Tapewire

NYSE · USD

ONIT

ONITY GROUP INC.

Export transactions ↓
Tapewire entity
6025
SEC CIK
0000873860
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2021 Filed Mar 8, 2021 21:52 UTC
Campbell June CEVP & Chief Financial Officer
Exercise / conversionCommon Stock 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-005585 · ownership.xml · nonDerivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F2 · ownership.direct: Includes 3,176 shares held jointly with spouse.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:17 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 3,525 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005408 · ownership.xml · derivative · entry 2

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

Underlying: Common Stock · 3,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 3,525 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:17 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 3,524 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005408 · ownership.xml · derivative · entry 1

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,524

Underlying: Common Stock · 3,524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 3,524 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:17 UTC
Henley George T.EVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 9,141 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005407 · ownership.xml · derivative · entry 2

Henley George T. · CIK 0001848858 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 9,141 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:17 UTC
Henley George T.EVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 9,140 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005407 · ownership.xml · derivative · entry 1

Henley George T. · CIK 0001848858 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,140

Underlying: Common Stock · 9,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 9,140 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:15 UTC
ZELENY DENNISEVP & Chief Admin. Officer
GrantRestricted Stock Units · Derivative 6,947 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005405 · ownership.xml · derivative · entry 2

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,947

Underlying: Common Stock · 6,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,947 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:15 UTC
ZELENY DENNISEVP & Chief Admin. Officer
GrantRestricted Stock Units · Derivative 6,946 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005405 · ownership.xml · derivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946

Underlying: Common Stock · 6,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,946 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:13 UTC
CELINI ALBERINO JChief Risk & Compliance
GrantRestricted Stock Units · Derivative 3,620 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005401 · ownership.xml · derivative · entry 2

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,620

Underlying: Common Stock · 3,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 3,620 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:13 UTC
CELINI ALBERINO JChief Risk & Compliance
GrantRestricted Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005401 · ownership.xml · derivative · entry 1

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,619

Underlying: Common Stock · 3,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 3,619 restricted stock units scheduled to vest scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:13 UTC
Samarias Joseph JEVP & General Counsel
GrantRestricted Stock Units · Derivative 5,279 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005400 · ownership.xml · derivative · entry 2

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,279

Underlying: Common Stock · 5,279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 5,279 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:13 UTC
Samarias Joseph JEVP & General Counsel
GrantRestricted Stock Units · Derivative 5,278 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005400 · ownership.xml · derivative · entry 1

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,278

Underlying: Common Stock · 5,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 5,278 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:11 UTC
Campbell June CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,947 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005398 · ownership.xml · derivative · entry 2

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,947

Underlying: Common Stock · 6,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,947 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:11 UTC
Campbell June CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,946 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005398 · ownership.xml · derivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946

Underlying: Common Stock · 6,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,946 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:11 UTC
Messina Glen A.Director · President & CEO
GrantRestricted Stock Units · Derivative 57,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005397 · ownership.xml · derivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,587

Underlying: Common Stock · 57,587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 57,587 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:11 UTC
Messina Glen A.Director · President & CEO
GrantRestricted Stock Units · Derivative 57,586 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005397 · ownership.xml · derivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,586

Underlying: Common Stock · 57,586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 57,586 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:09 UTC
Britti John V.EVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 6,170 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005395 · ownership.xml · derivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170

Underlying: Common Stock · 6,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,170 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:09 UTC
Britti John V.EVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 6,170 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005395 · ownership.xml · derivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170

Underlying: Common Stock · 6,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,170 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:09 UTC
Long Joseph BEVP, Capital Markets
GrantRestricted Stock Units · Derivative 4,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005394 · ownership.xml · derivative · entry 2

Long Joseph B · CIK 0001548602 · EVP, Capital Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

Underlying: Common Stock · 4,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 4,113 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:09 UTC
Long Joseph BEVP, Capital Markets
GrantRestricted Stock Units · Derivative 4,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005394 · ownership.xml · derivative · entry 1

Long Joseph B · CIK 0001548602 · EVP, Capital Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

Underlying: Common Stock · 4,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 4,113 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:08 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
GrantRestricted Stock Units · Derivative 6,856 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005393 · ownership.xml · derivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,856

