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Nasdaq · USD

OPCH

Option Care Health, Inc.

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4126
SEC CIK
0001014739
Parsed reports
380

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2023 Filed Feb 25, 2023 00:54 UTC
DENNESS RICHARDChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,112 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004600 · rdgdoc.xml · derivative · entry 4

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,112

Underlying: Common Stock · 15,112 shares

Expires 2033-02-22

F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:54 UTC
DENNESS RICHARDChief Commercial Officer
GrantCommon Stock 39,544 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004600 · rdgdoc.xml · nonDerivative · entry 2

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,733

F2 · shares: Represents shares of common stock issuable under a performance-based restricted stock unit award dated February 23, 2021. On February 22, 2023, a performance-based vesting condition was achieved with respect to these shares of common stock, which remain subject to time-based vesting and will vest on February 23, 2024, assuming continuous service on the vesting date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:54 UTC
DENNESS RICHARDChief Commercial Officer
GrantCommon Stock 8,232 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004600 · rdgdoc.xml · nonDerivative · entry 1

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,189

F1 · shares: The restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:53 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 143,156 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004599 · rdgdoc.xml · derivative · entry 6

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,156

Underlying: Common Stock · 143,156 shares

Expires 2033-02-22

F5 · derivative.exercise_date: All stock options will vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:53 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 31,816 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004599 · rdgdoc.xml · derivative · entry 5

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,816

Underlying: Common Stock · 31,816 shares

Expires 2033-02-22

F4 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:53 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
GrantCommon Stock 63,264 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004599 · rdgdoc.xml · nonDerivative · entry 3

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,339

F3 · shares: Represents shares of common stock issuable under a performance-based restricted stock unit award dated February 23, 2021. On February 22, 2023, a performance-based vesting condition was achieved with respect to these shares of common stock, which remain subject to time-based vesting and will vest on February 23, 2024, assuming continuous service on the vesting date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:53 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
GrantCommon Stock 77,963 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004599 · rdgdoc.xml · nonDerivative · entry 2

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,075

F2 · shares: All restricted stock units granted in this award vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:53 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
GrantCommon Stock 17,328 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004599 · rdgdoc.xml · nonDerivative · entry 1

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,112

F1 · shares: The restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:52 UTC
Whitworth LukeChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 18,293 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004598 · rdgdoc.xml · derivative · entry 5

Whitworth Luke · CIK 0001961976 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,293

Underlying: Common Stock · 18,293 shares

Expires 2033-02-22

F5 · derivative.exercise_date: All stock options will vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:52 UTC
Whitworth LukeChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 22,668 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004598 · rdgdoc.xml · derivative · entry 4

Whitworth Luke · CIK 0001961976 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668

Underlying: Common Stock · 22,668 shares

Expires 2033-02-22

F4 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:52 UTC
Whitworth LukeChief Operating Officer
GrantCommon Stock 26,360 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004598 · rdgdoc.xml · nonDerivative · entry 3

Whitworth Luke · CIK 0001961976 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,354

F3 · shares: Represents shares of common stock issuable under a performance-based restricted stock unit award dated February 22, 2021. On February 22, 2023, a performance-based vesting condition was achieved with respect to these shares of common stock, which remain subject to time-based vesting and will vest on February 22, 2024, assuming continuous service on the vesting date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:52 UTC
Whitworth LukeChief Operating Officer
GrantCommon Stock 9,962 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004598 · rdgdoc.xml · nonDerivative · entry 2

Whitworth Luke · CIK 0001961976 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,994

F2 · shares: All restricted stock units granted in this award vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:52 UTC
Whitworth LukeChief Operating Officer
GrantCommon Stock 12,348 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004598 · rdgdoc.xml · nonDerivative · entry 1

Whitworth Luke · CIK 0001961976 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,032

F1 · shares: The restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:51 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
GrantCommon Stock 210,864 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004597 · rdgdoc.xml · nonDerivative · entry 1

