Last 12 months
Inside the activity.
0 purchase rows · 204 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 17 |
| Dec 2025 | 0 | 26 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 64 |
| Aug 2026 | 0 | 27 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 5 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2017 Filed Mar 20, 2017 23:06 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 2,717 | $40.02 | $108,736.79 |
DisclosureSEC source: 0001104659-17-018108 · a4.xml · nonDerivative · entry 3 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,723 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.10, inclusive. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 23:06 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 200 | $39.37 | $7,874.00 |
DisclosureSEC source: 0001104659-17-018108 · a4.xml · nonDerivative · entry 2 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,440 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 23:06 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 15,838 | $38.76 | $613,850.79 |
DisclosureSEC source: 0001104659-17-018108 · a4.xml · nonDerivative · entry 1 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,640 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.26 to $39.22, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the ranges set forth in footnotes (3) to (5). Read SEC document |
| March 10, 2017 Filed Mar 11, 2017 00:16 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 7,304 | $39.94 | $291,702.04 |
DisclosureSEC source: 0001104659-17-015904 · a4.xml · nonDerivative · entry 3 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,757 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.68 to $40.07, inclusive. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:16 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 18,596 | $39.95 | $742,843.25 |
DisclosureSEC source: 0001104659-17-015904 · a4.xml · nonDerivative · entry 2 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,061 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 08, 2017 Filed Mar 11, 2017 00:16 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 10,992 | $39.78 | $437,211.20 |
DisclosureSEC source: 0001104659-17-015904 · a4.xml · nonDerivative · entry 1 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,657 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.30 to $40.07, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the ranges set forth in footnotes (3) to (4). Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 00:00 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 4,230 | $40.78 | $172,512.09 |
DisclosureSEC source: 0001104659-17-014481 · a4.xml · nonDerivative · entry 5 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,478 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.58 to $41.09, inclusive. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 00:00 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 15,586 | $40.08 | $624,746.11 |
DisclosureSEC source: 0001104659-17-014481 · a4.xml · nonDerivative · entry 4 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,708 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.57 to $40.50, inclusive. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:00 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 8,500 | $41.02 | $348,661.50 |
DisclosureSEC source: 0001104659-17-014481 · a4.xml · nonDerivative · entry 3 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,294 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.09, inclusive. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:00 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 31,591 | $40.78 | $1,288,306.25 |
DisclosureSEC source: 0001104659-17-014481 · a4.xml · nonDerivative · entry 2 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,794 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.9901, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the ranges set forth in footnotes (3) to (6). Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:00 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 49,092 | $41.25 | $2,025,103.91 |
DisclosureSEC source: 0001104659-17-014481 · a4.xml · nonDerivative · entry 1 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,385 F1 · security: Each American Depositary Share represents 13 Ordinary Shares F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:11 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 4,444 | $38.10 | $169,327.95 |
DisclosureSEC source: 0001104659-17-012149 · a4.xml · nonDerivative · entry 4 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,649 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $38.49, inclusive. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 02:11 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 500 | $38.54 | $19,272.05 |
DisclosureSEC source: 0001104659-17-012149 · a4.xml · nonDerivative · entry 3 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,093 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.48 to $38.59, inclusive. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 02:11 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 27,902 | $38.13 | $1,063,841.88 |
