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ONIT

ONITY GROUP INC.

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6025
SEC CIK
0000873860
Parsed reports
419

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2021 Filed Aug 3, 2021 20:16 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,193 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018438 · ownership.xml · derivative · entry 6

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193

Underlying: Common Stock · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F3 · derivative.exercise_date: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2021. On July 30, 2021, the last trading day prior to the vesting date, the closing price of OCN common stock was $26.15.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
July 31, 2021 Filed Aug 3, 2021 20:16 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Disposition to issuerCommon Stock 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-018438 · ownership.xml · nonDerivative · entry 4

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

F1 · security: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F3 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2021. On July 30, 2021, the last trading day prior to the vesting date, the closing price of OCN common stock was $26.15.

Read SEC document
July 31, 2021 Filed Aug 3, 2021 20:16 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionCommon Stock 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-018438 · ownership.xml · nonDerivative · entry 3

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F3 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2021. On July 30, 2021, the last trading day prior to the vesting date, the closing price of OCN common stock was $26.15.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:28 UTC
STEIN KEVINDirector
GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013070 · ownership.xml · nonDerivative · entry 1

STEIN KEVIN · CIK 0001710919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,080

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2022, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2022.

F2 · balance_after: All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:26 UTC GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013068 · ownership.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,195

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2022, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2022.

F2 · balance_after: All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:16 UTC GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013065 · ownership.xml · nonDerivative · entry 1

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,110

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2022, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2022.

F2 · balance_after: Does not include 4,981 shares underlying vested RSUs which are not settleable until the six-month anniversary of the director's termination of service, and 1,326 shares underlying vested RSUs which are not settleable until January 1, 2023. All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:16 UTC GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013063 · ownership.xml · nonDerivative · entry 1

BRITELL JENNE K · CIK 0001142318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,032

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2022, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2022.

F2 · balance_after: All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:15 UTC GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013062 · ownership.xml · nonDerivative · entry 1

Busquet Jacques J · CIK 0001665042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,862

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2022, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2022.

F2 · balance_after: Does not include 4,166 shares underlying vested RSUs which will be delivered on June 1, 2022. All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:15 UTC GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013064 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,124

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2022, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2022.

F2 · balance_after: All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

Read SEC document
April 11, 2021 Filed Apr 12, 2021 20:21 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,562 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-008542 · ownership.xml · derivative · entry 3

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563

Underlying: Common Stock · 12,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On April 11, 2019, the reporting person was granted 37,688 restricted stock units scheduled to vest in three equal annual installments on the first, second and third anniversaries of grant. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 11, 2021 Filed Apr 12, 2021 20:21 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 5,821 $27.89 $162,347.69
Disclosure

SEC source: 0001493152-21-008542 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,896

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 20,554 shares held jointly with spouse.

Read SEC document
April 11, 2021 Filed Apr 12, 2021 20:21 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 12,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-008542 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F2 · balance_after: Includes 20,554 shares held jointly with spouse.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007459 · ownership.xml · derivative · entry 6

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 4,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,648 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 9,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 3,000 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Disposition to issuerCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007459 · ownership.xml · nonDerivative · entry 4

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,775

F2 · price: On March 30, 2020, the reporting person was granted 9,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 3,000 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007459 · ownership.xml · nonDerivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted 9,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 3,000 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007457 · ownership.xml · derivative · entry 6

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 5,494 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,831 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 10,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 3,333 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Disposition to issuerCommon Stock 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007457 · ownership.xml · nonDerivative · entry 4

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,079

F2 · price: On March 30, 2020, the reporting person was granted 10,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 3,333 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007457 · ownership.xml · nonDerivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted 10,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 3,333 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007460 · ownership.xml · derivative · entry 6

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 2,747 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 915 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 6,600 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 2,200 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007454 · ownership.xml · derivative · entry 6

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 3,663 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,221 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 7,800 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 2,600 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Samarias Joseph JEVP & General Counsel
Disposition to issuerCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007454 · ownership.xml · nonDerivative · entry 4

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235

F2 · price: On March 30, 2020, the reporting person was granted 7,800 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 2,600 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007454 · ownership.xml · nonDerivative · entry 3

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted 7,800 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 2,600 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:38 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionRestricted Stock Units · Derivative 4,722 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007735 · ownership.xml · derivative · entry 3

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,444

Underlying: Common Stock · 4,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,722 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F1 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,722 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:38 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Disposition to issuerCommon Stock 4,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007735 · ownership.xml · nonDerivative · entry 2

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

F1 · price: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,722 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:38 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionCommon Stock 4,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007735 · ownership.xml · nonDerivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,722 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:36 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007734 · ownership.xml · derivative · entry 3

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 75,000 restricted stock units scheduled to vest in three equal annual installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:36 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 11,585 $27.84 $322,526.40
Disclosure

SEC source: 0001493152-21-007734 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,155

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 20,554 shares held jointly with spouse.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:36 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007734 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock.