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,753

F1 · shares: Represents shares of common stock issuable under a performance-based restricted stock unit award dated February 23, 2021. On February 22, 2023, a performance-based vesting condition was achieved with respect to these shares of common stock, which remain subject to time-based vesting and will vest on February 23, 2024, assuming continuous service on the vesting date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:51 UTC
Smyser CollinGC & Corporate Secretary
GrantEmployee Stock Option (right to buy) · Derivative 15,907 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004596 · rdgdoc.xml · derivative · entry 4

Smyser Collin · CIK 0001924779 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,907

Underlying: Common Stock · 15,907 shares

Expires 2033-02-22

F4 · derivative.exercise_date: All stock options will vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:51 UTC
Smyser CollinGC & Corporate Secretary
GrantEmployee Stock Option (right to buy) · Derivative 13,124 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004596 · rdgdoc.xml · derivative · entry 3

Smyser Collin · CIK 0001924779 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,124

Underlying: Common Stock · 13,124 shares

Expires 2033-02-22

F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:51 UTC
Smyser CollinGC & Corporate Secretary
GrantCommon Stock 8,663 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004596 · rdgdoc.xml · nonDerivative · entry 2

Smyser Collin · CIK 0001924779 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,811

F2 · shares: All restricted stock units granted in this award vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:51 UTC
Smyser CollinGC & Corporate Secretary
GrantCommon Stock 7,148 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004596 · rdgdoc.xml · nonDerivative · entry 1

Smyser Collin · CIK 0001924779 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,148

F1 · shares: The restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:50 UTC
Bavaro MichaelChief Human Resources Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,907 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004595 · rdgdoc.xml · derivative · entry 5

Bavaro Michael · CIK 0001961988 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,907

Underlying: Common Stock · 15,907 shares

Expires 2033-02-22

F4 · derivative.exercise_date: All stock options will vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:50 UTC
Bavaro MichaelChief Human Resources Officer
GrantEmployee Stock Option (right to buy) · Derivative 9,544 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-004595 · rdgdoc.xml · derivative · entry 4

Bavaro Michael · CIK 0001961988 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544

Underlying: Common Stock · 9,544 shares

Expires 2033-02-22

F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:50 UTC
Bavaro MichaelChief Human Resources Officer
GrantCommon Stock 8,663 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004595 · rdgdoc.xml · nonDerivative · entry 2

Bavaro Michael · CIK 0001961988 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,526

F2 · shares: All restricted stock units granted in this award vest on February 22, 2026.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 00:50 UTC
Bavaro MichaelChief Human Resources Officer
GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004595 · rdgdoc.xml · nonDerivative · entry 1

Bavaro Michael · CIK 0001961988 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,863

F1 · shares: The restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
February 22, 2023 Filed Jun 30, 2023 20:17 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 238,596 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-019038 · rdgdoc.xml · derivative · entry 4

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,596

Underlying: Common Stock · 238,596 shares

Expires 2033-02-22

F4 · derivative.exercise_date: The stock option will vest in full on February 22, 2026.

Read SEC document
February 22, 2023 Filed Jun 30, 2023 20:17 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 87,488 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001437749-23-019038 · rdgdoc.xml · derivative · entry 3

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,488

Underlying: Common Stock · 87,488 shares

Expires 2033-02-22

F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 22, 2023 Filed Jun 30, 2023 20:17 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
GrantCommon Stock 129,940 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019038 · rdgdoc.xml · nonDerivative · entry 2

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,658

F2 · shares: All restricted stock units granted in this award vest in full on February 22, 2026.