DisclosureSEC source: 0001104659-17-012149 · a4.xml · nonDerivative · entry 2 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,593 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.48 to $38.4784, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the ranges set forth in footnotes (3) to (5). Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:11 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 5,505 | $38.57 | $212,350.97 |
DisclosureSEC source: 0001104659-17-012149 · a4.xml · nonDerivative · entry 1 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,495 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:23 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 2,933 | $40.36 | $118,368.55 |
DisclosureSEC source: 0001104659-17-010630 · a4.xml · nonDerivative · entry 5 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,477 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.87, inclusive. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:23 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 7,426 | $39.83 | $295,793.92 |
DisclosureSEC source: 0001104659-17-010630 · a4.xml · nonDerivative · entry 4 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,410 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.19 to $40.18, inclusive. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 00:23 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 7,204 | $40.67 | $292,980.92 |
DisclosureSEC source: 0001104659-17-010630 · a4.xml · nonDerivative · entry 3 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,836 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.99, inclusive. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:23 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 38,343 | $40.75 | $1,562,488.75 |
DisclosureSEC source: 0001104659-17-010630 · a4.xml · nonDerivative · entry 2 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,040 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.59 to $40.94, inclusive. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:23 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
SaleAmerican Depositary Shares | 9,057 | $40.23 | $364,378.51 |
DisclosureSEC source: 0001104659-17-010630 · a4.xml · nonDerivative · entry 1 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,383 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale was effected pursuant to a Rule 105b-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.59 to $40.58, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the ranges set forth in footnotes (3) to (7). Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:04 UTC |
Wang XiaodongDirector
|
SaleAmerican Depositary Shares | 93,750 | $32.00 | $3,000,000.00 |
DisclosureSEC source: 0001209191-16-152165 · doc4.xml · nonDerivative · entry 1 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The sale transaction reported on this Form 4 was effected as part of an underwritten public offering of Ordinary Shares in the form of American Depositary Shares of the Company in which the Reporting Person was a selling shareholder. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:02 UTC |
Malley ThomasDirector
|
PurchaseAmerican Depositary Shares | 30,000 | $32.00 | $960,000.00 |
DisclosureSEC source: 0001179110-16-032122 · edgar.xml · nonDerivative · entry 1 Malley Thomas · CIK 0001403322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · security: Each American Depositary Share represents 13 Ordinary Shares. F2 · kind: The purchase transaction reported on this Form 4 was effected as part of an underwritten public offering of Ordinary Shares in the form of American Depositary Shares of the Company. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 23:13 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
BAKER JULIANDirector · 10% owner
BAKER FELIXDirector · 10% owner
667, L.P.Director · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
14159, L.P.Director · 10% owner
|
PurchaseAmerican Depositary Shares | 1,594,671 | $32.00 | $51,029,472.00 |
DisclosureSEC source: 0001638599-16-001591 · doc4_4343.xml · nonDerivative · entry 5 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner 14159, L.P. · CIK 0001551138 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,317,977 F3 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Brothers Life Sciences Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the Issuer's Ordinary Shares reported in column 5 of Table I directly held by Baker Brothers Life Sciences, L.P. ("Life Sciences"), a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. F5 · ownership.nature: On November 18, 2016, 667 and Life Sciences purchased 165,824 and 1,594,671 American Depositary Shares of the Issuer, respectively, each representing 13 Ordinary Shares (the "ADS") for $32.00 per ADS, pursuant to an underwritten public offering. F6 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 23:13 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
BAKER JULIANDirector · 10% owner
BAKER FELIXDirector · 10% owner
667, L.P.Director · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
14159, L.P.Director · 10% owner
|
PurchaseAmerican Depositary Shares | 165,824 | $32.00 | $5,306,368.00 |