Underlying: Common Stock · 6,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,856 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 2, 2024 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:08 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
GrantRestricted Stock Units · Derivative 6,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005393 · ownership.xml · derivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,855

Underlying: Common Stock · 6,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date, provided that if the issuance of shares would cause any applicable share limit under the Issuer's 2017 Performance Incentive Plan to be exceeded, the reporting person shall receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,855 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 19:55 UTC OtherCall Options (obligation to sell) · Derivative 1,000 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001567619-21-001151 · doc1.xml · derivative · entry 5

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-01-15

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 19:55 UTC OtherCommon Stock, $0.01 par value 100,000 $25.00 $2,500,000.00
Disclosure

SEC source: 0001567619-21-001151 · doc1.xml · nonDerivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners, L.P.

Disclosed balance after: 645,702

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 23, 2020 Filed Jan 11, 2021 22:14 UTC SaleCall Options (obligation to sell) · Derivative 30 $442.00 Strike: $34.00 $13,260.00
Disclosure

SEC source: 0001567619-21-000876 · doc1.xml · derivative · entry 4

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30

Underlying: Common Stock · 3,000 shares

Expires 2021-04-16

F3 · ownership.nature: The securities are held in the account of Michael S. Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 23, 2020 Filed Jan 11, 2021 22:14 UTC SaleCall Options (obligation to sell) · Derivative 30 $442.00 Strike: $34.00 $13,260.00
Disclosure

SEC source: 0001567619-21-000876 · doc1.xml · derivative · entry 3

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30

Underlying: Common Stock · 3,000 shares

Expires 2021-04-16

F2 · ownership.nature: The securities are held in the account of Toby Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 23, 2020 Filed Jan 11, 2021 22:14 UTC SaleCall Options (obligation to sell) · Derivative 60 $442.00 Strike: $34.00 $26,520.00
Disclosure

SEC source: 0001567619-21-000876 · doc1.xml · derivative · entry 2

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

Underlying: Common Stock · 6,000 shares

Expires 2021-04-16

Read SEC document
December 23, 2020 Filed Jan 11, 2021 22:14 UTC SaleCall Options (obligation to sell) · Derivative 1,130 $442.00 Strike: $34.00 $499,460.00
Disclosure

SEC source: 0001567619-21-000876 · doc1.xml · derivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,130

Underlying: Common Stock · 113,000 shares

Expires 2021-04-16

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 03, 2020 Filed Jan 11, 2021 22:12 UTC SaleCall Options (obligation to sell) · Derivative 1,000 $150.00 Strike: $25.00 $150,000.00
Disclosure

SEC source: 0001567619-21-000874 · doc1.xml · derivative · entry 5

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,000

Underlying: Common Stock · 100,000 shares

Expires 2021-01-15

F6 · ownership.nature: The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2020 Filed Nov 30, 2020 21:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Exercise / conversionRestricted Stock Units · Derivative 1,292 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022699 · ownership.xml · derivative · entry 4

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On November 26, 2018 the reporting person was granted 3,876 restricted stock units scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
November 26, 2020 Filed Nov 30, 2020 21:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Tax withholdingCommon Stock 405 $23.56 $9,541.80
Disclosure

SEC source: 0001493152-20-022699 · ownership.xml · nonDerivative · entry 2

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,047

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
November 26, 2020 Filed Nov 30, 2020 21:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Exercise / conversionCommon Stock 1,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-022699 · ownership.xml · nonDerivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
November 15, 2020 Filed Nov 16, 2020 21:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 2,326 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021682 · ownership.xml · derivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,976

Underlying: Common Stock · 2,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On November 15, 2018 the reporting person was granted 11,627 restricted stock units scheduled to vest in annual installments of 2,325, 2,326 and 6,976, commencing November 15, 2019, subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
November 15, 2020 Filed Nov 16, 2020 21:15 UTC
Britti John V.EVP & Chief Investment Officer
Tax withholdingCommon Stock 700 $22.92 $16,044.00
Disclosure

SEC source: 0001493152-20-021682 · ownership.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,775

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
November 15, 2020 Filed Nov 16, 2020 21:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 2,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-021682 · ownership.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
October 04, 2020 Filed Oct 5, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,854 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-018921 · ownership.xml · derivative · entry 6

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,854

Underlying: Common Stock · 4,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F5 · derivative.exercise_date: On October 4, 2018, the reporting person was granted 14,563 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split.

