ONDS

SEC source: 0001213900-21-004715 · ownership.xml · derivative · entry 2

Seidl Randy · CIK 0001665774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock, par value $0.0001 per share, of Ondas Holdings Inc. (the "Company").

F3 · derivative.exercise_date: These RSUs vest in eight successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. Vested shares will be delivered to the reporting person five days after the grant has fully vested. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F3 · derivative.expiration_date: These RSUs vest in eight successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. Vested shares will be delivered to the reporting person five days after the grant has fully vested. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

SEC source: 0001213900-21-004715 · ownership.xml · derivative · entry 1

Seidl Randy · CIK 0001665774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock, par value $0.0001 per share, of Ondas Holdings Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F2 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

SEC source: 0001213900-21-004717 · ownership.xml · derivative · entry 2

SOOD JASPREET K · CIK 0001841115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock, par value $0.0001 per share, of Ondas Holdings Inc. (the "Company").

F3 · derivative.exercise_date: These RSUs vest in eight successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. Vested shares will be delivered to the reporting person five days after the grant has fully vested. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F3 · derivative.expiration_date: These RSUs vest in eight successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. Vested shares will be delivered to the reporting person five days after the grant has fully vested. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

SEC source: 0001213900-21-004717 · ownership.xml · derivative · entry 1

SOOD JASPREET K · CIK 0001841115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock, par value $0.0001 per share, of Ondas Holdings Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F2 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

SEC source: 0001213900-21-004716 · ownership.xml · derivative · entry 3

Silverman Richard H · CIK 0001764805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-01-25

F4 · derivative.exercise_date: The stock option is immediately exercisable.

SEC source: 0001213900-21-004716 · ownership.xml · derivative · entry 2

Silverman Richard H · CIK 0001764805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F3 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

SEC source: 0001213900-21-003474 · ownership.xml · derivative · entry 1

Bushey Thomas · CIK 0001560542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock, par value $0.0001 per share ("RSU Shares"), of Ondas Holdings Inc. (the "Company").

F2 · derivative.exercise_price: The RSUs were granted on June 3, 2020 pursuant to the terms of the Employment Agreement between the Company and Thomas Bushey.

F3 · kind: On January 19, 2021 ("Effective Date"), Mr. Bushey resigned as the Company's President. Mr. Bushey will continue to serve on the Company's Board, and as a consultant to the Company. As of the Effective Date, (i) Mr. Bushey has the right to receive 500,000 RSU Shares (375,000 RSU Shares vested as of December 31, 2020 and 125,000 RSU Shares on which the Compensation Committee accelerated vesting on January 19, 2021), which RSU Shares will be issued on June 3, 2022 pursuant to Mr. Bushey's deferral election, and (ii) 500,000 RSU shares were canceled on January 19, 2021.

F3 · price: On January 19, 2021 ("Effective Date"), Mr. Bushey resigned as the Company's President. Mr. Bushey will continue to serve on the Company's Board, and as a consultant to the Company. As of the Effective Date, (i) Mr. Bushey has the right to receive 500,000 RSU Shares (375,000 RSU Shares vested as of December 31, 2020 and 125,000 RSU Shares on which the Compensation Committee accelerated vesting on January 19, 2021), which RSU Shares will be issued on June 3, 2022 pursuant to Mr. Bushey's deferral election, and (ii) 500,000 RSU shares were canceled on January 19, 2021.

F3 · derivative.exercise_date: On January 19, 2021 ("Effective Date"), Mr. Bushey resigned as the Company's President. Mr. Bushey will continue to serve on the Company's Board, and as a consultant to the Company. As of the Effective Date, (i) Mr. Bushey has the right to receive 500,000 RSU Shares (375,000 RSU Shares vested as of December 31, 2020 and 125,000 RSU Shares on which the Compensation Committee accelerated vesting on January 19, 2021), which RSU Shares will be issued on June 3, 2022 pursuant to Mr. Bushey's deferral election, and (ii) 500,000 RSU shares were canceled on January 19, 2021.