DisclosureSEC source: 0001638599-16-001591 · doc4_4343.xml · nonDerivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner 14159, L.P. · CIK 0001551138 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 355,198 F2 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Biotech Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the Issuer's Ordinary Shares reported in column 5 of Table I directly held by 667, L.P. ("667"), a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F5 · ownership.nature: On November 18, 2016, 667 and Life Sciences purchased 165,824 and 1,594,671 American Depositary Shares of the Issuer, respectively, each representing 13 Ordinary Shares (the "ADS") for $32.00 per ADS, pursuant to an underwritten public offering. F6 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 21:24 UTC |
OYLER JOHNDirector · Chief Executive Officer · 10% owner
|
GrantShare Option (Right to buy) · Derivative | 2,047,500 | $0.00 Strike: $2.84 | $0.00 |
DisclosureSEC source: 0001179110-16-031848 · edgar.xml · derivative · entry 1 OYLER JOHN · CIK 0001042047 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047,500 Underlying: Ordinary Shares · 2,047,500 shares Expires 2026-11-15 F2 · derivative.exercise_price: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F2 · shares: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F1 · derivative.exercise_date: These securities vest over a four-year period as follows: 25% on July 13, 2017, and the remaining in 36 successive equal monthly installments, subject to continued service. Unvested shares subject to this option are subject to accelerated vesting upon a change in control or certain termination events. F2 · derivative.underlying_shares: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F2 · balance_after: In ordinary shares. One American Depositary Share represents 13 ordinary shares. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 21:11 UTC |
Liang HowardCFO & CSO
|
GrantShare Option (Right to Buy) · Derivative | 1,752,500 | $0.00 Strike: $2.84 | $0.00 |
DisclosureSEC source: 0001179110-16-031842 · edgar.xml · derivative · entry 1 Liang Howard · CIK 0001663427 · CFO & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,752,500 Underlying: Ordinary shares · 1,752,500 shares Expires 2026-11-15 F2 · derivative.exercise_price: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F2 · shares: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F1 · derivative.exercise_date: These securities vest over a four-year period as follows: 25% on July 13, 2017, and the remaining in 36 successive equal monthly installments, subject to continued service. All unvested shares subject to this option are subject to accelerated vesting upon a sale event. F2 · derivative.underlying_shares: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F2 · balance_after: In ordinary shares. One American Depositary Share represents 13 ordinary shares. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 21:10 UTC |
Wang XiaodongDirector
|
GrantShare Option (Right to Buy) · Derivative | 1,613,430 | $0.00 Strike: $2.84 | $0.00 |
DisclosureSEC source: 0001179110-16-031840 · edgar.xml · derivative · entry 1 Wang Xiaodong · CIK 0001662982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613,430 Underlying: Ordinary Shares · 1,613,430 shares Expires 2026-11-15 F2 · derivative.exercise_price: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F2 · shares: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F1 · derivative.exercise_date: These securities vest over a four-year period as follows: 25% on July 13, 2017, and the remaining in 36 successive equal monthly installments, subject to continued service. All unvested shares subject to this option are subject to accelerated vesting upon a sale event. F2 · derivative.underlying_shares: In ordinary shares. One American Depositary Share represents 13 ordinary shares. F2 · balance_after: In ordinary shares. One American Depositary Share represents 13 ordinary shares. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 20:50 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 11,300 | $31.16 | $352,108.00 |
DisclosureSEC source: 0001179110-16-030099 · edgar.xml · nonDerivative · entry 2 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $31.01 to $31.33, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 20:50 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 30,163 | $30.47 | $919,066.61 |
DisclosureSEC source: 0001179110-16-030099 · edgar.xml · nonDerivative · entry 1 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,300 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $30.00 to $31.00, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 27, 2016 Filed Sep 28, 2016 20:11 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 26,483 | $29.63 | $784,691.29 |
DisclosureSEC source: 0001179110-16-030068 · edgar.xml · nonDerivative · entry 2 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,463 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $29.50 to $30.41, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 20:11 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 20,666 | $29.58 | $611,300.28 |
DisclosureSEC source: 0001179110-16-030068 · edgar.xml · nonDerivative · entry 1 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 67,946 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $29.50 to $30.32, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 22:12 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 11,433 | $30.77 | $351,793.41 |
