Last 12 months
Inside the activity.
5 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2022 Filed May 24, 2022 22:45 UTC |
Pate R CarterDirector
|
GrantCommon Stock, par value $0.0001 | 8,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015495 · form4.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,275 F1 · shares: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $257,000 of value based on the closing price of the issuer's common stock on May 19, 2022. Read SEC document |
| May 20, 2022 Filed May 24, 2022 22:11 UTC |
ARLOTTA JOHNDirector
|
GrantCommon Stock, par value $0.0001 | 8,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015479 · form4.xml · nonDerivative · entry 1 ARLOTTA JOHN · CIK 0001266153 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through John J. Arlotta Living Trust Disclosed balance after: 53,165 F1 · price: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $245,000 of value based on the closing price of the issuer's common stock on May 19, 2022. Read SEC document |
| May 20, 2022 Filed May 24, 2022 22:07 UTC |
KRAEMER HARRY M JANSEN JRDirector
|
GrantCommon Stock, par value $0.0001 | 9,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015474 · form4.xml · nonDerivative · entry 1 KRAEMER HARRY M JANSEN JR · CIK 0001082877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,965 F1 · price: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $276,000 of value based on the closing price of the issuer's common stock on May 19, 2022. Read SEC document |
| May 20, 2022 Filed May 24, 2022 21:56 UTC |
GOLDING DAVID WDirector
|
GrantCommon Stock, par value $0.0001 | 8,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015464 · form4.xml · nonDerivative · entry 1 GOLDING DAVID W · CIK 0001286630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,464 F1 · price: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $237,500 of value based on the closing price of the issuer's common stock on May 19, 2022. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:59 UTC |
Smyser CollinGen. Counsel and Corp. Secy.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 6,104 | $0.00 Strike: $28.89 | $0.00 |
DisclosureSEC source: 0001127602-22-015397 · form4.xml · derivative · entry 3 Smyser Collin · CIK 0001924779 · Gen. Counsel and Corp. Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,104 Underlying: Common Stock, par value $0.0001 · 6,104 shares Expires 2032-05-19 F4 · derivative.exercise_date: The stock options will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:59 UTC |
Smyser CollinGen. Counsel and Corp. Secy.
|
GrantRestricted Stock Unit · Derivative | 3,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-015397 · form4.xml · derivative · entry 2 Smyser Collin · CIK 0001924779 · Gen. Counsel and Corp. Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,632 Underlying: Common Stock, $.0001 Par Value · 3,248 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:59 UTC |
Smyser CollinGen. Counsel and Corp. Secy.
|
GrantRestricted Stock Unit · Derivative | 10,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-015397 · form4.xml · derivative · entry 1 Smyser Collin · CIK 0001924779 · Gen. Counsel and Corp. Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,384 Underlying: Common Stock, $.0001 Par Value · 10,384 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on May 19, 2025. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on May 19, 2025. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:07 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001104659-22-058230 · tm2215071-1_4seq1.xml · derivative · entry 3 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,249 Underlying: Common Stock, par value $0.0001 · 6,000 shares Expires 2024-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options were granted on November 28, 2017 and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:07 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
SaleCommon Stock, par value $0.0001 | 6,000 | $28.81 | $172,860.00 |
DisclosureSEC source: 0001104659-22-058230 · tm2215071-1_4seq1.xml · nonDerivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,511 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 8, 2021. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:07 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock, par value $0.0001 | 6,000 | $10.12 | $60,720.00 |
DisclosureSEC source: 0001104659-22-058230 · tm2215071-1_4seq1.xml · nonDerivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 20:05 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001104659-22-044192 · tm2212326-1_4seq1.xml · derivative · entry 3 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,249 Underlying: Common Stock, par value $0.0001 · 6,000 shares Expires 2024-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on November 28, 2017 and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 20:05 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
SaleCommon Stock, par value $0.0001 | 6,000 | $27.18 | $163,080.00 |
DisclosureSEC source: 0001104659-22-044192 · tm2212326-1_4seq1.xml · nonDerivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,511 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 8, 2021. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 20:05 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock, par value $0.0001 | 6,000 | $10.12 | $60,720.00 |
DisclosureSEC source: 0001104659-22-044192 · tm2212326-1_4seq1.xml · nonDerivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported securities reflect a reduction of 18,286 shares to correct inaccuracies reflected in prior Form 4 filings regarding the amount of securities held after the reported transactions. Read SEC document |
