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Onterris, Inc.

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Tapewire entity
5360
SEC CIK
0001643615
Parsed reports
176

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2021 Filed Oct 22, 2021 19:38 UTC SaleCommon Stock 3,309 $64.95 $214,919.55
Disclosure

SEC source: 0000899243-21-041359 · doc4.xml · nonDerivative · entry 4

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,983

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $64.75 to $65.23, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 21, 2021 Filed Oct 22, 2021 19:38 UTC SaleCommon Stock 22,714 $63.96 $1,452,787.44
Disclosure

SEC source: 0000899243-21-041359 · doc4.xml · nonDerivative · entry 3

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159,292

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.75 to $64.74, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 21, 2021 Filed Oct 22, 2021 19:38 UTC SaleCommon Stock 40,146 $63.55 $2,551,278.30
Disclosure

SEC source: 0000899243-21-041359 · doc4.xml · nonDerivative · entry 2

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,006

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.27 to $63.74, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 19:38 UTC SaleCommon Stock 34,631 $62.71 $2,171,710.01
Disclosure

SEC source: 0000899243-21-041359 · doc4.xml · nonDerivative · entry 1

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,152

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.50 to $63.09, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 100 $62.62 $6,262.00
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 10

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,783

Read SEC document
October 19, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 1,581 $61.61 $97,405.41
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 9

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,883

F7 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.48 to $62.00, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 13,234 $60.96 $806,744.64
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 8

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,464

F6 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.48 to $61.45, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 16:29 UTC GrantCommon Stock 243 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-040962 · doc4.xml · nonDerivative · entry 1

Field Janet Risi · CIK 0001713140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Read SEC document
October 18, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 200 $62.15 $12,430.00
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 7

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,698

Read SEC document
October 18, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 15,357 $63.10 $969,026.70
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 6

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,898

F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.63 to $63.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 37,826 $64.08 $2,423,890.08
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 5

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,287,255

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.56 to $64.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 500 $64.22 $32,110.00
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 4

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,081

Read SEC document
October 15, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 820 $63.42 $52,004.40
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 3

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,581

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.13 to $63.77, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 20,029 $62.44 $1,250,610.76
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 2

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326,401

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.08 to $63.02, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 18:29 UTC SaleCommon Stock 10,353 $61.67 $638,469.51
Disclosure

SEC source: 0000899243-21-040646 · doc4.xml · nonDerivative · entry 1

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,430

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.08 to $62.07, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 21:37 UTC
Manthripragada VijayDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 28,126 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-038132 · doc4.xml · derivative · entry 3

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,896

Underlying: Common Stock · 28,126 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 21:37 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 28,126 $67.59 $1,901,036.34
Disclosure

SEC source: 0000899243-21-038132 · doc4.xml · nonDerivative · entry 2

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,928

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.50 to $68.44, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 21:37 UTC
Manthripragada VijayDirector · President and CEO
Exercise / conversionCommon Stock 28,126 $6.03 $169,599.78
Disclosure

SEC source: 0000899243-21-038132 · doc4.xml · nonDerivative · entry 1

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,420 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · derivative · entry 9

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,821

Underlying: Common Stock · 10,420 shares

Expires 2026-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 1,800 $67.31 $121,158.00
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · nonDerivative · entry 7

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.12 to $67.68, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 3,180 $66.65 $211,947.00
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · nonDerivative · entry 6

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,800

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $66.11 to $67.03, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 400 $65.18 $26,072.00
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · nonDerivative · entry 5

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,980

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $64.83 to $65.68, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 5,040 $64.07 $322,912.80
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · nonDerivative · entry 4

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,380

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.73 to $64.61, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
Exercise / conversionCommon Stock 10,420 $8.58 $89,403.60
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · nonDerivative · entry 3

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:24 UTC
Manthripragada VijayDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 66,103 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-037704 · doc4.xml · derivative · entry 7

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,022

Underlying: Common Stock · 66,103 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:24 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 26,746 $67.31 $1,800,273.26
Disclosure

SEC source: 0000899243-21-037704 · doc4.xml · nonDerivative · entry 6

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,928

F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $66.89 to $67.725, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:24 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 19,658 $66.57 $1,308,633.06
Disclosure

SEC source: 0000899243-21-037704 · doc4.xml · nonDerivative · entry 5

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,674

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $65.89 to $66.885, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:24 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 2,600 $65.22 $169,572.00
Disclosure

SEC source: 0000899243-21-037704 · doc4.xml · nonDerivative · entry 4

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,332

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $64.79 to $64.745, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:24 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 12,998 $64.10 $833,171.80
Disclosure

