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OOMA

OOMA INC

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Tapewire entity
2473
SEC CIK
0001327688
Parsed reports
569

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202605
Jul 202605
Aug 202603
Sep 2026011
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 20, 2019 00:03 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 2,615 $15.41 $40,297.15
Disclosure

SEC source: 0001209191-19-020506 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,056

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 19:34 UTC
Narula RaviChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-19-019858 · doc4.xml · derivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 19:34 UTC
Narula RaviChief Financial Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019858 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,122

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 23:12 UTC
Gustke James A.Vice President of Marketing
GrantEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-19-019844 · doc4.xml · derivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2029-03-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 23:12 UTC
Gustke James A.Vice President of Marketing
GrantCommon 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019844 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,671

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 23:32 UTC
Yeh Jenny CVP, General Counsel & Sec.
GrantEmployee Stock Option (right to buy) · Derivative 800 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-19-019857 · doc4.xml · derivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires 2029-03-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 23:32 UTC
Yeh Jenny CVP, General Counsel & Sec.
GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019857 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 13, 2019 Filed Mar 19, 2019 00:47 UTC
STANG ERIC BDirector · CEO and Pres.
GrantEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-19-020143 · doc4.xml · derivative · entry 4

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-03-13

F4 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 13, 2019 Filed Mar 19, 2019 00:47 UTC
STANG ERIC BDirector · CEO and Pres.
GrantCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020143 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,500

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 01:54 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 11,548 $15.12 $174,591.90
Disclosure

SEC source: 0001209191-19-012338 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 864,595

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $14.70 to $15.3591. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 23:36 UTC
Yeh Jenny CVP, General Counsel & Sec.
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010413 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · security: Represent restricted stock units which will vest as follows: 1/4th of the total original number of restricted stock units shall vest on December 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 23:57 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,500 $15.13 $83,213.35
Disclosure

SEC source: 0001209191-19-007089 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,671

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $14.93 to $15.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 00:42 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,500 $13.81 $75,966.55
Disclosure

SEC source: 0001209191-19-001454 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,171

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $13.58 to $14.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 19:09 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 7,223 $13.57 $98,016.11
Disclosure

SEC source: 0001209191-18-063327 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,122

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 00:19 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 17,905 $13.57 $242,970.85
Disclosure

SEC source: 0001209191-18-063333 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,500

F1 · shares: Shares delivered by reporting person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

F2 · balance_after: 17,095 shares of the Company's Common Stock previously held directly by the reporting person were contributed by the reporting person to the Trust (as defined in Footnote 3).

Read SEC document
December 15, 2018 Filed Dec 19, 2018 00:07 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 2,604 $13.57 $35,336.28
Disclosure

SEC source: 0001209191-18-063326 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,671

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:52 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,500 $15.34 $84,362.85
Disclosure

SEC source: 0001209191-18-061366 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,275

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $14.84 to $15.76. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 02:47 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 5,500 $13.90 $76,474.75
Disclosure

SEC source: 0001209191-18-059074 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 859,048

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $13.72 to $14.33. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 02:47 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 5,564 $14.52 $80,777.60
Disclosure

SEC source: 0001209191-18-059074 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 864,548

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $14.30 to $14.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
November 01, 2018 Filed Nov 3, 2018 01:37 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,500 $14.86 $81,741.55
Disclosure

SEC source: 0001209191-18-057057 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,775

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $14.61 to $15.09. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
October 16, 2018 Filed Oct 19, 2018 00:13 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001209191-18-055610 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 870,112

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 23:28 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,500 $16.38 $90,112.55
Disclosure

SEC source: 0001209191-18-054142 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,275

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $16.26 to $16.65. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 21:29 UTC
Narula RaviChief Financial Officer
GrantCommon Stock 621 $10.03 $6,228.63
Disclosure

SEC source: 0001209191-18-051585 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,345

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 21:29 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 9,077 $16.60 $150,678.20
Disclosure

SEC source: 0001209191-18-051585 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,724

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
September 15, 2018 Filed Sep 19, 2018 01:42 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 23,482 $16.60 $389,801.20
Disclosure

SEC source: 0001209191-18-051587 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,500

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

F2 · balance_after: 21,518 shares of the Company's Common Stock previously held directly by the reporting person were contributed by the reporting person to the Trust (as defined in Footnote 3).

