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OTC · USD

OMCC

OLD MARKET CAPITAL Corp

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Tapewire entity
9599
SEC CIK
0001000045
Parsed reports
211

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2019 Filed Jun 3, 2019 20:38 UTC PurchaseCommon 2,000 $9.16 $18,327.00
Disclosure

SEC source: 0001357521-19-000008 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

F1 · price: Represents the average purchase price.

Read SEC document
May 15, 2019 Filed May 16, 2019 12:51 UTC GrantCommon 2,094 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000006 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,264

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/15/2019 was $8.70

F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/15/2019 was $8.70

Read SEC document
May 15, 2019 Filed May 16, 2019 12:51 UTC PurchaseCommon 2,094 $8.97 $18,776.48
Disclosure

SEC source: 0001357521-19-000006 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,170

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
April 15, 2019 Filed Apr 15, 2019 22:08 UTC GrantCommon 1,943 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000004 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,076

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 4/15/2019 was $9.44.

F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 4/15/2019 was $9.44.

Read SEC document
April 15, 2019 Filed Apr 15, 2019 22:08 UTC PurchaseCommon 1,943 $9.67 $18,792.11
Disclosure

SEC source: 0001357521-19-000004 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,133

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 20:43 UTC GrantCommon 1,925 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000003 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,190

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock reported on Nasdaq on 03/14/2019 was $9.51.

F1 · shares: Purchases of shares were made in accordance with a 10b5-1 Plan previously executed.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 20:43 UTC PurchaseCommon 1,925 $9.76 $18,796.47
Disclosure

SEC source: 0001357521-19-000003 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,265

F1 · shares: Purchases of shares were made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 14:14 UTC GrantCommon 1,803 $10.43 $18,799.34
Disclosure

SEC source: 0001357521-19-000002 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,340

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 02/15/2019 was $10.12.

F2 · price: Represents the average purchase price

Read SEC document
February 15, 2019 Filed Feb 19, 2019 14:14 UTC PurchaseCommon 1,803 $14.43 $26,011.34
Disclosure

SEC source: 0001357521-19-000002 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,537

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed

F2 · price: Represents the average purchase price

Read SEC document
February 15, 2019 Filed Apr 16, 2019 18:43 UTC Amendment GrantCommon 1,803 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000005 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,340

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 2/15/2019 was $10.12.

F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 2/15/2019 was $10.12.

Read SEC document
February 15, 2019 Filed Apr 16, 2019 18:43 UTC Amendment PurchaseCommon 1,803 $10.43 $18,799.34
Disclosure

SEC source: 0001357521-19-000005 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,537

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed

F2 · price: Represents the average purchase price.

Read SEC document
January 15, 2019 Filed Jan 15, 2019 22:56 UTC GrantCommon 1,746 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000001 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,734

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 1/15/2019 was $10.76.

Read SEC document
January 15, 2019 Filed Jan 15, 2019 22:56 UTC PurchaseCommon 1,746 $10.77 $18,796.04
Disclosure

SEC source: 0001357521-19-000001 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,988

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 22:52 UTC GrantCommon 1,732 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000010 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 12/14/2018 was $10.88.

F2 · price: Represents the average purchase price.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 22:52 UTC PurchaseCommon 1,732 $10.85 $18,799.82
Disclosure

SEC source: 0001357521-18-000010 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,510

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 21:55 UTC GrantCommon 1,610 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000009 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,778

F3 · shares: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/15/2018 was $11.73.

F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/15/2018 was $11.73.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 21:55 UTC PurchaseCommon 1,610 $11.67 $18,788.70
Disclosure

SEC source: 0001357521-18-000009 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,168

F1 · shares: Purchase of shares was made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
October 15, 2018 Filed Oct 15, 2018 21:12 UTC GrantCommon 1,569 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000008 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,558

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 10/15/2018 was $11.79.

F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 10/15/2018 was $11.79.

Read SEC document
October 15, 2018 Filed Oct 15, 2018 21:12 UTC PurchaseCommon 1,569 $11.98 $18,796.62
Disclosure

SEC source: 0001357521-18-000008 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,989

F1 · shares: Purchases of shares was made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 13:43 UTC GrantCommon 1,590 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000007 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,420

F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 09/17/2018 was $11.83.

F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 09/17/2018 was $11.83.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 13:43 UTC PurchaseCommon 1,590 $11.82 $18,796.82
Disclosure

SEC source: 0001357521-18-000007 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,830

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.

F2 · price: Represents the average purchase price.

Read SEC document
August 27, 2018 Filed Aug 27, 2018 20:21 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 1,000 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,658

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock reported on NASDAQ on 8/27/2018 was $11.30.

Read SEC document
August 27, 2018 Filed Aug 27, 2018 20:21 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 1,000 $11.50 $11,500.00
Disclosure

SEC source: 0001496701-18-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,658

Read SEC document
August 23, 2018 Filed Aug 27, 2018 22:24 UTC PurchaseCommon Stock 5,887 $11.13 $65,542.33
Disclosure

SEC source: 0001398344-18-012563 · fp0035542_04.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593,605

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.1085 to $11.1500. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:45 UTC PurchaseCommon Stock 5,480 $10.90 $59,750.08
Disclosure

SEC source: 0001398344-18-012231 · fp0035381_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,718

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.7500 to $10.9390. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 15, 2018 Filed Aug 15, 2018 21:58 UTC PurchaseCommon Stock 5,500 $10.82 $59,512.20
Disclosure

SEC source: 0001398344-18-012004 · fp0035291_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,238