| March 09, 2022 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Tax withholdingCommon Stock | 3,288 | $26.16 | $86,014.08 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 7 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,369 Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 00:56 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001104659-22-032122 · tm228860-1_4seq1.xml · derivative · entry 3 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,249 Underlying: Common Stock, par value $0.0001 · 6,000 shares Expires 2024-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on November 28, 2017 and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date. F4 · balance_after: The reported securities include an additional 6,000 employee stock options to adjust for an inaccuracy in a prior report regarding the amount of securities held after the reported transaction. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 00:56 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
SaleCommon Stock, par value $0.0001 | 6,000 | $26.12 | $156,720.00 |
DisclosureSEC source: 0001104659-22-032122 · tm228860-1_4seq1.xml · nonDerivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,797 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 8, 2021. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 00:56 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock, par value $0.0001 | 6,000 | $10.12 | $60,720.00 |
DisclosureSEC source: 0001104659-22-032122 · tm228860-1_4seq1.xml · nonDerivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported securities reflect a reduction of 20,177 shares to correct inaccuracies reflected in prior Form 4 filings regarding the amount of securities held after the reported transactions. Read SEC document |
| February 21, 2022 Filed Feb 22, 2022 21:37 UTC |
RADEMACHER JOHN CHARLESDirector · CHIEF EXECUTIVE OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 86,092 | $0.00 Strike: $23.65 | $0.00 |
DisclosureSEC source: 0001127602-22-006048 · form4.xml · derivative · entry 2 RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,092 Underlying: Common Stock, par value $0.0001 · 86,092 shares Expires 2032-02-21 F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 21, 2022 Filed Feb 22, 2022 21:37 UTC |
RADEMACHER JOHN CHARLESDirector · CHIEF EXECUTIVE OFFICER
|
GrantRestricted Stock Unit · Derivative | 44,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006048 · form4.xml · derivative · entry 1 RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,348 Underlying: Common Stock, $.0001 Par Value · 44,348 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 16:53 UTC |
Kumbhat SeemaChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 10,132 | $0.00 Strike: $23.96 | $0.00 |
DisclosureSEC source: 0001127602-22-006072 · form4.xml · derivative · entry 2 Kumbhat Seema · CIK 0001875889 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,132 Underlying: Common Stock, par value $0.0001 · 10,132 shares Expires 2032-02-17 F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 16:53 UTC |
Kumbhat SeemaChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 5,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006072 · form4.xml · derivative · entry 1 Kumbhat Seema · CIK 0001875889 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,220 Underlying: Common Stock, $.0001 Par Value · 5,220 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:51 UTC |
DENNESS RICHARDCHIEF COMMERCIAL OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 18,232 | $0.00 Strike: $23.96 | $0.00 |
DisclosureSEC source: 0001127602-22-006071 · form4.xml · derivative · entry 2 DENNESS RICHARD · CIK 0001746409 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,232 Underlying: Common Stock, par value $0.0001 · 18,232 shares Expires 2032-02-17 F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:51 UTC |
DENNESS RICHARDCHIEF COMMERCIAL OFFICER
|
GrantRestricted Stock Unit · Derivative | 9,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006071 · form4.xml · derivative · entry 1 DENNESS RICHARD · CIK 0001746409 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,392 Underlying: Common Stock, $.0001 Par Value · 9,392 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date. F2 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:48 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 30,388 | $0.00 Strike: $23.96 | $0.00 |
DisclosureSEC source: 0001127602-22-006069 · form4.xml · derivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,388 Underlying: Common Stock, par value $0.0001 · 30,388 shares Expires 2032-02-17 F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:48 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
GrantRestricted Stock Unit · Derivative | 15,652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006069 · form4.xml · derivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock, $.0001 Par Value · 15,652 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:46 UTC |
SHAPIRO MICHAEL H.CHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 28,360 | $0.00 Strike: $23.96 | $0.00 |
DisclosureSEC source: 0001127602-22-006063 · form4.xml · derivative · entry 2 SHAPIRO MICHAEL H. · CIK 0001524881 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,360 Underlying: Common Stock, par value $0.0001 · 28,360 shares Expires 2032-02-17 F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:46 UTC |