Read SEC document
February 22, 2023 Filed Jun 30, 2023 20:17 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
GrantCommon Stock 47,644 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019038 · rdgdoc.xml · nonDerivative · entry 1

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,718

F1 · shares: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:05 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,087 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004381 · rdgdoc.xml · derivative · entry 3

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,261

Underlying: Common Stock · 11,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:05 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,914 $28.63 $140,687.82
Disclosure

SEC source: 0001437749-23-004381 · rdgdoc.xml · nonDerivative · entry 2

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,889

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:05 UTC
RADEMACHER JOHN CHARLESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,087 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004381 · rdgdoc.xml · nonDerivative · entry 1

RADEMACHER JOHN CHARLES · CIK 0001779969 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:06 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,652 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004246 · rdgdoc.xml · derivative · entry 3

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,956

Underlying: Common Stock · 3,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:06 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
Tax withholdingCommon Stock 1,184 $29.38 $34,785.92
Disclosure

SEC source: 0001437749-23-004246 · rdgdoc.xml · nonDerivative · entry 2

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,784

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:06 UTC
SHAPIRO MICHAEL H.Chief Financial Officer
Exercise / conversionCommon Stock 3,652 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004246 · rdgdoc.xml · nonDerivative · entry 1

SHAPIRO MICHAEL H. · CIK 0001524881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:06 UTC
DENNESS RICHARDChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,348 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004245 · rdgdoc.xml · derivative · entry 13

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,044

Underlying: Common Stock · 2,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date, February 27, 2022.

F6 · derivative.expiration_date: All restricted stock units granted in this award vest as to 25% of the underlying shares of Common Stock on each of the first, second, third and fourth anniversary of the grant date, February 27, 2022.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:06 UTC
DENNESS RICHARDChief Commercial Officer
Tax withholdingCommon Stock 760 $29.38 $22,328.80
Disclosure

SEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 9

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,957

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:06 UTC
DENNESS RICHARDChief Commercial Officer
Exercise / conversionCommon Stock 2,348 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 8

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:04 UTC
Bavaro MichaelChief Human Resources Officer
Tax withholdingCommon Stock 384 $29.38 $11,281.92
Disclosure

SEC source: 0001437749-23-004244 · rdgdoc.xml · nonDerivative · entry 1

Bavaro Michael · CIK 0001961988 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663

Read SEC document
October 03, 2022 Filed Oct 5, 2022 22:43 UTC SaleCommon Stock 1,928 $31.97 $61,638.16
Disclosure

SEC source: 0001437749-22-023710 · rdgdoc.xml · nonDerivative · entry 1

Pate R Carter · CIK 0001641406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,530

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 6, 2021.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:14 UTC SaleCommon Stock 1,923 $30.65 $58,939.95
Disclosure

SEC source: 0001437749-22-021817 · rdgdoc.xml · nonDerivative · entry 1

Pate R Carter · CIK 0001641406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,458

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 5, 2021.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:29 UTC
WBA US 1 Co.10% owner
SaleCommon Stock 11,000,000 $33.01 $363,110,000.00
Disclosure

SEC source: 0000899243-22-029160 · doc4.xml · nonDerivative · entry 1

Walgreens Boots Alliance, Inc. · CIK 0001618921 · 10% owner

OCH US Holding LLC · CIK 0001900459 · 10% owner

HC GROUP HOLDINGS I, LLC · CIK 0001639949 · 10% owner

WBA US 1 Co. · CIK 0001900471 · 10% owner

WBA Investments, Inc. · CIK 0001900451 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,247,092

F1 · ownership.nature: These shares of Issuer's common stock ("Common Stock") are held directly by HC Group Holdings I, LLC ("HC I"). HC I is wholly owned by OCH LLC.

F2 · ownership.nature: Walgreens Boots Alliance, Inc. ("WBA Parent") may be deemed to have beneficial ownership of such shares of common stock, as WBA Parent is the sole equityholder of WBA Investments, Inc. ("WBA Investments"), which in turn is the majority equityholder of WBA US 1 Co. ("WBA US 1"), which in turn is the sole equityholder of OCH US Holding LLC ("OCH LLC"), which in turn is the sole equityholder of HC I.

F3 · ownership.nature: Each of WBA Parent, WBA Investments, WBA US 1, and OCH LLC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:44 UTC SaleCommon Stock 1,923 $33.37 $64,170.51
Disclosure

SEC source: 0001437749-22-018649 · rdgdoc.xml · nonDerivative · entry 1

Pate R Carter · CIK 0001641406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,381

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 5, 2021.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 20:16 UTC SaleCommon Stock 1,923 $30.00 $57,690.00
Disclosure

SEC source: 0001437749-22-016998 · rdgdoc.xml · nonDerivative · entry 1

Pate R Carter · CIK 0001641406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,304

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 5, 2021.