SEC source: 0000899243-21-037704 · doc4.xml · nonDerivative · entry 3

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,932

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.78 to $64.725, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:24 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 4,101 $63.45 $260,208.45
Disclosure

SEC source: 0000899243-21-037704 · doc4.xml · nonDerivative · entry 2

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,930

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.78 to $63.775, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:24 UTC
Manthripragada VijayDirector · President and CEO
Exercise / conversionCommon Stock 66,103 $6.03 $398,601.09
Disclosure

SEC source: 0000899243-21-037704 · doc4.xml · nonDerivative · entry 1

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 29,580 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · derivative · entry 8

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,241

Underlying: Common Stock · 29,580 shares

Expires 2026-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 29,580 $63.68 $1,883,654.40
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · nonDerivative · entry 2

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.58 to $64.33, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 00:59 UTC
Dicks AllanChief Financial Officer
Exercise / conversionCommon Stock 29,580 $8.58 $253,796.40
Disclosure

SEC source: 0000899243-21-037701 · doc4.xml · nonDerivative · entry 1

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 18:50 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 2,830 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-037390 · doc4.xml · derivative · entry 7

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,403

Underlying: Common Stock · 2,830 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 18:50 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 1,108 $61.84 $68,518.72
Disclosure

SEC source: 0000899243-21-037390 · doc4.xml · nonDerivative · entry 5

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.57 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 18:50 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 1,722 $61.04 $105,110.88
Disclosure

SEC source: 0000899243-21-037390 · doc4.xml · nonDerivative · entry 4

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,858

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.57 to $61.54, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 18:50 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 2,830 $6.03 $17,064.90
Disclosure

SEC source: 0000899243-21-037390 · doc4.xml · nonDerivative · entry 3

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 22:53 UTC
Dicks AllanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,168 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0000899243-21-037392 · doc4.xml · derivative · entry 7

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,821

Underlying: Common Stock · 2,583 shares

Expires 2026-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020.

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September 22, 2021 Filed Sep 23, 2021 22:53 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 701 $61.95 $43,426.95
Disclosure

SEC source: 0000899243-21-037392 · doc4.xml · nonDerivative · entry 5

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.60 to $62.31, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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September 22, 2021 Filed Sep 23, 2021 22:53 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 1,467 $61.07 $89,589.69
Disclosure

SEC source: 0000899243-21-037392 · doc4.xml · nonDerivative · entry 4

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,701

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.57 to $61.54, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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September 22, 2021 Filed Sep 23, 2021 22:53 UTC
Dicks AllanChief Financial Officer
Exercise / conversionCommon Stock 2,168 $8.58 $18,601.44
Disclosure

SEC source: 0000899243-21-037392 · doc4.xml · nonDerivative · entry 3

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,455 $0.00 Strike: $31.60 $0.00
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · derivative · entry 21

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,595

Underlying: Common Stock · 1,455 shares

Expires 2030-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: 33.33% of the shares subject to the option vested on January 1, 2021, 33.33% will vest on January 1, 2022 and the remaining balance will vest on January 1, 2023, subject to the Reporting Person's continued service to the Issuer.

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September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,477 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · derivative · entry 20

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

Underlying: Common Stock · 2,477 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 33.33% of the shares subject to the option vested on January 10, 2020, 33.33% vested on January 10, 2021 and the remaining balance will vest on January 10, 2022, subject to the Reporting Person's continued service to the Issuer.

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September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,577 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · derivative · entry 19

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,709

Underlying: Common Stock · 2,577 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 50% of the shares subject to the option vested on July 13, 2017 and the remaining 50% vested on July 13, 2019.

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September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
SaleCommon Stock 494 $61.95 $30,603.30
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · nonDerivative · entry 15

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

F9 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.60 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
SaleCommon Stock 961 $61.08 $58,697.88
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · nonDerivative · entry 14

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694

F8 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.60 to $61.57 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
Exercise / conversionCommon Stock 1,455 $31.60 $45,978.00
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · nonDerivative · entry 13

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
SaleCommon Stock 996 $61.90 $61,652.40
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · nonDerivative · entry 12

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

F7 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.57 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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September 22, 2021 Filed Sep 23, 2021 18:46 UTC
LeMaire Joshua W.Chief Operating Officer
SaleCommon Stock 1,481 $61.04 $90,400.24
Disclosure

SEC source: 0000899243-21-037388 · doc4.xml · nonDerivative · entry 11

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,196

F6 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.57 to $61.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.