SHAPIRO MICHAEL H.CHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Unit · Derivative | 14,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006063 · form4.xml · derivative · entry 1 SHAPIRO MICHAEL H. · CIK 0001524881 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,608 Underlying: Common Stock, $.0001 Par Value · 14,608 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 21:15 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001104659-22-017106 · tm225992-1_4seq1.xml · derivative · entry 3 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,249 Underlying: Common Stock, par value $0.0001 · 6,000 shares Expires 2024-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options were granted on November 28, 2017, and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 21:15 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
SaleCommon Stock, par value $0.0001 | 6,000 | $23.61 | $141,660.00 |
DisclosureSEC source: 0001104659-22-017106 · tm225992-1_4seq1.xml · nonDerivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,974 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on November 8, 2021. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 21:15 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock, par value $0.0001 | 6,000 | $10.12 | $60,720.00 |
DisclosureSEC source: 0001104659-22-017106 · tm225992-1_4seq1.xml · nonDerivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:01 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001104659-22-002320 · tm222343-1_4seq1.xml · derivative · entry 3 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,249 Underlying: Common Stock, par value $0.0001 · 6,000 shares Expires 2024-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on November 28, 2017, and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:01 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
SaleCommon Stock, par value $0.0001 | 6,000 | $26.29 | $157,740.00 |
DisclosureSEC source: 0001104659-22-002320 · tm222343-1_4seq1.xml · nonDerivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,974 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 8, 2021. F2 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.27 to $26.32. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:01 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock, par value $0.0001 | 6,000 | $10.12 | $60,720.00 |
DisclosureSEC source: 0001104659-22-002320 · tm222343-1_4seq1.xml · nonDerivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2021 Filed Jun 3, 2022 21:28 UTC |
Pate R CarterDirector
|
SaleCommon Stock, par value $0.0001 | 5,125 | $27.00 | $138,375.00 |
DisclosureSEC source: 0001127602-22-016714 · form4.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,095 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 5, 2021. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 21:07 UTC |
SULLIVAN TIMOTHY PDirector · Former 10% Owner
|
OtherCommon Stock, par value $0.0001 | 37,247,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-151683 · tm2135762-3_4seq1.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · kind: In connection with the merger transaction on December 17, 2021 (the "Reorganization Merger"), an affiliate of Walgreens Boots Alliance, Inc. acquired control over HC Group Holdings I, LLC, a Delaware limited liability company ("HC I"), which directly held 37,247,092 shares of the Issuer's Common Stock (the "HC I Shares") as previously reflected on the Reporting Person's filings. As a result of the Reorganization Merger, the Reporting Person ceased to have voting or dispositive power over the HC I Shares but experienced no change in pecuniary interest because the Reporting Person had no pecuniary interest in the HC I Shares. F3 · shares: Consists of 37,247,092 shares of common stock held by HC I. F2 · price: In connection with the merger transaction on December 17, 2021 (the "Reorganization Merger"), an affiliate of Walgreens Boots Alliance, Inc. acquired control over HC Group Holdings I, LLC, a Delaware limited liability company ("HC I"), which directly held 37,247,092 shares of the Issuer's Common Stock (the "HC I Shares") as previously reflected on the Reporting Person's filings. As a result of the Reorganization Merger, the Reporting Person ceased to have voting or dispositive power over the HC I Shares but experienced no change in pecuniary interest because the Reporting Person had no pecuniary interest in the HC I Shares. F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") was formerly the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, served on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the reported securities. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") was formerly the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, served on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the reported securities. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 21:05 UTC |
BETTEN ELIZABETH QUADROSDirector · Former 10% Owner
|
OtherCommon Stock, par value $0.0001 | 37,247,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-151673 · tm2135762-1_4seq1.xml · nonDerivative · entry 3 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F3 · kind: In connection with the merger transaction on December 17, 2021 (the "Reorganization Merger"), an affiliate of Walgreens Boots Alliance, Inc. acquired control over HC Group Holdings I, LLC, a Delaware limited liability company ("HC I"), which directly held 37,247,092 shares of the Issuer's Common Stock (the "HC I Shares") as previously reflected on the Reporting Person's filings. As a result of the Reorganization Merger, the Reporting Person ceased to have voting or dispositive power over the HC I Shares but experienced no change in pecuniary interest because the Reporting Person had no pecuniary interest in the HC I Shares. F4 · shares: Consists of 37,247,092 shares of common stock held by HC I. F3 · price: In connection with the merger transaction on December 17, 2021 (the "Reorganization Merger"), an affiliate of Walgreens Boots Alliance, Inc. acquired control over HC Group Holdings I, LLC, a Delaware limited liability company ("HC I"), which directly held 37,247,092 shares of the Issuer's Common Stock (the "HC I Shares") as previously reflected on the Reporting Person's filings. As a result of the Reorganization Merger, the Reporting Person ceased to have voting or dispositive power over the HC I Shares but experienced no change in pecuniary interest because the Reporting Person had no pecuniary interest in the HC I Shares. F5 · ownership.direct: MDP HC was formerly the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDP VI-A&C. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, served on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A. F6 · ownership.direct: (Continued from Footnote 5) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the reported securities. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F5 · ownership.nature: MDP HC was formerly the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDP VI-A&C. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, served on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A. F6 · ownership.nature: (Continued from Footnote 5) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the reported securities. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 21:06 UTC |
MADISON DEARBORN PARTNERS LLCFormer 10% Owner and Director
MADISON DEARBORN PARTNERS VI-A&C, L.P.Former 10% Owner and Director
Madison Dearborn Capital Partners VI-A, L.P.Former 10% Owner and Director
MDP HC HOLDINGS, LLCFormer 10% Owner and Director
FINNEGAN PAUL JFormer 10% Owner and Director
MENCOFF SAMUEL MFormer 10% Owner and Director
|
OtherCommon Stock, par value $0.0001 | 37,247,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-151679 · tm2135762-2_4seq1.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Former 10% Owner and Director MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Former 10% Owner and Director Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Former 10% Owner and Director MDP HC HOLDINGS, LLC · CIK 0001639951 · Former 10% Owner and Director FINNEGAN PAUL J · CIK 0001182031 · Former 10% Owner and Director MENCOFF SAMUEL M · CIK 0001219630 · Former 10% Owner and Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: In connection with the merger transaction on December 17, 2021 (the "Reorganization Merger"), an affiliate of Walgreens Boots Alliance, Inc. acquired control over HC Group Holdings I, LLC, a Delaware limited liability company ("HC I"), which directly held 37,247,092 shares of the Issuer's Common Stock (the "HC I Shares") as previously reflected on the Reporting Persons' filings. As a result of the Reorganization Merger, the Reporting Persons ceased to have voting or dispositive power over the HC I Shares but experienced no change in pecuniary interest because the Reporting Persons had no pecuniary interest in the HC I Shares. F1 · price: In connection with the merger transaction on December 17, 2021 (the "Reorganization Merger"), an affiliate of Walgreens Boots Alliance, Inc. acquired control over HC Group Holdings I, LLC, a Delaware limited liability company ("HC I"), which directly held 37,247,092 shares of the Issuer's Common Stock (the "HC I Shares") as previously reflected on the Reporting Persons' filings. As a result of the Reorganization Merger, the Reporting Persons ceased to have voting or dispositive power over the HC I Shares but experienced no change in pecuniary interest because the Reporting Persons had no pecuniary interest in the HC I Shares. F2 · ownership.direct: MDP HC was formerly the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, served on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A. F3 · ownership.direct: (Continued from Footnote 2) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the reported securities. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F2 · ownership.nature: MDP HC was formerly the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, served on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A. F3 · ownership.nature: (Continued from Footnote 2) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the reported securities. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F4 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 23:21 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001104659-21-147745 · tm2134952d1_4seq1.xml · derivative · entry 6 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,249 Underlying: Common Stock, par value $0.0001 · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.expiration_date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 23:21 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
SaleCommon Stock, par value $0.0001 | 6,000 | $24.81 | $148,860.00 |
DisclosureSEC source: 0001104659-21-147745 · tm2134952d1_4seq1.xml · nonDerivative · entry 4 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,974 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 23:21 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock, par value $0.0001 | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-147745 · tm2134952d1_4seq1.xml · nonDerivative · entry 3 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These stock options were granted on November 28, 2017, and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 02:33 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
GiftCommon Stock, par value $0.0001 | 56,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-139531 · tm2132909-3_4seq1.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,249 F5 · shares: The reported 56,995 shares of common stock, previously reported by Mr. Sullivan as indirectly held through MDP VI-A&C, were received by Mr. Sullivan pursuant to the Distribution and immediately transferred, as a bona fide gift to a 501(c)(3) charitable foundation. F6 · ownership.direct: Mr. Sullivan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 02:33 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
