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Nasdaq · USD

OMEX

ODYSSEY MARINE EXPLORATION INC

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7210
SEC CIK
0000798528
Parsed reports
178

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Nudi JayPAO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,755 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011384 · doc4.xml · derivative · entry 3

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,756

Underlying: Common stock · 17,755 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Nudi JayPAO/Treasurer
Tax withholdingCommon Stock 11,767 $5.85 $68,836.95
Disclosure

SEC source: 0000899243-22-011384 · doc4.xml · nonDerivative · entry 2

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,976

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Nudi JayPAO/Treasurer
GrantCommon Stock 31,507 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011384 · doc4.xml · nonDerivative · entry 1

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,743

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Jones Christopher EmlynChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,482 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011382 · doc4.xml · derivative · entry 3

Jones Christopher Emlyn · CIK 0001866418 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common stock · 3,482 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Jones Christopher EmlynChief Financial Officer
Tax withholdingCommon Stock 1,485 $5.85 $8,687.25
Disclosure

SEC source: 0000899243-22-011382 · doc4.xml · nonDerivative · entry 2

Jones Christopher Emlyn · CIK 0001866418 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Jones Christopher EmlynChief Financial Officer
GrantCommon Stock 3,482 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011382 · doc4.xml · nonDerivative · entry 1

Jones Christopher Emlyn · CIK 0001866418 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Longley John D JrPresident & COO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 21,580 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011380 · doc4.xml · derivative · entry 4

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,579

Underlying: Common stock · 21,580 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Longley John D JrPresident & COO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,167 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011380 · doc4.xml · derivative · entry 3

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Common stock · 20,167 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Longley John D JrPresident & COO
Tax withholdingCommon Stock 15,592 $5.85 $91,213.20
Disclosure

SEC source: 0000899243-22-011380 · doc4.xml · nonDerivative · entry 2

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,742

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Longley John D JrPresident & COO
GrantCommon Stock 41,747 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011380 · doc4.xml · nonDerivative · entry 1

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,334

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:06 UTC
Sawyer Jon DDirector
GrantCommon Stock 7,933 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002872 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,760

F1 · kind: On January 19, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:06 UTC
Justh Mark BDirector
GrantCommon Stock 8,413 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002871 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,294

F1 · kind: On January 19, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:05 UTC GrantCommon Stock 7,933 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002869 · doc4.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,183

F1 · kind: On January 19, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:05 UTC
Abbott JohnDirector
GrantCommon Stock 8,173 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002868 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,489

F1 · kind: On January 19, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:05 UTC GrantCommon Stock 7,596 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002865 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,274

F1 · kind: On January 19, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:30 UTC
Justh Mark BDirector
SaleCommon Stock 51,872 $6.90 $357,916.80
Disclosure

SEC source: 0000899243-21-038554 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,881

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.88 to $7.06 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
PurchaseCommon Stock 1,250 $5.87 $7,337.50
Disclosure

SEC source: 0000899243-21-033626 · doc4.xml · nonDerivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000

Read SEC document
August 04, 2021 Filed Aug 6, 2021 22:23 UTC OtherConvertible debt · Derivative 563,715 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000899243-21-031964 · doc4.xml · derivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,589

Underlying: Common · 129,589 shares

Expires not disclosed

F1 · kind: Assignment of convertible debt from a third party.

F2 · shares: The convertible debt is comprised of $404,633 principal and $159,082 accrued interest.

F1 · price: Assignment of convertible debt from a third party.

F3 · derivative.expiration_date: The conversion right expires upon payment of the indebtedness in full.

F4 · derivative.underlying_shares: Additional interest of 10% per annum accrues on the principal and is convertible at $4.35.

F4 · balance_after: Additional interest of 10% per annum accrues on the principal and is convertible at $4.35.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:45 UTC
Jones Christopher EmlynChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 6,964 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-024156 · doc4.xml · derivative · entry 1

Jones Christopher Emlyn · CIK 0001866418 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,964

Underlying: Common stock · 6,964 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022.

Read SEC document
May 25, 2021 Filed May 27, 2021 12:45 UTC
Justh Mark BDirector
PurchaseCommon Stock 10,000 $6.01 $60,100.00
Disclosure

SEC source: 0000899243-21-020824 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,753

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.97 to $6.06 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 01:35 UTC
Addis John10% owner
PurchaseCommon Stock, par value $.0001 per share 9,250 $6.59 $60,985.25
Disclosure

SEC source: 0000919574-21-002589 · ownership.xml · nonDerivative · entry 1

FourWorld Capital Management LLC · CIK 0001770525 · 10% owner

Addis John · CIK 0001852694 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 914,649

F1 · ownership.nature: The reported securities are directly owned by investment advisory clients of FourWorld Capital Management LLC (the "Investment Manager"), and may be deemed to be indirectly beneficially owned by: (i) the Investment Manager as the investment manager of such clients, and (ii) John Addis as the managing member of the Investment Manager. The Investment Manager and Mr. Addis disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:05 UTC
Gordon MarkDirector · Chief Executive Officer
GrantRestricted Stock Unit (RSU) · Derivative 92,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010970 · doc4.xml · derivative · entry 1

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,243

Underlying: Common stock · 92,243 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
GrantRestricted Stock Unit (RSU) · Derivative 41,467 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010969 · doc4.xml · derivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,467