F2 · balance_after: Includes 20,554 shares held jointly with spouse.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:34 UTC
Campbell June CEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,222 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007732 · ownership.xml · derivative · entry 3

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,944

Underlying: Common Stock · 4,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2020, the reporting person was granted 12,666 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,222 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F1 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 12,666 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,222 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:34 UTC
Campbell June CEVP & Chief Financial Officer
Disposition to issuerCommon Stock 4,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007732 · ownership.xml · nonDerivative · entry 2

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907

F1 · price: On March 30, 2020, the reporting person was granted 12,666 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,222 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:34 UTC
Campbell June CEVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007732 · ownership.xml · nonDerivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2020, the reporting person was granted 12,666 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 4,222 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:32 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,822 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007731 · ownership.xml · derivative · entry 3

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644

Underlying: Common Stock · 1,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2020, the reporting person was granted 5,466 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,822 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F1 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 5,466 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,822 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:32 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
Disposition to issuerCommon Stock 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007731 · ownership.xml · nonDerivative · entry 2

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 30, 2020, the reporting person was granted 5,466 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,822 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:32 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007731 · ownership.xml · nonDerivative · entry 1

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2020, the reporting person was granted 5,466 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,822 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,648 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007459 · ownership.xml · derivative · entry 5

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

Underlying: Common Stock · 1,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 4,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,648 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F1 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 4,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,648 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Disposition to issuerCommon Stock 1,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007459 · ownership.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,775

F1 · price: On March 29, 2019, the reporting person was granted 4,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,648 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 1,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007459 · ownership.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 29, 2019, the reporting person was granted 4,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,648 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 1,831 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007457 · ownership.xml · derivative · entry 5

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832

Underlying: Common Stock · 1,831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 5,494 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,831 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F1 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 5,494 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,831 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Disposition to issuerCommon Stock 1,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007457 · ownership.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,079

F1 · price: On March 29, 2019, the reporting person was granted 5,494 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,831 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 1,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007457 · ownership.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 29, 2019, the reporting person was granted 5,494 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,831 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
Exercise / conversionRestricted Stock Units · Derivative 915 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007460 · ownership.xml · derivative · entry 5

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916

Underlying: Common Stock · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 2,747 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 915 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F1 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 2,747 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 915 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
Disposition to issuerCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007460 · ownership.xml · nonDerivative · entry 4

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: On March 30, 2020, the reporting person was granted 6,600 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 2,200 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
Exercise / conversionCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007460 · ownership.xml · nonDerivative · entry 3

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted 6,600 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 2,200 restricted stock units that vested pursuant to the award on March 30, 2021. On March 30, 2021, the closing price of OCN common stock was $27.84.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
Disposition to issuerCommon Stock 915 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007460 · ownership.xml · nonDerivative · entry 2

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 29, 2019, the reporting person was granted 2,747 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 915 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
Exercise / conversionCommon Stock 915 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007460 · ownership.xml · nonDerivative · entry 1

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 29, 2019, the reporting person was granted 2,747 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 915 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-007454 · ownership.xml · derivative · entry 5

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 3,663 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,221 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F1 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 3,663 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,221 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

F3 · derivative.expiration_date: Not applicable.

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March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Samarias Joseph JEVP & General Counsel
Disposition to issuerCommon Stock 1,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007454 · ownership.xml · nonDerivative · entry 2

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235

F1 · price: On March 29, 2019, the reporting person was granted 3,663 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,221 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

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March 29, 2021 Filed Mar 31, 2021 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionCommon Stock 1,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-007454 · ownership.xml · nonDerivative · entry 1

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 29, 2019, the reporting person was granted 3,663 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 1,221 restricted stock units that vested pursuant to the award on March 29, 2021. On March 29, 2021, the closing price of OCN common stock was $26.99.

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March 04, 2021 Filed Mar 8, 2021 21:52 UTC
Campbell June CEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 543 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005585 · ownership.xml · derivative · entry 3

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 4, 2019, the reporting person was granted 1,628 Restricted Stock Units scheduled to vest in three equal installments commencing March 4, 2020 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F5 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

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March 04, 2021 Filed Mar 8, 2021 21:52 UTC
Campbell June CEVP & Chief Financial Officer
Tax withholdingCommon Stock 178 $26.60 $4,734.80
Disclosure

SEC source: 0001493152-21-005585 · ownership.xml · nonDerivative · entry 2

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · ownership.direct: Includes 3,176 shares held jointly with spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.