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OOMA

OOMA INC

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Tapewire entity
2473
SEC CIK
0001327688
Parsed reports
569

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202605
Jul 202605
Aug 202603
Sep 2026011
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2018 Filed May 22, 2018 00:14 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 1,532 $12.00 $18,384.00
Disclosure

SEC source: 0001209191-18-032146 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,977

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 18, 2018 Filed May 22, 2018 19:13 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 13,599 $12.04 $163,763.24
Disclosure

SEC source: 0001209191-18-032451 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,196

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $12.00 to $12.30. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 23:49 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 7,200 $10.48 $75,460.32
Disclosure

SEC source: 0001209191-18-023347 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,164

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $10.25 to $10.95. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 22:15 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 3,000 $11.30 $33,896.10
Disclosure

SEC source: 0001209191-18-020963 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,509

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.25 to $11.36. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:55 UTC
Narula RaviChief Financial Officer
GrantCommon Stock 3,000 $5.01 $15,030.00
Disclosure

SEC source: 0001209191-18-020462 · doc4.xml · nonDerivative · entry 3

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,795

F3 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:55 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 5,685 $11.80 $67,083.00
Disclosure

SEC source: 0001209191-18-020462 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,795

F2 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 01:39 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 12,660 $11.80 $149,388.00
Disclosure

SEC source: 0001209191-18-020464 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,500

F3 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:46 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 1,263 $5.01 $6,327.63
Disclosure

SEC source: 0001209191-18-020461 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,364

F3 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:46 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,908 $11.80 $22,514.40
Disclosure

SEC source: 0001209191-18-020461 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,101

F2 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:44 UTC
Jackson Spencer D.VP, General Counsel & Sec.
GrantCommon Stock 3,000 $5.01 $15,030.00
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · nonDerivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,509

F3 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:44 UTC
Jackson Spencer D.VP, General Counsel & Sec.
Tax withholdingCommon Stock 2,138 $11.80 $25,228.40
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,509

F2 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:55 UTC
Narula RaviChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001209191-18-020462 · doc4.xml · derivative · entry 4

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-03-14

F4 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2018, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:55 UTC
Narula RaviChief Financial Officer
GrantCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020462 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,480

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2018 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 14, 2018 Filed Mar 17, 2018 01:39 UTC
STANG ERIC BDirector · CEO and Pres.
GrantEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001209191-18-020464 · doc4.xml · derivative · entry 5

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-03-14

F6 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2018, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 14, 2018 Filed Mar 17, 2018 01:39 UTC
STANG ERIC BDirector · CEO and Pres.
GrantCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020464 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,160

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2018 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

F2 · balance_after: 12,340 fully vested shares, which vested on March 15, 2018 from restricted stock units granted on March 10, 2016 and March 13, 2017, were moved to the Trust (as defined in Footnote 4).

Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:46 UTC
Gustke James A.Vice President of Marketing
GrantEmployee Stock Option (right to buy) · Derivative 6,800 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001209191-18-020461 · doc4.xml · derivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,800 shares

Expires 2028-03-14

F4 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2018, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:46 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 27,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020461 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,009

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2018 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:44 UTC
Jackson Spencer D.VP, General Counsel & Sec.
GrantEmployee Stock Option (right to buy) · Derivative 6,800 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · derivative · entry 5

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,800 shares

Expires 2028-03-14

F5 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2018, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:44 UTC
Jackson Spencer D.VP, General Counsel & Sec.
GrantCommon Stock 27,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2018 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 01:15 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 10,000 $11.59 $115,893.00
Disclosure

SEC source: 0001209191-18-019743 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 859,653

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.35 to $11.80. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
March 13, 2018 Filed Apr 27, 2018 16:27 UTC Amendment
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 4,000 $11.59 $46,357.20
Disclosure

SEC source: 0001209191-18-026384 · doc4a.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,500

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.35 to $11.80. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 13, 2018 Filed Apr 27, 2018 16:27 UTC Amendment
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 6,000 $11.59 $69,535.80
Disclosure

SEC source: 0001209191-18-026384 · doc4a.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 875,993

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.35 to $11.80. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 19:06 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 4,976 $12.00 $59,724.94
Disclosure

SEC source: 0001209191-18-018319 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,480

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $12.00 to $12.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
January 22, 2018 Filed Mar 20, 2018 01:30 UTC
Mann RussellDirector
OtherCommon Stock 10,154 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020784 · doc4.xml · nonDerivative · entry 1

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,625

F1 · kind: Since the date of the reporting person's last ownership report, he transferred 10,154 shares of the Company's common stock to his ex-wife pursuant to a separation agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

F1 · price: Since the date of the reporting person's last ownership report, he transferred 10,154 shares of the Company's common stock to his ex-wife pursuant to a separation agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
January 16, 2018 Filed Jan 16, 2018 19:14 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 600 $12.00 $7,200.00
Disclosure

SEC source: 0001209191-18-003692 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,456

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 19:14 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 3,490 $12.02 $41,935.49
Disclosure

SEC source: 0001209191-18-003692 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,056

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $12.00 to $12.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:17 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 7,200 $11.73 $84,474.72
Disclosure

SEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 7

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,809

F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 29, 2017 Filed Jun 5, 2020 23:59 UTC Disposition to issuerCommon Stock 900 $11.93 $10,740.42
Disclosure

SEC source: 0001209191-20-034876 · doc4.xml · nonDerivative · entry 1

Butenhoff Susan · CIK 0001680630 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
December 22, 2017 Filed Dec 22, 2017 20:48 UTC
DAVIS ALISONDirector
SaleCommon Stock 20,000 $12.11 $242,266.00
Disclosure

SEC source: 0001209191-17-067150 · doc4.xml · nonDerivative · entry 1

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,420

F1 · price: The range of prices for the shares of Common Stock is from $11.95 to $12.25. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 21, 2017 Filed Apr 12, 2021 16:46 UTC
Narula RaviDirector · Chief Financial Officer
SaleCommon Stock 998 $12.01 $11,988.97
Disclosure

SEC source: 0001209191-21-026369 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,132

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 01:56 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 1,462 $11.23 $16,421.33
Disclosure

SEC source: 0001209191-17-066901 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,126

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.05 to $11.40. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 19:58 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 392 $12.00 $4,704.00
Disclosure

SEC source: 0001209191-17-066542 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,130

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 19:58 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 3,143 $12.00 $37,716.00
Disclosure

SEC source: 0001209191-17-066542 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,522

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 15, 2017 Filed Jan 4, 2018 21:22 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 6,213 $12.00 $74,556.00
Disclosure

SEC source: 0001209191-18-002277 · doc4.xml · nonDerivative · entry 7

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,546

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 02:17 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 2,085 $12.00 $25,020.00
Disclosure

SEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 6

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,009

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 02:19 UTC
Jackson Spencer D.VP, General Counsel & Sec.
Tax withholdingCommon Stock 2,251 $12.00 $27,012.00
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 6

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,447

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2017 Filed Mar 7, 2018 01:29 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 13,452 $12.00 $161,424.00
Disclosure

SEC source: 0001209191-18-017546 · doc4.xml · nonDerivative · entry 6

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,500

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2017 Filed Mar 7, 2018 01:29 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 46,480 $9.90 $460,152.00
Disclosure

SEC source: 0001209191-18-017546 · doc4.xml · nonDerivative · entry 5

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,952

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 23:48 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 8,485 $11.23 $95,317.10
Disclosure

SEC source: 0001209191-17-065271 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,689

F1 · price: The range of prices for the shares of Common Stock is from $11.20 to $11.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 02:25 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 10,000 $11.22 $112,221.00
Disclosure

SEC source: 0001209191-17-064099 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Stang Family 2014 Grantor Retained Annuity Trust

Disclosed balance after: 144,189

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.05 to $11.45. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Stang Family 2014 Grantor Retained Annuity Trust. Mr. Stang holds voting and dispositive power with respect to the shares held of record by this entity.

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October 02, 2017 Filed Oct 4, 2017 00:41 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 7,200 $10.35 $74,552.40
Disclosure

SEC source: 0001209191-17-055535 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,174

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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September 27, 2017 Filed Sep 28, 2017 23:48 UTC
Mann RussellDirector
SaleCommon Stock 12,113 $10.50 $127,186.50
Disclosure

SEC source: 0001209191-17-054345 · doc4.xml · nonDerivative · entry 4

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,779

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September 26, 2017 Filed Sep 27, 2017 00:22 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 1,959 $10.50 $20,569.50
Disclosure

SEC source: 0001209191-17-054075 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,374

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September 26, 2017 Filed Sep 28, 2017 23:48 UTC
Mann RussellDirector
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-17-054345 · doc4.xml · derivative · entry 5

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2025-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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September 26, 2017 Filed Sep 28, 2017 23:48 UTC
Mann RussellDirector
SaleCommon Stock 7,887 $10.50 $82,813.50
Disclosure

SEC source: 0001209191-17-054345 · doc4.xml · nonDerivative · entry 3

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,892

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September 26, 2017 Filed Sep 28, 2017 23:48 UTC
Mann RussellDirector
SaleCommon Stock 12,500 $10.38 $129,803.75
Disclosure

SEC source: 0001209191-17-054345 · doc4.xml · nonDerivative · entry 2

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,779

F1 · price: The range of prices for the shares of Common Stock is from $10.30 to $10.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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September 26, 2017 Filed Sep 28, 2017 23:48 UTC
Mann RussellDirector
Exercise / conversionCommon Stock 12,500 $6.04 $75,500.00
Disclosure

SEC source: 0001209191-17-054345 · doc4.xml · nonDerivative · entry 1

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 21, 2017 Filed Sep 23, 2017 00:28 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 1,908 $9.51 $18,141.45
Disclosure

SEC source: 0001209191-17-053792 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,588

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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September 20, 2017 Filed Sep 23, 2017 00:28 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 8,902 $9.51 $84,642.00
Disclosure

SEC source: 0001209191-17-053792 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,496

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $9.45 to $9.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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September 18, 2017 Filed Sep 19, 2017 00:33 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,000 $9.81 $49,028.00
Disclosure

SEC source: 0001209191-17-053231 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,333

F2 · price: The range of prices for the shares of Common Stock is from $9.75 to $9.825. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.