F3 · derivative.expiration_date: On January 19, 2021 ("Effective Date"), Mr. Bushey resigned as the Company's President. Mr. Bushey will continue to serve on the Company's Board, and as a consultant to the Company. As of the Effective Date, (i) Mr. Bushey has the right to receive 500,000 RSU Shares (375,000 RSU Shares vested as of December 31, 2020 and 125,000 RSU Shares on which the Compensation Committee accelerated vesting on January 19, 2021), which RSU Shares will be issued on June 3, 2022 pursuant to Mr. Bushey's deferral election, and (ii) 500,000 RSU shares were canceled on January 19, 2021.

F4 · balance_after: On November 16, 2020, the Company executed a one-for-three reverse stock split of its issued and outstanding Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of common stock. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share.

SEC source: 0001213900-20-043618 · ownership.xml · nonDerivative · entry 2

Brock Eric A · CIK 0001765203 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891,206

F3 · kind: These shares were issued to reflect an in-kind dividend that should have been paid on the Series A Preferred before the Series A Preferred converted mandatorily on December 8, 2020.

SEC source: 0001213900-20-043618 · ownership.xml · derivative · entry 3

Brock Eric A · CIK 0001765203 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The 157,500 shares of Series A Convertible Preferred Stock (the "Series A Preferred") mandatorily converted into 65,625 shares of Ondas Holdings Inc. ("Ondas") Common Stock (the "Common Stock") upon Ondas' uplisting to the Nasdaq Capital Market.

F1 · derivative.exercise_date: The 157,500 shares of Series A Convertible Preferred Stock (the "Series A Preferred") mandatorily converted into 65,625 shares of Ondas Holdings Inc. ("Ondas") Common Stock (the "Common Stock") upon Ondas' uplisting to the Nasdaq Capital Market.

F1 · derivative.expiration_date: The 157,500 shares of Series A Convertible Preferred Stock (the "Series A Preferred") mandatorily converted into 65,625 shares of Ondas Holdings Inc. ("Ondas") Common Stock (the "Common Stock") upon Ondas' uplisting to the Nasdaq Capital Market.

SEC source: 0001213900-20-043618 · ownership.xml · nonDerivative · entry 1

Brock Eric A · CIK 0001765203 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The 157,500 shares of Series A Convertible Preferred Stock (the "Series A Preferred") mandatorily converted into 65,625 shares of Ondas Holdings Inc. ("Ondas") Common Stock (the "Common Stock") upon Ondas' uplisting to the Nasdaq Capital Market.

F2 · balance_after: On November 16, 2020, Ondas executed a one-for-three reverse stock split of its issued and outstanding Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Common Stock. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share.

SEC source: 0001213900-20-022556 · ownership.xml · derivative · entry 2

Brock Eric A · CIK 0001765203 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series A preferred stock is (i) convertible at the reporting person's option commencing on February 14, 2021 into shares of the Issuer's common stock (the "Common Stock") at an initial conversion price of $2.00 per share or (ii) automatically converted into Common Stock at the then applicable conversion price in the event of an equity offering of shares of Common Stock resulting in the Issuer uplisting to any national securities exchange. The conversion price is subject to adjustment as set forth in the Certificate of Designation for the Series A preferred stock, which is filed as Exhibit 3.1 to the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 17, 2020 ("August 2020 Form 8-K").

F1 · price: The Series A preferred stock is (i) convertible at the reporting person's option commencing on February 14, 2021 into shares of the Issuer's common stock (the "Common Stock") at an initial conversion price of $2.00 per share or (ii) automatically converted into Common Stock at the then applicable conversion price in the event of an equity offering of shares of Common Stock resulting in the Issuer uplisting to any national securities exchange. The conversion price is subject to adjustment as set forth in the Certificate of Designation for the Series A preferred stock, which is filed as Exhibit 3.1 to the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 17, 2020 ("August 2020 Form 8-K").