OtherCommon Stock, par value $0.0001 | 618,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-139531 · tm2132909-3_4seq1.xml · nonDerivative · entry 1 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,247,092 F1 · kind: On November 10, 2021, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") distributed 618,299 shares of common stock for no consideration to its partners and their direct and indirect transferees (the "Distribution"). F1 · price: On November 10, 2021, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") distributed 618,299 shares of common stock for no consideration to its partners and their direct and indirect transferees (the "Distribution"). F2 · balance_after: Consists of 37,247,092 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of common stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of common stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of common stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 00:23 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
OtherCommon Stock, par value $0.0001 | 618,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-139440 · tm2132909-2_4seq1.xml · nonDerivative · entry 1 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,247,092 F1 · kind: On November 10, 2021, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") distributed 618,299 shares of common stock for no consideration to its partners and their direct and indirect transferees (the "Distribution"). F1 · price: On November 10, 2021, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") distributed 618,299 shares of common stock for no consideration to its partners and their direct and indirect transferees (the "Distribution"). F2 · balance_after: Consists of 37,247,092 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of common stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of common stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of common stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 00:22 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
|
OtherCommon Stock, par value $0.0001 | 618,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-139438 · tm2132909-1_4seq1.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,341,872 F1 · kind: On November 10, 2021, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") distributed 618,299 shares of common stock for no consideration to its partners and their direct and indirect transferees. F1 · price: On November 10, 2021, Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") distributed 618,299 shares of common stock for no consideration to its partners and their direct and indirect transferees. F2 · balance_after: Consists of (i) 37,247,092 shares of common stock held by HC Group Holdings I, LLC ("HC I"), (ii) 10,895 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 10,895 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 72,990 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. MDP VI-A&C is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| November 08, 2021 Filed Dec 8, 2021 23:21 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001104659-21-147745 · tm2134952d1_4seq1.xml · derivative · entry 5 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,249 Underlying: Common Stock, par value $0.0001 · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.expiration_date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 08, 2021 Filed Dec 8, 2021 23:21 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
SaleCommon Stock, par value $0.0001 | 6,000 | $27.93 | $167,580.00 |
DisclosureSEC source: 0001104659-21-147745 · tm2134952d1_4seq1.xml · nonDerivative · entry 2 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,974 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.91 to $27.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 08, 2021 Filed Dec 8, 2021 23:21 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock, par value $0.0001 | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-147745 · tm2134952d1_4seq1.xml · nonDerivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These stock options were granted on November 28, 2017, and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 20:15 UTC |
RADEMACHER JOHN CHARLESDirector · CHIEF EXECUTIVE OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 90,918 | $0.00 Strike: $26.91 | $0.00 |
DisclosureSEC source: 0001127602-21-027751 · form4.xml · derivative · entry 2 RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,918 Underlying: Common Stock, $.0001 Par Value · 90,918 shares Expires 2031-10-26 Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 20:15 UTC |
RADEMACHER JOHN CHARLESDirector · CHIEF EXECUTIVE OFFICER
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GrantRestricted Stock Unit · Derivative | 31,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-027751 · form4.xml · derivative · entry 1 RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,216 Underlying: Common Stock, $.0001 Par Value · 31,216 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on October 26, 2024. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on October 26, 2024. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 22:18 UTC |
SHAPIRO MICHAEL H.CHIEF FINANCIAL OFFICER
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GrantEmployee Stock Option (Right to Buy) · Derivative | 49,357 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0001127602-21-027604 · form4.xml · derivative · entry 2 SHAPIRO MICHAEL H. · CIK 0001524881 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,357 Underlying: Common Stock, $.0001 Par Value · 49,357 shares Expires 2031-10-21 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.