 ARLOTTA JOHN · CIK 0001266153 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through John J. Arlotta Living Trust Disclosed balance after: 44,684 F1 · shares: The reporting person received an award of restricted stock units on May 26, 2021. The number of restricted stock units granted was calculated to reflect $245,000 of value based on the closing price of the issuer's common stock on May 19, 2021, the date of the annual meeting at which directors were elected. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:07 UTC |
KRAEMER HARRY M JANSEN JRDirector
|
GrantCommon Stock, par value $0.0001 | 16,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-074145 · tm2117815-4_4seq1.xml · nonDerivative · entry 1 KRAEMER HARRY M JANSEN JR · CIK 0001082877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,410 F1 · shares: The reporting person received an award of restricted stock units on May 26, 2021. The number of restricted stock units granted was calculated to reflect $294,500 of value based on the closing price of the issuer's common stock on May 19, 2021, the date of the annual meeting at which directors were elected. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:07 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
GrantCommon Stock, par value $0.0001 | 14,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-074142 · tm2117815-3_4seq1.xml · nonDerivative · entry 1 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,531 F1 · shares: The reporting person received an award of restricted stock units on May 26, 2021. The number of restricted stock units granted was calculated to reflect $262,500 of value based on the closing price of the issuer's common stock on May 19, 2021, the date of the annual meeting at which directors were elected. F2 · ownership.direct: Elizabeth Q. Betten disclaims beneficial ownership of the shares of Common Stock except to the extent of her pecuniary interest therein. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:06 UTC |
GOLDING DAVID WDirector
|
GrantCommon Stock, par value $0.0001 | 13,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-074140 · tm2117815-2_4seq1.xml · nonDerivative · entry 1 GOLDING DAVID W · CIK 0001286630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,241 F1 · shares: The reporting person received an award of restricted stock units on May 26, 2021. The number of restricted stock units granted was calculated to reflect $237,500 of value based on the closing price of the issuer's common stock on May 19, 2021, the date of the annual meeting at which directors were elected. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:06 UTC |
Pate R CarterDirector
|
GrantCommon Stock, par value $0.0001 | 13,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-074137 · tm2117815-1_4seq1.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,377 F1 · shares: The reporting person received an award of restricted stock units on May 26, 2021. The number of restricted stock units granted was calculated to reflect $241,000 of value based on the closing price of the issuer's common stock on May 19, 2021, the date of the annual meeting at which directors were elected. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:44 UTC |
KRAEMER HARRY M JANSEN JRDirector
|
PurchaseCommon Stock, par value $0.0001 | 40,000 | $17.59 | $703,656.00 |
DisclosureSEC source: 0001104659-21-070036 · tm2117111-1_4seq1.xml · nonDerivative · entry 1 KRAEMER HARRY M JANSEN JR · CIK 0001082877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,760 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.45 to $17.70. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 11, 2021 Filed May 12, 2021 18:11 UTC |
RADEMACHER JOHN CHARLESDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock, par value $0.0001 | 10,000 | $16.42 | $164,236.00 |
DisclosureSEC source: 0001104659-21-065038 · tm2116030-3_4seq1.xml · nonDerivative · entry 1 RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.3972 to $16.45. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 11, 2021 Filed May 12, 2021 18:08 UTC |
SHAPIRO MICHAEL H.CHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock, par value $0.0001 | 2,500 | $16.33 | $40,825.00 |
DisclosureSEC source: 0001104659-21-065036 · tm2116030-1_4seq1.xml · nonDerivative · entry 1 SHAPIRO MICHAEL H. · CIK 0001524881 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| May 10, 2021 Filed May 12, 2021 18:10 UTC |
Pate R CarterDirector
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PurchaseCommon Stock, par value $0.0001 | 855 | $16.74 | $14,313.81 |
DisclosureSEC source: 0001104659-21-065037 · tm2116030-2_4seq1.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,751 Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:32 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
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SaleCommon Stock, par value $0.0001 | 12,000,000 | $20.00 | $240,000,000.00 |
DisclosureSEC source: 0001104659-21-039122 · tm2110033-3_4seq1.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 85,015,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 85,015,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:31 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
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SaleCommon Stock, par value $0.0001 | 12,000,000 | $20.00 | $240,000,000.00 |
DisclosureSEC source: 0001104659-21-039118 · tm2110033d2_4seq1.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 85,080,771 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of (i) 85,015,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"), (ii) 5,472 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 5,472 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 54,436 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:29 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
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SaleCommon Stock, par value $0.0001 | 12,000,000 | $20.00 | $240,000,000.00 |
DisclosureSEC source: 0001104659-21-039111 · tm2110033-1_4seq1.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 85,015,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 85,015,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:32 UTC |
Kampstra Robert RCHIEF ACCOUNTING OFFICER
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GrantStock Option (Right to Buy) · Derivative | 4,904 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0001104659-21-091581 · tm2122011-6_4seq1.xml · derivative · entry 2 Kampstra Robert R · CIK 0001370091 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,904 Underlying: Common Stock · 4,904 shares Expires 2031-02-23 F2 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on February 23, 2022, an additional 25% on February 23, 2023 and the remaining 25% on February 23, 2024. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:32 UTC |
Kampstra Robert RCHIEF ACCOUNTING OFFICER
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GrantCommon Stock, par value $0.0001 | 2,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091581 · tm2122011-6_4seq1.xml · nonDerivative · entry 1 Kampstra Robert R · CIK 0001370091 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,504 F1 · shares: The reporting person received an award of restricted stock units on February 23, 2021. The number of restricted stock units granted was calculated to reflect $47,500 of value based on the closing price of the issuer's common stock on February 23, 2021, the date when the issuer's compensation committee and board of directors approved changes to compensation for 2021. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:31 UTC |
DENNESS RICHARDCHIEF STRATEGY OFFICER