F2 · balance_after: The amount reported following the July 8, 2022 sale includes a correction to the reporting person's holdings from his prior Form 4, which inadvertently overstated his holdings following the reported transactions by 3,843 shares.

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June 06, 2022 Filed Jun 8, 2022 20:05 UTC
Booker HarrietCHIEF OPERATING OFFICER
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,249 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001104659-22-069297 · tm2217993-1_4seq1.xml · derivative · entry 3

Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 5,249 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were granted on November 28, 2017 and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date.

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June 06, 2022 Filed Jun 8, 2022 20:05 UTC
Booker HarrietCHIEF OPERATING OFFICER
SaleCommon Stock, par value $0.0001 6,000 $30.25 $181,500.00
Disclosure

SEC source: 0001104659-22-069297 · tm2217993-1_4seq1.xml · nonDerivative · entry 2

Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,760

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 8, 2021.

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June 06, 2022 Filed Jun 8, 2022 20:05 UTC
Booker HarrietCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock, par value $0.0001 5,249 $10.12 $53,119.88
Disclosure

SEC source: 0001104659-22-069297 · tm2217993-1_4seq1.xml · nonDerivative · entry 1

Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2022 Filed Jun 3, 2022 21:28 UTC SaleCommon Stock, par value $0.0001 1,923 $30.54 $58,728.42
Disclosure

SEC source: 0001127602-22-016714 · form4.xml · nonDerivative · entry 2

Pate R Carter · CIK 0001641406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,070

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 5, 2021.

F2 · balance_after: The amount reported following the June 1, 2022 sale also reflects the December 21, 2022 transaction reported above and the previously-reported intervening award of 8,898 restricted stock units on May 20, 2022.

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May 20, 2022 Filed May 25, 2022 01:07 UTC GrantCommon Stock, par value $0.0001 5,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015506 · form4.xml · nonDerivative · entry 1

Deckmann Natasha · CIK 0001902330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

F1 · shares: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $150,000 of value based on the closing price of the issuer's common stock on May 19, 2022.

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May 20, 2022 Filed May 25, 2022 00:25 UTC GrantCommon Stock, par value $0.0001 8,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-064378 · tm2216829-3_4seq1.xml · nonDerivative · entry 1

SULLIVAN TIMOTHY P · CIK 0001245970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,730

F1 · shares: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $245,000 of value based on the closing price of the issuer's common stock on May 19, 2022.

F2 · ownership.direct: Timothy P. Sullivan disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein.

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May 20, 2022 Filed May 25, 2022 00:23 UTC GrantCommon Stock, par value $0.0001 8,829 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-064377 · tm2216829-2_4seq1.xml · nonDerivative · entry 1

BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,360

F1 · shares: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $255,000 of value based on the closing price of the issuer's common stock on May 19, 2022.

F2 · ownership.direct: Elizabeth Q. Betten disclaims beneficial ownership of the shares of common stock except to the extent of her pecuniary interest therein.

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May 20, 2022 Filed May 25, 2022 00:22 UTC
Sahney NitinDirector
GrantCommon Stock, par value $0.0001 8,604 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-064376 · tm2216829-1_4seq1.xml · nonDerivative · entry 1

Sahney Nitin · CIK 0001505567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,840

F1 · price: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $248,500 of value based on the closing price of the issuer's common stock on May 19, 2022.

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May 20, 2022 Filed May 24, 2022 22:58 UTC GrantCommon Stock, par value $0.0001 5,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015501 · form4.xml · nonDerivative · entry 1

Bierbower Elizabeth D · CIK 0001561149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

F1 · shares: The reporting person received an award of restricted stock units on May 20, 2022. The number of restricted stock units granted was calculated to reflect $248,500 of value based on the closing price of the issuer's common stock on May 19, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.