F3 · price: These securities were issued pursuant to a securities purchase agreement, dated August 14, 2020, between the issuer and the reporting person (the "Purchase Agreement"). Pursuant to the Purchase Agreement, the reporting person purchased 157,500 shares of Series A preferred stock at a purchase price per share of $2.00. The Purchase Agreement is described in the August 2020 Form 8-K.

F2 · derivative.expiration_date: The Series A preferred stock has no expiration date.

SEC source: 0001213900-20-014508 · ownership.xml · derivative · entry 1

Bushey Thomas · CIK 0001560542 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock, par value $0.0001 per share, of Ondas Holdings Inc. (the "Company").

F2 · derivative.exercise_date: The RSUs were granted on June 3, 2020 pursuant to the terms of the Employment Agreement between the Company and the Reporting Person. The RSUs vest quarterly in equal amounts over a period of two (2) years from the date of grant (with 375,000 shares vesting on the last day of each calendar quarter beginning on June 30, 2020), and which vested shares will not be issued and delivered to Reporting Person until June 3, 2022, at the request of the Reporting Person.

F2 · derivative.expiration_date: The RSUs were granted on June 3, 2020 pursuant to the terms of the Employment Agreement between the Company and the Reporting Person. The RSUs vest quarterly in equal amounts over a period of two (2) years from the date of grant (with 375,000 shares vesting on the last day of each calendar quarter beginning on June 30, 2020), and which vested shares will not be issued and delivered to Reporting Person until June 3, 2022, at the request of the Reporting Person.

SEC source: 0001213900-19-019431 · ownership.xml · derivative · entry 2

SMITH ROBERT J · CIK 0001502541 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Energy Capital, LLC

Disclosed balance after: 2,112,621

Underlying: Common Stock · 2,112,621 shares

Expires 2022-09-27

F1 · price: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms.

F2 · ownership.nature: Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith.

SEC source: 0001213900-19-019431 · ownership.xml · nonDerivative · entry 1

SMITH ROBERT J · CIK 0001502541 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Energy Capital, LLC

Disclosed balance after: 15,276,742

F1 · shares: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms.

F1 · price: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms.

F2 · ownership.nature: Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith.

SEC source: 0001213900-19-019429 · ownership.xml · derivative · entry 2

Brock Eric A · CIK 0001765203 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2022-09-27

F1 · price: These securities were issued pursuant to a securities purchase agreement, dated September 27, 2019, between the issuer and certain investors, including the reporting person (the "Purchase Agreement"). Pursuant to the Purchase Agreement, the reporting person purchased units consisting of 400,000 shares of common stock and a warrant to purchase 200,000 shares of common stock with an exercise price of $3.25 per share. The purchase price per unit was $2.50. The Purchase Agreement is described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 1, 2019.

SEC source: 0001213900-19-019429 · ownership.xml · nonDerivative · entry 1

Brock Eric A · CIK 0001765203 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,473,585

F1 · shares: These securities were issued pursuant to a securities purchase agreement, dated September 27, 2019, between the issuer and certain investors, including the reporting person (the "Purchase Agreement"). Pursuant to the Purchase Agreement, the reporting person purchased units consisting of 400,000 shares of common stock and a warrant to purchase 200,000 shares of common stock with an exercise price of $3.25 per share. The purchase price per unit was $2.50. The Purchase Agreement is described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 1, 2019.

SEC source: 0001213900-19-014739 · ownership.xml · nonDerivative · entry 1

Kantor Stewart · CIK 0001765186 · Director · CFO, Pres., Sec., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,725,333

F1 · shares: Disposition of shares pursuant to the settlement of a personal matter. The closing price of the registrant's common stock on August 2, 2019 was $6.50.

F1 · price: Disposition of shares pursuant to the settlement of a personal matter. The closing price of the registrant's common stock on August 2, 2019 was $6.50.