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GrantStock Option (Right to Buy) · Derivative | 19,348 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0001104659-21-091580 · tm2122011-5_4seq1.xml · derivative · entry 4 DENNESS RICHARD · CIK 0001746409 · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,348 Underlying: Common Stock · 19,348 shares Expires 2031-02-23 F4 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on the second anniversary of the grant date and 25% on each of the third and fourth anniversaries of the grant date. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:31 UTC |
DENNESS RICHARDCHIEF STRATEGY OFFICER
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GrantCommon Stock, par value $0.0001 | 9,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091580 · tm2122011-5_4seq1.xml · nonDerivative · entry 2 DENNESS RICHARD · CIK 0001746409 · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,236 F2 · shares: The reporting person received an award of restricted stock units on February 23, 2021. The number of restricted stock units granted was calculated to reflect $187,500 of value based on the closing price of the issuer's common stock on February 23, 2021, the date when the issuer's compensation committee approved changes to compensation for 2021. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:30 UTC |
Booker HarrietCHIEF OPERATING OFFICER
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GrantStock Option (Right to Buy) · Derivative | 36,116 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0001104659-21-091579 · tm2122011-4_4seq1.xml · derivative · entry 4 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,116 Underlying: Common Stock · 36,116 shares Expires 2031-02-23 F4 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on the second anniversary of the grant date and 25% on each of the third and fourth anniversaries of the grant date. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:30 UTC |
Booker HarrietCHIEF OPERATING OFFICER
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GrantCommon Stock, par value $0.0001 | 18,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091579 · tm2122011-4_4seq1.xml · nonDerivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,789 F2 · shares: The reporting person received an award of restricted stock units on February 23, 2021. The number of restricted stock units granted was calculated to reflect $350,000 of value based on the closing price of the issuer's common stock on February 23, 2021, the date when the issuer's compensation committee approved changes to compensation for 2021. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:29 UTC |
Berman Clifford ESEE REMARKS
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GrantStock Option (Right to Buy) · Derivative | 10,320 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0001104659-21-091577 · tm2122011-3_4seq1.xml · derivative · entry 2 Berman Clifford E · CIK 0001436676 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,320 Underlying: Common Stock · 10,320 shares Expires 2031-02-23 F2 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on February 23, 2022, an additional 25% on February 23, 2023 and the remaining 25% on February 23, 2024. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:29 UTC |
Berman Clifford ESEE REMARKS
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GrantCommon Stock, par value $0.0001 | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091577 · tm2122011-3_4seq1.xml · nonDerivative · entry 1 Berman Clifford E · CIK 0001436676 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,272 F1 · shares: The reporting person received an award of restricted stock units on February 23, 2021. The number of restricted stock units granted was calculated to reflect $100,000 of value based on the closing price of the issuer's common stock on February 23, 2021, the date when the issuer's compensation committee and board of directors approved changes to compensation for 2021. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:29 UTC |
SHAPIRO MICHAEL H.CHIEF FINANCIAL OFFICER
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GrantStock Option (Right to Buy) · Derivative | 30,956 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0001104659-21-091575 · tm2122011-2_4seq1.xml · derivative · entry 2 SHAPIRO MICHAEL H. · CIK 0001524881 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,956 Underlying: Common Stock · 30,956 shares Expires 2031-02-23 F2 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on February 23, 2022, an additional 25% on February 23, 2023 and the remaining 25% on February 23, 2024. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:29 UTC |
SHAPIRO MICHAEL H.CHIEF FINANCIAL OFFICER
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GrantCommon Stock, par value $0.0001 | 15,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091575 · tm2122011-2_4seq1.xml · nonDerivative · entry 1 SHAPIRO MICHAEL H. · CIK 0001524881 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,316 F1 · shares: The reporting person received an award of restricted stock units on February 23, 2021. The number of restricted stock units granted was calculated to reflect $300,000 of value based on the closing price of the issuer's common stock on February 23, 2021, the date when the issuer's compensation committee and board of directors approved changes to compensation for 2021. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:28 UTC |
RADEMACHER JOHN CHARLESDirector · CHIEF EXECUTIVE OFFICER
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GrantStock Option (Right to Buy) · Derivative | 103,184 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0001104659-21-091574 · tm2122011-1_4seq1.xml · derivative · entry 2 RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,184 Underlying: Common Stock · 103,184 shares Expires 2031-02-23 F2 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on February 23, 2022, an additional 25% on February 23, 2023 and the remaining 25% on February 23, 2024. Read SEC document |
| February 23, 2021 Filed Jul 13, 2021 17:28 UTC |
RADEMACHER JOHN CHARLESDirector · CHIEF EXECUTIVE OFFICER
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GrantCommon Stock, par value $0.0001 | 52,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091574 · tm2122011-1_4seq1.xml · nonDerivative · entry 1 RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,716 F1 · shares: The reporting person received an award of restricted stock units on February 23, 2021. The number of restricted stock units granted was calculated to reflect $1,000,000 of value based on the closing price of the issuer's common stock on February 23, 2021, the date when the issuer's compensation committee and board of directors approved changes to compensation for 2021. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 13:34 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
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SaleCommon Stock, par value $0.0001 | 17,250,000 | $18.50 | $319,125,000.00 |
DisclosureSEC source: 0001104659-21-021276 · a4.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 97,015,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 97,015,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 13:33 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
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SaleCommon Stock, par value $0.0001 | 17,250,000 | $18.50 | $319,125,000.00 |
DisclosureSEC source: 0001104659-21-021275 · a4.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 97,015,391 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 97,015,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.