DisclosureSEC source: 0001179110-16-030037 · edgar.xml · nonDerivative · entry 2 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,612 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $30.50 to $31.44, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 22:12 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 25,010 | $31.13 | $778,561.30 |
DisclosureSEC source: 0001179110-16-030037 · edgar.xml · nonDerivative · entry 1 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,045 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $31.00 to $31.43, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 01:11 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 16,318 | $31.19 | $508,958.42 |
DisclosureSEC source: 0001179110-16-029921 · edgar.xml · nonDerivative · entry 4 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 125,055 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $31.00 to $31.50, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 01:11 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 8,243 | $31.01 | $255,615.43 |
DisclosureSEC source: 0001179110-16-029921 · edgar.xml · nonDerivative · entry 3 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 141,373 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $31.00 to $31.13, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 19, 2016 Filed Sep 22, 2016 01:11 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 1,900 | $32.17 | $61,123.00 |
DisclosureSEC source: 0001179110-16-029921 · edgar.xml · nonDerivative · entry 2 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 149,616 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $32.01 to $32.30, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 19, 2016 Filed Sep 22, 2016 01:11 UTC |
Glazer Donald W.Director
|
SaleAmerican Depositary Shares (each represent 13 Ordinary Shar) | 40,791 | $31.56 | $1,287,363.96 |
DisclosureSEC source: 0001179110-16-029921 · edgar.xml · nonDerivative · entry 1 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 151,516 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These American Depositary Shares were sold in multiple transactions at prices ranging from $31.00 to $32.00, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price within the range. F3 · ownership.nature: These American Depositary Shares are held for the benefit of the Reporting Person in a Roth IRA account at Fidelity Management Trust Company. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:13 UTC |
Huang JaneCMO, Hematology
|
GrantShare Option (Right to Buy) · Derivative | 1,400,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001179110-16-029407 · edgar.xml · derivative · entry 2 Huang Jane · CIK 0001683913 · CMO, Hematology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Ordinary Shares · 1,400,000 shares Expires 2016-09-02 F1 · derivative.exercise_date: These securities vest over a four-year period as follows: 25% on the first anniversary of September 2, 2016 with the remaining shares vesting in 36 equal successive monthly installments thereafter, subject to continued service. All unvested shares subject to this option are subject to accelerated vesting upon certain termination events. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:13 UTC |
Huang JaneCMO, Hematology
|
GrantOrdinary Shares | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029407 · edgar.xml · nonDerivative · entry 1 Huang Jane · CIK 0001683913 · CMO, Hematology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
| July 14, 2016 Filed Sep 22, 2016 01:11 UTC |
Glazer Donald W.Director
|
GiftOrdinary Shares | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029921 · edgar.xml · nonDerivative · entry 7 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,881,997 F9 · price: Bona fide gift of shares which is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-5. Read SEC document |
| July 07, 2016 Filed Sep 22, 2016 01:11 UTC |
Glazer Donald W.Director
|
GiftOrdinary Shares | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029921 · edgar.xml · nonDerivative · entry 6 Glazer Donald W. · CIK 0001660940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,882,000 F8 · price: Bona fide gift of shares which is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-5. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 21:28 UTC |
Merck & Co., Inc.10% owner
Merck Sharp & Dohme Corp.10% owner
Merck Sharp & Dohme Research GmbH10% owner
|
ConversionSeries A-2 Preferred Shares · Derivative | 5,128,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635698-16-000062 · form4.xml · derivative · entry 5 Merck & Co., Inc. · CIK 0000310158 · 10% owner Merck Sharp & Dohme Corp. · CIK 0000942443 · 10% owner Merck Sharp & Dohme Research GmbH · CIK 0001665244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Via wholly owned subsidiary, MSDRG Disclosed balance after: 0 Underlying: Ordinary Shares · 5,128,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. F1 · derivative.exercise_price: The Series A Preferred Shares (the "Series A Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A Shares did not have an expiration date. F1 · price: The Series A Preferred Shares (the "Series A Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A Shares did not have an expiration date. F3 · derivative.exercise_date: The Series A-2 Preferred Shares (the "Series A-2 Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A-2 Shares did not have an expiration date. F3 · derivative.expiration_date: The Series A-2 Preferred Shares (the "Series A-2 Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A-2 Shares did not have an expiration date. F2 · ownership.direct: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 21:28 UTC |