F5 · derivative.expiration_date: On October 4, 2018, the reporting person was granted 14,563 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split.

Read SEC document
October 04, 2020 Filed Oct 5, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,990 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-018921 · ownership.xml · derivative · entry 5

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,990

Underlying: Common Stock · 16,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On October 4, 2018, the reporting person was granted 50,970 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split.

F4 · derivative.expiration_date: On October 4, 2018, the reporting person was granted 50,970 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split.

Read SEC document
October 04, 2020 Filed Oct 5, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 2,249 $23.45 $52,739.05
Disclosure

SEC source: 0001493152-20-018921 · ownership.xml · nonDerivative · entry 4

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,740

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 20,554 shares held jointly with spouse. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020 (the "Reverse Split").

Read SEC document
October 04, 2020 Filed Oct 5, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 4,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-018921 · ownership.xml · nonDerivative · entry 3

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · balance_after: Includes 20,554 shares held jointly with spouse. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020 (the "Reverse Split").

Read SEC document
October 04, 2020 Filed Oct 5, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 7,873 $23.45 $184,621.85
Disclosure

SEC source: 0001493152-20-018921 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,135

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 20,554 shares held jointly with spouse. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020 (the "Reverse Split").

Read SEC document
October 04, 2020 Filed Oct 5, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 16,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-018921 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · balance_after: Includes 20,554 shares held jointly with spouse. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020 (the "Reverse Split").

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:17 UTC
Samarias Joseph JEVP & General Counsel
GrantRestricted Stock Units · Derivative 4,276 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017777 · ownership.xml · derivative · entry 1

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,276

Underlying: Common Stock · 4,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 4,276 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:15 UTC
Britti John V.EVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 6,414 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017775 · ownership.xml · derivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,414

Underlying: Common Stock · 6,414 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 6,414 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:15 UTC
CELINI ALBERINO JChief Risk & Compliance
GrantRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017774 · ownership.xml · derivative · entry 1

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 3,125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 3,125 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:14 UTC
Long Joseph BEVP, Capital Markets
GrantRestricted Stock Units · Derivative 4,934 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017771 · ownership.xml · derivative · entry 1

Long Joseph B · CIK 0001548602 · EVP, Capital Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,934

Underlying: Common Stock · 4,934 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 4,934 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:13 UTC
Yanoti Timothy JEVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 7,401 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017770 · ownership.xml · derivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,401

Underlying: Common Stock · 7,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 7,401 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:11 UTC
ZELENY DENNISEVP & Chief Admin. Officer
GrantRestricted Stock Units · Derivative 6,085 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017767 · ownership.xml · derivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,085

Underlying: Common Stock · 6,085 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 6,085 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:11 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
GrantRestricted Stock Units · Derivative 8,223 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017766 · ownership.xml · derivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,223

Underlying: Common Stock · 8,223 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 8,223 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 22:09 UTC
Campbell June CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 5,592 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-017763 · ownership.xml · derivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,592

Underlying: Common Stock · 5,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,592 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:15 UTC PurchaseCommon Stock 5,000 $18.93 $94,650.00
Disclosure

SEC source: 0001493152-20-016925 · ownership.xml · nonDerivative · entry 1

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,281

F1 · balance_after: Includes 9,009 shares underlying restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs) vesting and deliverable May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, 4,982 shares underlying previously vested RSUs deliverable on the six-month anniversary of the date the reporting person's service on the board of directors terminates, and 1,326 shares underlying previously vested RSUs that will be delivered on January 1, 2023. All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

Read SEC document
August 12, 2020 Filed Aug 17, 2021 20:15 UTC
Grunenwald FrancoisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,134 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-020443 · ownership.xml · derivative · entry 7

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267

Underlying: Common Stock · 1,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · derivative.exercise_date: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,134 restricted stock units that vested pursuant to the award on August 12, 2020 and were not previously reported. On August 12, 2020, the closing price of OCN common stock was $22.35.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.