Read SEC document
September 15, 2018 Filed Sep 19, 2018 01:34 UTC
Jackson Spencer D.VP, General Counsel & Sec.
GrantCommon Stock 621 $10.03 $6,228.63
Disclosure

SEC source: 0001209191-18-051586 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,962

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2018 Filed Sep 19, 2018 01:34 UTC
Jackson Spencer D.VP, General Counsel & Sec.
Tax withholdingCommon Stock 3,957 $16.60 $65,686.20
Disclosure

SEC source: 0001209191-18-051586 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,341

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
September 15, 2018 Filed Sep 19, 2018 01:25 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 443 $10.03 $4,443.29
Disclosure

SEC source: 0001209191-18-051584 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,775

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2018 Filed Sep 19, 2018 01:25 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 3,626 $16.60 $60,191.60
Disclosure

SEC source: 0001209191-18-051584 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,332

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 01:08 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 19,030 $15.82 $300,976.58
Disclosure

SEC source: 0001209191-18-050583 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 853,594

F1 · price: The range of prices for the shares of Common Stock is from $15.75 to $16.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 01:13 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 12,252 $15.91 $194,978.33
Disclosure

SEC source: 0001209191-18-049736 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 872,624

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $15.60 to $16.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 19:39 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 4,533 $16.17 $73,300.88
Disclosure

SEC source: 0001209191-18-046694 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,801

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $15.95 to $16.40. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 19:15 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 4,533 $15.45 $70,047.09
Disclosure

SEC source: 0001209191-18-042398 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,334

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $14.65 to $16.40. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 23:52 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 5,000 $13.75 $68,725.00
Disclosure

SEC source: 0001209191-18-040125 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA

Disclosed balance after: 25,000

F1 · price: The range of prices for the shares of Common Stock is from $13.625 to $14.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.

Read SEC document
June 22, 2018 Filed Jun 22, 2018 23:53 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 1,524 $13.00 $19,812.00
Disclosure

SEC source: 0001209191-18-039326 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,298

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:37 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 5,796 $12.35 $71,580.60
Disclosure

SEC source: 0001209191-18-038708 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,867

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 00:42 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 12,770 $12.35 $157,709.50
Disclosure

SEC source: 0001209191-18-038711 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,500

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

F2 · balance_after: 12,230 shares of the Company's Common Stock previously held directly by the Reporting Person were contributed by the Reporting Person to the Trust (as defined in Footnote 3).

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June 15, 2018 Filed Jun 20, 2018 00:35 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 7,500 $12.40 $93,000.00
Disclosure

SEC source: 0001209191-18-038706 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA

Disclosed balance after: 30,000

F2 · price: The range of prices for the shares of Common Stock is from $12.25 to $12.50. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.

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June 15, 2018 Filed Jun 20, 2018 00:35 UTC
Jackson Spencer D.VP, General Counsel & Sec.
Tax withholdingCommon Stock 2,155 $12.35 $26,614.25
Disclosure

SEC source: 0001209191-18-038706 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,822

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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June 15, 2018 Filed Jun 20, 2018 00:31 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,884 $12.35 $23,267.40
Disclosure

SEC source: 0001209191-18-038705 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,958

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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June 11, 2018 Filed Jun 13, 2018 21:13 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 4,533 $12.21 $55,370.14
Disclosure

SEC source: 0001209191-18-037636 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,663

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $12.05 to $12.35. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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June 07, 2018 Filed Jun 11, 2018 15:41 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 2,122 $12.03 $25,522.99
Disclosure

SEC source: 0001209191-18-036857 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,842

F1 · price: The range of prices for the shares of Common Stock is from $11.95 to $12.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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June 06, 2018 Filed Jun 8, 2018 00:46 UTC GrantCommon Stock 10,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036549 · doc4.xml · nonDerivative · entry 1

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,332

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2019 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

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June 06, 2018 Filed Jun 8, 2018 00:39 UTC GrantCommon Stock 10,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036543 · doc4.xml · nonDerivative · entry 1

Galligan Andrew H · CIK 0001417976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,277

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2019 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

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June 06, 2018 Filed Jun 8, 2018 00:44 UTC
Mann RussellDirector
GrantCommon Stock 10,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036547 · doc4.xml · nonDerivative · entry 1

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,537

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2019 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

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June 06, 2018 Filed Jun 8, 2018 00:43 UTC GrantCommon Stock 10,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036545 · doc4.xml · nonDerivative · entry 1

GOETTNER PETER J · CIK 0001235102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,332

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2019 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

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June 06, 2018 Filed Jun 7, 2018 20:45 UTC
DAVIS ALISONDirector
GrantCommon Stock 10,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036548 · doc4.xml · nonDerivative · entry 1

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,332

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2019 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

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June 06, 2018 Filed Jun 8, 2018 00:36 UTC GrantCommon Stock 10,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036542 · doc4.xml · nonDerivative · entry 1

Butenhoff Susan · CIK 0001680630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,717

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2019 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

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June 04, 2018 Filed Jun 7, 2018 01:35 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 10,000 $11.92 $119,233.00
Disclosure

SEC source: 0001209191-18-036192 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 872,646

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.75 to $12.15. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · balance_after: 6,653 shares of the Company's Common Stock previously held by the GRAT (as defined in footnote 5) were contributed by the GRAT to the Trust (as defined in Footnote 4) pursuant to annuity distributions.

F4 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

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June 01, 2018 Filed Jun 5, 2018 23:08 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 7,200 $11.97 $86,185.44
Disclosure

SEC source: 0001209191-18-035929 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,964

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.80 to $12.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.