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.8176 to $10.8400. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 13:13 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 250 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000006 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,658

Read SEC document
August 15, 2018 Filed Aug 16, 2018 13:13 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 250 $10.83 $2,707.50
Disclosure

SEC source: 0001357521-18-000006 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,408

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock reported on NASDAQ on 8/15/2018 was $11.03.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 12:59 UTC GrantCommon 3,620 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000005 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,240

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/15/2018 was $11.03.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 12:59 UTC PurchaseCommon 3,620 $10.83 $39,204.60
Disclosure

SEC source: 0001357521-18-000005 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,620

F1 · price: represents the average purchase price

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:58 UTC PurchaseCommon Stock 12,520 $10.70 $133,964.00
Disclosure

SEC source: 0001398344-18-012004 · fp0035291_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,738

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.6999 to $10.7000. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:58 UTC PurchaseCommon Stock 950 $10.50 $9,975.00
Disclosure

SEC source: 0001398344-18-012004 · fp0035291_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,564,218

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 20:29 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 500 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 4

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/10/18 was $10.76

Read SEC document
August 10, 2018 Filed Aug 10, 2018 20:29 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 500 $10.91 $5,455.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 3

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,658

Read SEC document
August 09, 2018 Filed Aug 9, 2018 23:07 UTC PurchaseCommon Stock 5,500 $10.80 $59,380.20
Disclosure

SEC source: 0001398344-18-011529 · fp0035126_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,268

F6 · price: This transaction was executed in multiple trades at prices ranging from $10.7700 to $10.8000. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:44 UTC GrantCommon 2,000 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000004 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/9/2018 was $11.02

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:44 UTC PurchaseCommon 2,000 $10.90 $21,800.00
Disclosure

SEC source: 0001357521-18-000004 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:29 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 6,000 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,158

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/9/2018 was $11.02

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:29 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 6,000 $10.99 $65,940.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,158

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August 08, 2018 Filed Aug 9, 2018 23:07 UTC PurchaseCommon Stock 5,800 $10.70 $62,071.02
Disclosure

SEC source: 0001398344-18-011529 · fp0035126_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,768

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.6689 to $10.7500. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

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August 07, 2018 Filed Aug 9, 2018 23:07 UTC PurchaseCommon Stock 25,929 $10.19 $264,322.82
Disclosure

SEC source: 0001398344-18-011529 · fp0035126_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,968

F4 · price: This transaction was executed in multiple trades at prices ranging from $9.6024 to $10.56. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

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July 10, 2018 Filed Jul 10, 2018 23:47 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 7,000 $10.25 $71,750.00
Disclosure

SEC source: 0001398344-18-009971 · fp0034407_4.xml · nonDerivative · entry 5

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,039

F7 · price: This transaction was executed in multiple trades at prices ranging from $10.2500 to 10.2500. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.direct: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · ownership.direct: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · ownership.direct: Mr. Peterson serves as a director of the Issuer.

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July 09, 2018 Filed Jul 10, 2018 23:47 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 11,025 $10.00 $110,257.72
Disclosure

SEC source: 0001398344-18-009971 · fp0034407_4.xml · nonDerivative · entry 4

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519,039

F6 · price: This transaction was executed in multiple trades at prices ranging from $9.9700 to 10.1000. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.direct: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · ownership.direct: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · ownership.direct: Mr. Peterson serves as a director of the Issuer.

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July 06, 2018 Filed Jul 10, 2018 23:47 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 8,000 $9.74 $77,947.20
Disclosure

SEC source: 0001398344-18-009971 · fp0034407_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,014

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.6900 to $9.7500. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.direct: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · ownership.direct: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · ownership.direct: Mr. Peterson serves as a director of the Issuer.

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July 02, 2018 Filed Jul 2, 2018 23:01 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 3,865 $9.39 $36,292.35
Disclosure

SEC source: 0001667769-18-000001 · primary_doc.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly Owned by Magnolia Capital LLC

Disclosed balance after: 1,497,331

F1 · price: Weighted average for day

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June 29, 2018 Filed Jul 2, 2018 23:01 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 80,613 $8.81 $710,200.53
Disclosure

SEC source: 0001667769-18-000001 · primary_doc.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly Owned by Magnolia Capital LLC

Disclosed balance after: 1,493,446

F1 · price: Weighted average for day

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June 29, 2018 Filed Jul 2, 2018 14:24 UTC
Marohn Douglas WDirector · President and CEO
GrantCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/29/18 was $9.20

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June 29, 2018 Filed Jul 2, 2018 14:24 UTC
Marohn Douglas WDirector · President and CEO
PurchaseCommon Stock 2,800 $8.97 $25,116.00
Disclosure

SEC source: 0001496701-18-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,358

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April 24, 2018 Filed Apr 27, 2018 13:32 UTC
Bates Kevin DeanSenior VP Branch Operations
Exercise / conversionStock Option(right to buy) · Derivative 5,500 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001609591-18-000002 · primary_doc.xml · derivative · entry 4

Bates Kevin Dean · CIK 0001609591 · Senior VP Branch Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.

F3 · derivative.exercise_date: The option vested in five equal installments beginning on May 5, 2009.

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April 24, 2018 Filed Apr 27, 2018 13:32 UTC
Bates Kevin DeanSenior VP Branch Operations
Exercise / conversionStock Option(right to buy) · Derivative 5,500 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001609591-18-000002 · primary_doc.xml · derivative · entry 3

Bates Kevin Dean · CIK 0001609591 · Senior VP Branch Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.

F2 · derivative.exercise_date: The option vested in five equal installments beginning on November 6, 2008.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.