Merck & Co., Inc.10% owner
Merck Sharp & Dohme Corp.10% owner
Merck Sharp & Dohme Research GmbH10% owner
|
ConversionSeries A Preferred Shares · Derivative | 18,518,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635698-16-000062 · form4.xml · derivative · entry 4 Merck & Co., Inc. · CIK 0000310158 · 10% owner Merck Sharp & Dohme Corp. · CIK 0000942443 · 10% owner Merck Sharp & Dohme Research GmbH · CIK 0001665244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Via wholly owned subsidiary, MSDRG Disclosed balance after: 0 Underlying: Ordinary Shares · 18,518,519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Shares (the "Series A Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A Shares did not have an expiration date. F1 · price: The Series A Preferred Shares (the "Series A Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A Shares did not have an expiration date. F1 · derivative.exercise_date: The Series A Preferred Shares (the "Series A Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A Shares did not have an expiration date. F1 · derivative.expiration_date: The Series A Preferred Shares (the "Series A Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A Shares did not have an expiration date. F2 · ownership.direct: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. F2 · ownership.nature: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 21:28 UTC |
Merck & Co., Inc.10% owner
Merck Sharp & Dohme Corp.10% owner
Merck Sharp & Dohme Research GmbH10% owner
|
OtherOrdinary Shares | 7,942,314 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635698-16-000062 · form4.xml · nonDerivative · entry 3 Merck & Co., Inc. · CIK 0000310158 · 10% owner Merck Sharp & Dohme Corp. · CIK 0000942443 · 10% owner Merck Sharp & Dohme Research GmbH · CIK 0001665244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Via wholly owned subsidiary, MSDRG Disclosed balance after: 7,942,314 F4 · kind: The 7,942,314 Ordinary Shares were issued to MSDRG in exchange for the cancellation of MSDRG's promissory note plus accrued and unpaid interest thereon (together, $14,693,281)(the "Note Exchange Amount") upon the closing of the initial public offering of the Issuer. The number of shares issued was determined by dividing the Note Exchange Amount by the initial public offering share price of $1.85. F4 · price: The 7,942,314 Ordinary Shares were issued to MSDRG in exchange for the cancellation of MSDRG's promissory note plus accrued and unpaid interest thereon (together, $14,693,281)(the "Note Exchange Amount") upon the closing of the initial public offering of the Issuer. The number of shares issued was determined by dividing the Note Exchange Amount by the initial public offering share price of $1.85. F2 · ownership.direct: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. F2 · ownership.nature: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 21:28 UTC |
Merck & Co., Inc.10% owner
Merck Sharp & Dohme Corp.10% owner
Merck Sharp & Dohme Research GmbH10% owner
|
ConversionOrdinary Shares | 5,128,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635698-16-000062 · form4.xml · nonDerivative · entry 2 Merck & Co., Inc. · CIK 0000310158 · 10% owner Merck Sharp & Dohme Corp. · CIK 0000942443 · 10% owner Merck Sharp & Dohme Research GmbH · CIK 0001665244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Via wholly owned subsidiary, MSDRG Disclosed balance after: 5,128,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Series A-2 Preferred Shares (the "Series A-2 Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A-2 Shares did not have an expiration date. F2 · ownership.direct: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. F2 · ownership.nature: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 21:28 UTC |
Merck & Co., Inc.10% owner
Merck Sharp & Dohme Corp.10% owner
Merck Sharp & Dohme Research GmbH10% owner
|
ConversionOrdinary Shares | 18,518,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635698-16-000062 · form4.xml · nonDerivative · entry 1 Merck & Co., Inc. · CIK 0000310158 · 10% owner Merck Sharp & Dohme Corp. · CIK 0000942443 · 10% owner Merck Sharp & Dohme Research GmbH · CIK 0001665244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Via wholly owned subsidiary, MSDRG Disclosed balance after: 18,518,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Shares (the "Series A Shares") of the Issuer automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon the closing of the initial public offering of the Issuer on February 8, 2016. The Series A Shares did not have an expiration date. F2 · ownership.direct: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. F2 · ownership.nature: The Series A Preferred Shares and Series A-2 Preferred Shares were, and the Ordinary Shares received from the conversion thereof are, owned directly by Merck Sharp & Dohme Research GmbH ("MSDRG"), which is a wholly owned subsidiary of Merck Sharp & Dohme Corp. ("MSD"), which is a wholly owned subsidiary of Merck & Co., Inc. ("Merck"). MSD and Merck are indirect beneficial owners of the reported securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.