Underlying: Common stock · 41,467 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:05 UTC
Nudi JayChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 27,504 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010967 · doc4.xml · derivative · entry 1

Nudi Jay · CIK 0001348998 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,504

Underlying: Common stock · 27,504 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:05 UTC
Longley John D JrPresident & COO
GrantRestricted Stock Unit (RSU) · Derivative 43,159 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010966 · doc4.xml · derivative · entry 1

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,159

Underlying: Common stock · 43,159 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:05 UTC
Justh Mark BDirector
GrantCommon Stock 3,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005922 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,753

F1 · kind: On February 9, 2021 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:05 UTC
Abbott JohnDirector
GrantCommon Stock 3,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005920 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,316

F1 · kind: On February 09, 2021 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:05 UTC GrantCommon Stock 3,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005917 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,678

F1 · kind: On February 09, 2021 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:05 UTC
Sawyer Jon DDirector
GrantCommon Stock 3,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005918 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,827

F1 · kind: On February 9, 2021 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Gordon MarkDirector · CEO and President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 42,328 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034980 · doc4.xml · derivative · entry 3

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,656

Underlying: Common stock · 42,328 shares

Expires 2020-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Gordon MarkDirector · CEO and President
Tax withholdingCommon Stock 15,809 $6.50 $102,758.50
Disclosure

SEC source: 0000899243-20-034980 · doc4.xml · nonDerivative · entry 2

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,120

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Gordon MarkDirector · CEO and President
GrantCommon Stock 42,328 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034980 · doc4.xml · nonDerivative · entry 1

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,929

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Barton Laura LionettiDirector · See Remarks
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,712 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034975 · doc4.xml · derivative · entry 4

Barton Laura Lionetti · CIK 0001417691 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,424

Underlying: Common stock · 13,712 shares

Expires 2020-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Barton Laura LionettiDirector · See Remarks
Tax withholdingCommon Stock 5,121 $6.50 $33,286.50
Disclosure

SEC source: 0000899243-20-034975 · doc4.xml · nonDerivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,174

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Barton Laura LionettiDirector · See Remarks
GrantCommon Stock 13,712 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034975 · doc4.xml · nonDerivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,295

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Nudi JayCFO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,755 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034972 · doc4.xml · derivative · entry 3

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,511

Underlying: Common stock · 17,755 shares

Expires 2020-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Nudi JayCFO/Treasurer
Tax withholdingCommon Stock 6,631 $6.50 $43,101.50
Disclosure

SEC source: 0000899243-20-034972 · doc4.xml · nonDerivative · entry 2

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,236

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Nudi JayCFO/Treasurer
GrantCommon Stock 17,755 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034972 · doc4.xml · nonDerivative · entry 1

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,867

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Longley John D JrPresident & COO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,167 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034971 · doc4.xml · derivative · entry 3

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,333

Underlying: Common stock · 20,167 shares

Expires 2020-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Longley John D JrPresident & COO
Tax withholdingCommon Stock 7,532 $6.50 $48,958.00
Disclosure

SEC source: 0000899243-20-034971 · doc4.xml · nonDerivative · entry 2

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,587

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:05 UTC
Longley John D JrPresident & COO
GrantCommon Stock 20,167 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034971 · doc4.xml · nonDerivative · entry 1

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,119

Read SEC document
August 31, 2020 Filed Sep 1, 2020 13:00 UTC
Justh Mark BDirector
PurchaseCommon Stock 12,000 $5.70 $68,400.00
Disclosure

SEC source: 0000899243-20-023707 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,232

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.90 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 11:34 UTC
Longley John D JrPresident & COO
PurchaseCommon Stock 266 $3.31 $880.46
Disclosure

SEC source: 0000899243-20-009222 · doc4.xml · nonDerivative · entry 2

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,952

Read SEC document
March 19, 2020 Filed Mar 23, 2020 11:34 UTC
Longley John D JrPresident & COO
PurchaseCommon Stock 2,734 $3.00 $8,202.00
Disclosure

SEC source: 0000899243-20-009222 · doc4.xml · nonDerivative · entry 1

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,686

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March 17, 2020 Filed Mar 19, 2020 16:32 UTC
Justh Mark BDirector
PurchaseCommon Stock 20,000 $2.91 $58,200.00
Disclosure

SEC source: 0000899243-20-008957 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,232

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.71 to $3.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 05, 2020 Filed Feb 7, 2020 21:18 UTC
Sawyer Jon DDirector
GrantCommon Stock 16,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003649 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,306

F1 · kind: On February 5, 2020 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

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February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Justh Mark BDirector
GrantCommon Stock 18,590 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003645 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,232

F1 · kind: On February 5, 2020 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

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February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Abbott JohnDirector
GrantCommon Stock 15,695 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003644 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,795

F1 · kind: On February 05, 2020 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

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February 05, 2020 Filed Feb 7, 2020 21:15 UTC GrantCommon Stock 13,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003642 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,157

F1 · kind: On February 05, 2020 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

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February 05, 2020 Filed Feb 14, 2020 21:45 UTC
Barton Laura LionettiDirector · See Remarks
GrantRestricted Stock Unit (RSU) · Derivative 41,136 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004655 · doc4.xml · derivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,136

Underlying: Common stock · 41,136 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.